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Physical review. B, Condensed matter

Quantum tunneling in the presence of an arbitrary linear dissipation mechanism

A. J. Leggett

Published Aug 1, 1984• 300 citations
Publisher

Abstract

This paper considers the tunneling out of a metastable state at $T=0$ of a system whose classical equation of motion is, in Fourier-transformed form, $K(\ensuremath{\omega})q(\ensuremath{\omega})=\ensuremath{-}[\frac{\ensuremath{\partial}V(q)}{\ensuremath{\partial}q}](\ensuremath{\omega})$ where $V(q)$ is a conservative potential and $K(\ensuremath{\omega})$ represents the effects of arbitrary linear dissipative and/or reactive elements. It is shown that, provided a few commonly satisfied conditions obtain, there is a simple prescription for writing down the imaginary-time effective action functional which determines the tunneling rate in the Wentzel-Kramers-Brillouin limit; namely, it contains the usual term in $V(q)$, plus a term of the form $(\frac{1}{2\ensuremath{\pi}}) \ensuremath{\int}{\ensuremath{-}\ensuremath{\infty}}^{\ensuremath{\infty}}\frac{1}{2} K(\ensuremath{-}i|\ensuremath{\omega}|){|\stackrel{\ifmmode \tilde{}\else \~{}\fi{}}{q}(\ensuremath{\omega})|}^{2}d\ensuremath{\omega}$, where $\stackrel{\ifmmode \tilde{}\else \~{}\fi{}}{q}(\ensuremath{\omega})$ is the Fourier transform of the imaginary-time trajectory. Previously obtained results are special cases of this prescription. Applications are made to the case of "anomalous" dissipation (rate of dissipation proportional to the squared velocity of the momentum conjugate to the tunneling variable), to the "mixed" case (relaxation by collisions subject to a conservation law), and to more realistic models of a rf superconducting quantum-interference device.

DOI
10.1103/physrevb.30.1208

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This paper considers the tunneling out of a metastable state at T=0T=0T=0 of a system whose classical equation of motion is, in Fourier-transformed form, K(\ensuremathω)q(\ensuremathω)=\ensuremath−[\ensuremath∂V(q)\ensuremath∂q](\ensuremathω)K(\ensuremath{\omega})q(\ensuremath{\omega})=\ensuremath{-}[\frac{\ensuremath{\partial}V(q)}{\ensuremath{\partial}q}](\ensuremath{\omega})K(\ensuremathω)q(\ensuremathω)=\ensuremath−[\ensuremath∂q\ensuremath∂V(q)​](\ensuremathω) where V(q)V(q)V(q) is a conservative potential and K(\ensuremathω)K(\ensuremath{\omega})K(\ensuremathω) represents the effects of arbitrary linear dissipative and/or reactive elements. It is shown that, provided a few commonly satisfied conditions obtain, there is a simple prescription for writing down the imaginary-time effective action functional which determines the tunneling rate in the Wentzel-Kramers-Brillouin limit; namely, it contains the usual term in V(q)V(q)V(q), plus a term of the form (12\ensuremathπ)\ensuremath∫\ensuremath−\ensuremath∞\ensuremath∞12K(\ensuremath−i∣\ensuremathω∣)∣q\ifmmode~\else˜\fi(\ensuremathω)∣2d\ensuremathω(\frac{1}{2\ensuremath{\pi}}) \ensuremath{\int}{\ensuremath{-}\ensuremath{\infty}}^{\ensuremath{\infty}}\frac{1}{2} K(\ensuremath{-}i|\ensuremath{\omega}|){|\stackrel{\ifmmode \tilde{}\else \~{}\fi{}}{q}(\ensuremath{\omega})|}^{2}d\ensuremath{\omega}(2\ensuremathπ1​)\ensuremath∫\ensuremath−\ensuremath∞\ensuremath∞21​K(\ensuremath−i∣\ensuremathω∣)∣q\ifmmode~\else˜\fi​(\ensuremathω)∣2d\ensuremathω, where q\ifmmode~\else˜\fi(\ensuremathω)\stackrel{\ifmmode \tilde{}\else \~{}\fi{}}{q}(\ensuremath{\omega})q\ifmmode~\else˜\fi​(\ensuremathω) is the Fourier transform of the imaginary-time trajectory. Previously obtained results are special cases of this prescription. Applications are made to the case of "anomalous" dissipation (rate of dissipation proportional to the squared velocity of the momentum conjugate to the tunneling variable), to the "mixed" case (relaxation by collisions subject to a conservation law), and to more realistic models of a rf superconducting quantum-interference device.
Finite temperatures are incorporated into the calculation of the tunneling rate in the presence of linear dissipation. A theory of finite-temperature tunneling is introduced which is based on the density matrix which provides an approximate description of the metastable state. Semiclassical functional integral methods are used to calculate the density matrix and the Wentzel-Kramers-Brillouin approximation is used to derive the tunnel current from the density matrix. Dissipation appropriate to superconducting quantum-interference devices is introduced into the calculation by the use of the existing model of a heat bath consisting of a prescribed distribution of harmonic oscillators linearly coupled to the tunneling variable. The finite-temperature tunnel escape rate obtained is of the form \ensuremath{\Gamma}=A exp(-S/\ensuremath{\Elzxh}). S is determined from the solution of a nonlinear integro-differential equation. An existing numerical technique was modified to achieve this. The quantity A is approximately evaluated.
The WKB approach to quantum tunneling from a metastable well is generalized to include a weak oscillatory force. Both one-dimensional decay and multidimensional decay, appropriate for a system coupled to a dissipative environment, are considered. In both cases, general expressions are derived for the enhancement of the decay rate linear in the applied force. The enhancement is expressed exclusively in terms of the instanton trajectories of the unperturbed system. For a cubic potential with no damping, the decay rate exhibits sharp resonances when the applied frequency coincides with the energy spacing between the ground and excited states in the metastable well. In the strong-damping limit, this resonance structure is completely suppressed.
A wave equation formulation of the problem of quantum tunneling in a dissipative medium is developed by considering a many-body system in which the central particle is subject to an arbitrary force law, and at the same time is coupled to a bath of noninteracting harmonic oscillators. For the motion of the central particle it is possible to obtain an effective Lagrangian and Hamiltonian by eliminating the degrees of freedom of the oscillators. However both of these operators are nonlocal, and it is difficult to derive a wave equation for this motion. As an alternative method one can write a many-body Schrödinger equation for the whole system, and then eliminate the wave functions of all of the oscillators. This result is a many-channel Schrödinger equation for the motion of the central particle. By truncating this set of coupled equations, one can solve the problem for different force laws. In particular, in this work, the cases of dissipative tunneling, hopping, and quantum coherence are studied in detail. It is also shown how this approach can be generalized to multidimensional dissipative systems.
This paper studies the effect of the momentum conservation on tunneling with dissipation. Two coupled macroscopic particles, interacting with a thermal bath of harmonic oscillators are considered. The interaction between the particles is chosen such that it has minima at two different separations. The exact effective action is obtained for the linear coupling with the bath by the direct calculation of the imaginary-time path integral at arbitrary temperature, and by applying Leggett's prescription at T=0. The case of the Ohmic dissipation is studied in detail. It is proved that the tunneling, at any strength of the dissipation, has a simple description in terms of the effective reduced mass that depends on temperature and classical friction coefficients. The connection with the M\"ossbauer effect is discussed. \textcopyright{} 1996 The American Physical Society.
For the realistic theoretical descriptions of quantum devices, we have to take the unavoidable coupling to their surrounding environment into account. A lot of effort in theoretical physics has been made to describe decoherence effects and the corresponding quantum to classical transition in the past. In these studies, baths are coupled to certain observables making their behavior more classical. In the most general case, a quantum device is affected by environments coupled to different observables. In this thesis, we study the differences emerging from coupling the bath to different observables. In particular, we investigate the situation, where two baths are coupled simultaneously to two conjugate variables (e.g. xˆ and pˆ, denoted dissipative frustration). We study how the interplay of these two baths can lead to interesting effects. After an introduction of the topic, we discuss the results of this thesis in Part II and Part III. In Part II, we study the effect of quantum tunneling in presence of a dissipative interaction with two Ohmic environments to the position xˆ and/or to the momentum pˆ of a particle. In chapter 2, we consider a symmetric double well potential which is important in the context of coherent state preparation, as its ground state is a superposition of being in the left and in the right well. Using the semiclassical approximation to calculate instanton paths within the path integral method, we find that momentum dissipation enhances the coherent tunnel splitting. In presence of dissipative couplings to xˆ and pˆ, the momentum dissipation acts in favor of the delocalization of the particle shifting the critical coupling strength of the dissipative phase transition induced by the position dissipation. Chapter 3 contains a study of the escape rate out of a metastable well in presence of dissipation. Here we find that the incoherent tunneling rate is exponentially enhanced in presence of momentum dissipation. We further show that the influence of momentum dissipation depends on the slope of the part of barrier the particle escaping through. In presence of both dissipative couplings, we find a non-monotonic behavior of the escape rate as a function of the dissipative couplings strengths. In Part III, we show that it is possible to realize the situation of "dissipative frustration" in Josephson junction chains. In particular, we introduce charge dissipation as a physical realization of the afore introduced momentum coupling. After presenting the circuit elements needed for charge dissipation, we study a chain of Josephson junctions affected by Ohmic baths coupled to the charge and/or the phase. Using a self-consistent harmonic approximation, we determine the phase diagram at zero temperature which exhibits a quantum phase transition between an ordered phase, corresponding to the superconducting state, and a disordered phase, corresponding to the insulating state with localized superconducting charge. Interestingly, we find that the critical line separating the two phases has a non-monotonic behavior as a function of the dissipative coupling strength. Moreover, within the self-consistent harmonic approximation, we analyze the dissipation induced crossover between a first and second order phase transition, showing that dissipative frustration increases the range in which the phase transition is second order. The non-monotonic behavior is also reflected in the purity of the system that quantifies the degree of correlation between the system and the environment, and in the logarithmic negativity as an entanglement measure that encodes the internal quantum correlations in the chain.
The quantum-mechanical version of the Kramers turnover problem is considered. The multidimensional character of the problem is taken into account via transformation to normal modes. This eliminates the coupling to the bath near the barrier top allowing the use of a simple harmonic transmission coefficient for the barrier dynamics. The well dynamics is described by a continuum form of a master equation for the energy in the unstable normal mode. Within first-order perturbation theory, the equations of motion for the stable normal modes have the form of a forced oscillator. The transition probability kernel is found using the known solution for the quantum forced oscillator problem. An expression for the quantum escape rate is derived. It encompasses all previously known limiting results in the thermally activated tunneling regime. The depopulation factor, which accounts for the nonequilibrium energy distribution is evaluated. The quantum transition probability kernel is broader than the classical and is skewed towards lower energies. Interplay between these two effects, together with a positive tunneling contribution, determines the relative magnitude of the quantum rate compared to the classical one. The theory is valid for arbitrary dissipation. Its use is illustrated for the case of a cubic potential with Ohmic (Markovian) dissipation.