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Physical review. B, Condensed matter

Fluctuations beyond the Gutzwiller approximation in the slave-boson approach

Th. Jolicœur, J. C. Le Guillou

Published Aug 1, 1991• 49 citations
Publisher

Abstract

We study the Hubbard model through a functional-integral formulation proposed by Kotliar and Ruckenstein. A careful use of the U(1${)}^{\ensuremath{\bigotimes}3}$ gauge symmetry of the bosonized action allows us to compute the complete one-loop correction to the free energy in the case of half-filled band. We extract the effective mass of the fermion in the metallic phase and show that the noninteracting limit is not recovered for vanishing on-site repulsion. The bosonic Hamiltonian must be adjusted order by order in perturbation theory.

DOI
10.1103/physrevb.44.2403

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arXiv:cond-mat/9402103•Feb 24, 1994•2 citations
We study the Hubbard model through a functional-integral formulation proposed by Kotliar and Ruckenstein. A careful use of the U(1)\ensuremath⨂3{)}^{\ensuremath{\bigotimes}3})\ensuremath⨂3 gauge symmetry of the bosonized action allows us to compute the complete one-loop correction to the free energy in the case of half-filled band. We extract the effective mass of the fermion in the metallic phase and show that the noninteracting limit is not recovered for vanishing on-site repulsion. The bosonic Hamiltonian must be adjusted order by order in perturbation theory.
We study the single-band Hubbard model via the functional-integral four-slave-boson formulation introduced by Kotliar and Ruckenstein, and show that a proper treatment of the continuum limit of the functional integral removes the inconsistencies due to an incorrect handling of this limit so far performed in the literature. It follows from our analysis that the Kotliar and Ruckenstein mean-field solution has to be abandoned in order to include fluctuation corrections in a systematic way. We show explicitly how to construct a suitable alternative solution which admits the inclusion of fluctuations.
The Hubbard model with finite on-site repulsion U is studied via the functional-integral formulation of the four-slave-boson approach by Kotliar and Ruckenstein. It is shown that a correct treatment of the continuum imaginary time limit (which is required by the very definition of the functional integral) modifies the free energy when fluctuation (1/N) corrections beyond mean field are considered, thus removing the inconsistencies originating from the incorrect handling of this pathologic limit so far performed in the literature. In particular, our treatment correctly restores the decrease of the average number of doubly occupied sites for increasing U. Our analysis requires us to suitably interpret the Kotliar and Ruckenstein choice for the bosonic hopping operator and to abandon the commonly used normal-ordering prescription, in order to obtain meaningful fluctuation corrections. In this way we recover the exact solution at U=0 not only at the mean-field level but also at the next order in 1/N. In addition, we consider alternative choices for the bosonic hopping operator and test them numerically for a simple two-site model for which the exact solution is readily available for any U. We also discuss how the 1/N expansion can be formally generalized to the four-slave-boson approach, and provide a simplified prescription to obtain the additional terms in the free energy which result at the order 1/N from the correct continuum limit.
We study the one-loop contribution of the spin and charge fluctuation to the boson hopping factor in the slave-boson representation of the Hubbard model introduced by Kotliar and Ruckenstein. Whether one uses a low-lying cutoff or sums over the whole bosonic spectrum, the noninteracting limit for the fluctuation correction of the mass enhancement is not recovered for vanishing Coulomb interaction. We argue that one should be cautious when attempting to extend the loop-expansion calculation, in the functional-integral scheme of Kotliar and Ruckenstein, to the observables in which the high-energy excitations may play an important role.
We determine the free energy of strongly correlated electron systems in the example of the Hubbard model by calculating the contribution of spin and charge fluctuations to the Gutzwiller approximation mean-field result. We employ the slave-boson formulation of Kotliar and Ruckenstein in its spin-rotation-invariant form in the usual continuous-time approximation of the functional integral representation, corrected by “high-frequency contributions” ( SRIKR + ). In contrast to all previous attempts to calculate the fluctuation contribution to the free energy within the spin-rotation-invariant Kotliar-Ruckenstein slave-boson representation (SRIKR) scheme our result preserves the noninteracting limit. We show that the correct form of the kinetic energy renormalization is essential. The results for the ground-state energy in the paramagnetic phase are in very good agreement with state-of-the-art results obtained by methods such as density matrix embedding theory, quantum Monte Carlo, and others. The leading low-temperature behavior of the free energy allows us to extract the quasiparticle effective mass, in particular its enhancement near a continuous phase transition into an ordered state. Our work demonstrates that the SRIKR + method is competitive with the best available alternative methods and equips the slave-boson approach with an improved synoptic power to explore strongly correlated electron systems.
We present a slave-boson representation for the Hubbard model, introducing Bose fields for the empty, singly, and doubly occupied sites and show that the boson for the singly occupied site must transform as a tensor of rank two under spin rotations. This generalizes the formulation of Kotliar and Ruckenstein, which is not manifestly spin-rotation invariant. The paramagnetic saddle point of the corresponding functional integral is identical to Gutzwiller's solution. As an illustration of the method, we calculate the T3{T}^{3}T3lnT spin-fluctuation contribution to the specific heat and find it to be fully consistent with Fermi-liquid theory. We discuss further applications of this approach.
The application of functional integral methods and the Hubbard--Stratonovich transformation to the Hubbard model is discussed. For the attractive case, using a simple gauge transformation of the superconducting order parameter field, the effective action for the low-energy phase excitations is derived. Inclusion of the electromagnetic field is straightforward. For the repulsive case at half--filling use of a fluctuating spin reference frame allows a derivation of the effective nonlinear sigma model for arbitrary coupling strength U. Results for the spin-wave velocity and the spin stiffness are obtained for arbitrary U. Away from half--filling, at large U an effective action for doped fermions and the spins is found which is related to the slave fermion formulation of the correlated fermion problem. The formalism is generalized to include the full SU(2)xSU(2) symmetry of the Hubbard model. This allows the derivation of a Ginzburg-Landau like theory that includes both particle-hole and particle-particle excitations. (paper at the NATO workshop on the Hubbard model, San Sebastian, Spain, oct. 1993)