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Journal of Physics G Nuclear and Particle Physics

Application of the Lindblad axiomatic approach to non-equilibrium nuclear processes

N. V. Antonenko, С.П. Иванова, R. V. Jolos, W. Scheid

Published Sep 1, 1994• 18 citations
Publisher

Abstract

In the framework of the Lindblad axiomatic approach for open quantum systems various models for heavy-ion reactions are considered. Assuming the existence of a stationary solution for the Lindblad equation in Gibbs form, the relations between the friction and diffusion coefficients are derived. In this case the evolution operator depends on temperature. Models and Lindblad's evolution operators, which are constructed with the generators of SO(3) and SO(4) algebras, are considered. A master equation for the density operator is derived for the case of a general potential and its connection with similar approaches in nuclear physics is discussed.

DOI
10.1088/0954-3899/20/9/014

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In the framework of the Lindblad axiomatic approach for open quantum systems various models for heavy-ion reactions are considered. Assuming the existence of a stationary solution for the Lindblad equation in Gibbs form, the relations between the friction and diffusion coefficients are derived. In this case the evolution operator depends on temperature. Models and Lindblad's evolution operators, which are constructed with the generators of SO(3) and SO(4) algebras, are considered. A master equation for the density operator is derived for the case of a general potential and its connection with similar approaches in nuclear physics is discussed.
The elements of the quantum mechanical Markovian diffusion matrix leading to a Gibbs equilibrium state for a set of N coupled quantum harmonic oscillators are derived within Lindblad's axiomatic approach. Consequences of the fundamental constraints on the quantum friction coefficients are discussed. We derive the equations of motion for the expectation values and variances, and we solve them analytically. We apply our results to the description of the charge and mass asymmetry coordinates in heavy-ion collisions, and we investigate the effect of dissipation on tunneling in sub-barrier processes.
This chapter is devoted to Lindblad master equation, obtained by a generalization of the quantum dynamic group to a time dependent semigroup. For this equation, we present a demonstration of Alicki and Lendi, obtained by a linear approximation of the openness operator, which describes the time evolution of a system of interest in an environment. We re-obtain this equation by taking the total dynamic equation with a bilinear dissipative potential in system and environment operators, and tracing over the environment states. In this way, we get physical expressions of the dissipation coefficients, as functions of the system operators. We present the quantum theory of Sandulescu and Scutaru, where the dissipative dynamics is described by friction and diffusion processes, with coefficients which satisfy fundamental constraints.
Quantum diffusion equations with transport coefficients explicitly depending on time are derived from the generalized non-Markovian Langevin equations. The asymptotic behavior of the friction and diffusion coefficients is investigated in the case of the FC and RWA couplings between the collective and internal subsystems. An asymptotic expression is obtained for the propagator of the density matrix of the open quantum system with the general quadratic Hamiltonian, linearly coupled (in coordinate and momentum) to internal degrees of freedom. The effect of different sets of transport coefficients on the decoherence and decay rate of the metastable state is investigated using the master equation for the reduced density matrix of open quantum systems. The developed approach is used to study the capture of the projectile nucleus by the target nucleus at energies near the Coulomb barrier. Capture cross sections in asymmetric reactions are well described with allowance for the calculated capture probabilities. Particular cases where dissipation favors penetration through the potential barrier are found. The generalized Kramers formula for the quasi-stationary decay rate of the quantum metastable systems is analytically derived.
Using Lindblad's axiomatic approach for the description of dissipation in quantum mechanics, we describe the dynamics of an open quantum system with a two-dimensional inverse parabolic potential. The derivation of the equations of motion for the first two moments of the quantum system from the general Markovian master equation is shown and their solution is given. We analyse the scattering of a Gaussian wave package in the considered potential and present an analytical expression for the probability density in position space and numerical results for the probabilities. A possible application of the developed formalism is shown for the nuclear physics example of the collision of 48 Ca on 248 Cm.
The celebrated Lindblad equation governs the nonunitary time evolution of density operators used in the description of open quantum systems. It is usually derived from the von Neumann equation for a large system, at given physical conditions, when a small subsystem is explicitly singled out and the rest of the system acts as an environment whose degrees of freedom are traced out. In the specific case of a subsystem with variable particle number, the equilibrium density operator is given by the well-known grand canonical Gibbs state. Consequently, solving the Lindblad equation in this case should automatically yield, without any additional assumptions, the corresponding density operator in the limiting case of statistical equilibrium. Current studies of the Lindblad equation with varying particle number assume, however, the grand canonical Gibbs state a priori: the chemical potential is externally imposed rather than derived from first principles, and hence the corresponding density operator is not obtained as a natural solution of the equation. In this work, we investigate the compatibility of grand canonical statistical mechanics with the derivation of the Lindblad equation. We propose an alternative and complementary approach to the current literature that consists in using a generalized system Hamiltonian which includes a term μN. In a previous paper, this empirically well-known term has been formally derived from the von Neumann equation for the specific case of equilibrium. Including μN in the system Hamiltonian leads to a modified Lindblad equation which yields the grand canonical state as a natural solution, meaning that all the quantities involved are obtained from the physics of the system without any external assumptions.
Open quantum systems play a central role in contemporary nanoscale technologies, including molecular electronics, quantum heat engines, quantum computation and information processing. A major theoretical challenge is to construct dynamical models that are simultaneously consistent with classical thermodynamics and complete positivity. In this work, we develop a framework that addresses this issue by extending classical stochastic dynamics to the quantum domain. We begin by formulating a generalized Langevin equation in which both friction and noise act symmetrically on the two Hamiltonian equations. From this, we derive a generalized Klein-Kramers equation expressed in terms of Poisson brackets, and we show that it admits the Boltzmann distribution as its stationary solution while satisfying the first and second laws of thermodynamics along individual trajectories. Applying canonical quantization to this classical framework yields two distinct quantum master equations, depending on whether the friction operators are taken to be Hermitian or non-Hermitian. By analyzing the dynamics of a harmonic oscillator, we determine the conditions under which these equations reduce to a Lindblad-type generator. Our results demonstrate that complete positivity is ensured only when friction and noise are included in both Hamiltonian equations, thus fully justifying the classical construction. Moreover, we find that the friction coefficients must satisfy the same positivity condition in both the Hermitian and non-Hermitian formulations, revealing a form of universality that transcends the specific operator representation. The formalism offers a versatile tool for deriving quantum versions of the thermodynamic laws and is directly applicable to a wide class of nonequilibrium nanoscale systems.