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physica status solidi (b)

Electron-Phonon Interaction in One Dimension: Extended Tomonaga- Luttinger Model

P. Kleinert, Valerij V. Bryksin

Published Feb 1, 1997• 1 citation
Publisher

Abstract

On the basis of the extended Hubbard model we consider phonon mediated forward scattering in one-dimensional systems. Exact results for the two-particle spectral functions are derived for the case when Umklapp and backward scattering due to electron–electron interaction are neglected. Due to the electron–phonon interaction the phase diagram of the interacting electron system changes remarkably. In dependence on the phonon frequency and on the electron–phonon coupling constant a new divergence may appear in a two-particle spectral function or an existing one may be removed. The inclusion of Umklapp and backward scattering leads to the appearance of an energy gap and a polaron energy shift. The electron–phonon coupling constant is strongly renormalized and vanishes faster than the charge velocity as half-filling is approached. Beyond half-filling the polaron shift may diverge at certain values of the coupling parameters. This divergency is related to the Wentzel-Bardeen singularity.

DOI
10.1002/1521-3951(199702)199:2<435::aid-pssb435>3.0.co;2-1

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On the basis of the extended Hubbard model we consider phonon mediated forward scattering in one-dimensional systems. Exact results for the two-particle spectral functions are derived for the case when Umklapp and backward scattering due to electron–electron interaction are neglected. Due to the electron–phonon interaction the phase diagram of the interacting electron system changes remarkably. In dependence on the phonon frequency and on the electron–phonon coupling constant a new divergence may appear in a two-particle spectral function or an existing one may be removed. The inclusion of Umklapp and backward scattering leads to the appearance of an energy gap and a polaron energy shift. The electron–phonon coupling constant is strongly renormalized and vanishes faster than the charge velocity as half-filling is approached. Beyond half-filling the polaron shift may diverge at certain values of the coupling parameters. This divergency is related to the Wentzel-Bardeen singularity.
We consider a one-dimensional system consisting of electrons with short-ranged repulsive interactions and coupled to small-momentum transfer acoustic phonons. The interacting electrons are bosonized and described in terms of a Luttinger liquid which allows us to calculate exactly the one- and two-electron Green function. For non-interacting electrons, the coupling to phonons alone induces a singularity at the Fermi surface which is analogous to that encountered for electrons with an instantaneous attractive interaction. The exponents which determine the presence of singlet/triplet superconducting pairing fluctuations, and spin/charge density wave fluctuations are strongly affected by the presence of the Wentzel-Bardeen singularity, resulting in the favoring of superconducting fluctuations. For the Hubbard model the equivalent of a phase diagram is established, as a function of: the electron-phonon coupling, the electron filling factor, and the on-site repulsion between electrons. The Wentzel-Bardeen singularity can be reached for arbitrary values of the electron-phonon coupling constant by varying the filling factor. This provides an effective mechanism to push the system from the antiferromagnetic into the metallic phase, and finally into the superconducting phase as the electron filling factor is increased towards half-filling.
We consider forward-scattering electron-electron and electron-phonon interactions in an extended Tomonaga-Luttinger model. The method of functional integration over anticommuting fields gives us a bosonized effective action. This enables us to obtain the spectrum and the correlation functions of the system exactly. We consider couplings to both acoustic and optical phonons. In the case of acoustic phonons, we obtain $T\ensuremath{\rightarrow}0$ phase diagram in the plane of coupling constants which indicates the existence of a normal phase between the regions of charge-density-wave and superconducting instabilities. This is qualitatively different from previous results.
We consider strongly correlated electrons coupled to low-energy acoustic phonons in one dimension. Using a Luttinger liquid description we calculate the exponents of various response functions and discuss their remarkable sensitivity to the Wentzel-Bardeen singularity induced by the presence of phonons. For the Hubbard model plus phonons the equivalent of a phase diagram is established. By increasing the filling factor towards half filling the Wentzel-Bardeen singularity is approached. This in turn triggers a simple and efficient mechanism to suppress antiferromagnetic fluctuations and to drive the system via a normal metallic state towards a superconducting phase.
Asymptotic properties of nearly half-filled one-dimensional conductors coupled with phonons are studied through a renormalization-group method. Due to spin-charge coupling via an electron-phonon interaction, the spin correlation varies with filling as well as the charge correlation. Depending on the relation between cutoff energy scales of the umklapp process and of the electron-phonon interaction, various phases appear. We find a metallic phase with a spin gap and a dominant charge-density-wave correlation near half filling between a gapless density-wave phase (like in the doped repulsive Hubbard model) and a superconductor phase with a spin gap. The spin gap is produced by phonon-assisted backward scatterings that interfere with the umklapp process constructively or destructively depending on the character of electron-phonon coupling. \textcopyright{} 1996 The American Physical Society.
We compute the finite-temperature single-particle spectral function of a one-dimensional Luttinger liquid coupled to an optical phonon band. The calculation is performed exactly for the case in which electron-phonon coupling is purely forward scattering. We extend the results to include backward scattering with a renormalization group treatment. The dispersion contains a change in velocity at the phonon energy, qualitatively similar to the case of electron-phonon coupling in a Fermi liquid. If the backward scattering part of the the electron-phonon interaction is not too strong compared to the forward scattering part, coupling to phonons also produces a pronounced peak in the spectral function at low energies. The calculated spectral function is remarkably similar to the angle-resolved photoemission spectra of the high-temperature superconductors, including the apparent presence of ``nodal quasiparticles,'' the presence of a ``kink'' in the dispersion, and the non-Fermi-liquid frequency and temperature dependencies. Although a microscopic justification has not been established for treating the electronic dynamics of the cuprates as quasi-one-dimensional, at the very least we take the quality of the comparison as evidence of the non-Fermi-liquid character of the measured spectra.
The influence of dispersionless quantum optical phonons on the phase diagram of a quarter-filled Hubbard chain is studied using the density-matrix renormalization group technique. The ground state phase diagram is obtained for frequencies corresponding to the intramolecular vibrations in organic conductors. For high vibrational modes the system is only slightly affected by the electron-phonons coupling. It remains in a L\"uttinger liquid phase as long as the electronic repulsion is larger than the polaronic binding energy. For low vibrational modes the phase diagram is very rich. A noticeable point is the existence of a 4kF{4k}_{F}4kF​ charge-density wave phase for small values of the correlation strength. For realistic values of the electron repulsion and of the electron-phonons coupling constant a large phonons-mediated reduction of the L\"uttinger liquid parameter ${K}_{\ensuremath{\rho}}$ was found compared to the pure electronic model.