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International Journal of Quantum Chemistry

Application of the Mermin entropy principle to the “apparatus” density functional theory

Akitomo Tachibana

Published Mar 1, 1989• 10 citations
Publisher

Abstract

Abstract An “apparatus” operator approach is presented for the extension of the density functional theory of Hohenberg, Kohn, and Mermin. Using the Mermin entropy principle, a one‐to‐one correspondence is established between the density matrix for the system and the electron charge density for a finite‐temperature system in the presence of an apparatus. In the zero‐temperature limit in the absence of an apparatus, the Hohenberg–Kohn theory is recovered. The central aspect of this new density functional theory is that the principle of maximum entropy is applied to the system plus its surroundings under the additional constraint that the electron charge density is given. The system is treated as a subsystem of a composite system and is not necessarily in the equilibrium state as in the Mermin theory. As an example, it is shown how, in principle, excited states are encompassed by the theory.

DOI
10.1002/qua.560350302

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Abstract An “apparatus” operator approach is presented for the extension of the density functional theory of Hohenberg, Kohn, and Mermin. Using the Mermin entropy principle, a one‐to‐one correspondence is established between the density matrix for the system and the electron charge density for a finite‐temperature system in the presence of an apparatus. In the zero‐temperature limit in the absence of an apparatus, the Hohenberg–Kohn theory is recovered. The central aspect of this new density functional theory is that the principle of maximum entropy is applied to the system plus its surroundings under the additional constraint that the electron charge density is given. The system is treated as a subsystem of a composite system and is not necessarily in the equilibrium state as in the Mermin theory. As an example, it is shown how, in principle, excited states are encompassed by the theory.
A formulation of density functional theory (DFT) is constructed as an application of the method of maximum entropy for an inhomogeneous fluid in thermal equilibrium. The use of entropy as a systematic method to generate optimal approximations is extended from the classical to the quantum domain. This process introduces a family of trial density operators that are parameterized by the particle density. The optimal density operator is that which maximizes the quantum entropy relative to the exact canonical density operator. This approach reproduces the variational principle of DFT and allows a simple proof of the Hohenberg-Kohn theorem at finite temperature. Finally, as an illustration, we discuss the Kohn-Sham approximation scheme at finite temperature.
The formalism developed in the first paper of the series [arXiv:0901.1060] is applied to two thermodynamic systems: (i) of three global observables (the energy, the total electron number and the spin number), (ii) of one global observable (the internal electron energy) and two local (position-dependent) observables (the total electron density and the spin density). The two-component potential of the many-electron system of interest is constructed of a scalar external potential and a collinear magnetic field (coupled only with the spin operator). Various equilibrium characteristics of two systems are defined and investigated. Conditions for the equivalence between two systems (the same equilibrium density matrix demanded) are derived and thoroughly discussed. The applicability of the Hohenberg-Kohn theorem is extended to the thermodynamic spin-density functional theory. Obtained results provide a rigorous mathematical foundation for future derivation of the zero-temperature limit of this theory and determination of its chemical reactivity indices.
In this work, the zero-temperature limit of the thermodynamic spin-density functional theory is investigated. The coarse-grained approach to the equilibrium density operator is used to describe the equilibrium state. The characteristic functions of a macrostate are introduced and their zero-temperature limits are investigated. A detailed discussion of the spin-grand-canonical ensemble in the entropy and energy representations is performed. The maps between the state function variables at 0K limit are rigorously studied for both representations. In the spin-canonical ensemble, the energy surface and the discontinuity pattern are investigated. Finally, based on the maps between the state function variables at 0K limit, the Hohenberg-Kohn theorem for the systems with non-integer electron and spin numbers at zero-temperature limit is formulated.
In a previous study, the author formulated the density functional theory in terms of functional integrals. It was valid at zero and finite temperature. It was possible to derive the Hohenberg and Kohn formulation at zero temperature and the Mermin formulation at finite temperature of the density functional theory, which states that the energy or the grand potential are functionals of the true density of the system considered. In particular, the Kohn and Sham equations are proven to appear naturally by performing a saddle-point evaluation of a specific functional integral. This result is valid at zero or finite temperature. Unfortunately, the expression of the grand potential given in our previous work differs from the usual expression found in the literature. In this short paper, we derive the common expression of the grand potential in the framework of the density functional theory by starting from the expression given in this previous work. This completes the formulation of the density functional theory using functional integrals. This work could be of interest to people working in the field of quantum Monte Carlo methods at finite temperature.
Abstract The Hohenberg–Kohn (HK) theorem for interacting electrons is a cornerstone of modern electronic structure calculations. For a general quantum system, a HK‐type Hamiltonian in the form of can always be defined, by grouping those terms with fixed or preknown coefficients into an internal part of the Hamiltonian , and factorizing the remaining as the superposition of a set of Hermitian operators . It is asked whether the HK theorem can be extended to such a general setting, so that the ground‐state expectation values of as the generalized density can in principle be used as the fundamental variables determining all the properties of the system. It is shown that the question can be addressed by the invertibility of generalized density correlation matrix (GDCM) defined with respect to the operators. This criterion is applied to several representative examples, including the quantum Ising dimer, frustration‐free systems, N ‐level quantum systems and a fermionic Hubbard chain. It is suggested that for a finite‐size system, finding an invertible GDCM under one single configuration is typically sufficient to establish the generic extensibility of the HK theorem in the entire parameter space.
A rigorous derivation of the density functional in the Hohenberg-Kohn theory is presented. With no assumption regarding the magnitude of the electric coupling constant e2e^2e2 (or correlation), this work provides a firm basis for first-principles calculations. Using the auxiliary field method, in which e2e^2e2 need not be small, we show that the bosonic loop expansion of the exchange-correlation functional can be reorganized so as to be expressed entirely in terms of the Kohn-Sham single-particle orbitals and energies. The excitations of the many-particle system can be obtained within the same formalism. We also explicitly demonstrate at zero-temperature the single-particle limit, the weak-coupling limit of the energy functional, and its application to homogeneous electron gas.