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Physical Review Letters

Pair Susceptibilities and Gap Equations in Non-Fermi Liquids

Asle Sudbø

Published Mar 27, 1995• 32 citations
Publisher

Abstract

The pair susceptibility and superconducting gap equation are obtained when a branch-cut spectrum, with either spin-charge separation or an anomalous Fermi surface exponent $\ensuremath{\alpha}>0$ is introduced for the normal state. For $\mathbf{k}$-nondiagonal pairing interactions, spin-charge separation leads to an enhancement of ${T}_{c}$ and ${\ensuremath{\Delta}}_{\mathbf{k}}(0)$ compared to a Fermi liquid. For $\ensuremath{\alpha}>0$, a critical coupling is required for a solution. For spin-charge separation or $0<\ensuremath{\alpha}<\frac{1}{2}$, an arbitrarily small $\mathbf{k}$-diagonal contribution to the pairing interaction still leads to a solution, as in a Fermi liquid.

DOI
10.1103/physrevlett.74.2575

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The pair susceptibility and superconducting gap equation are obtained when a branch-cut spectrum, with either spin-charge separation or an anomalous Fermi surface exponent \ensuremathα>0\ensuremath{\alpha}>0\ensuremathα>0 is introduced for the normal state. For k\mathbf{k}k-nondiagonal pairing interactions, spin-charge separation leads to an enhancement of Tc{T}_{c}Tc​ and \ensuremathΔk(0){\ensuremath{\Delta}}_{\mathbf{k}}(0)\ensuremathΔk​(0) compared to a Fermi liquid. For \ensuremathα>0\ensuremath{\alpha}>0\ensuremathα>0, a critical coupling is required for a solution. For spin-charge separation or 0<\ensuremathα<120<\ensuremath{\alpha}<\frac{1}{2}0<\ensuremathα<21​, an arbitrarily small k\mathbf{k}k-diagonal contribution to the pairing interaction still leads to a solution, as in a Fermi liquid.
Near a quantum-critical point in a metal a strong fermion-fermion interaction, mediated by a soft boson, destroys fermionic coherence and also gives rise to an attraction in one or more pairing channels. The two tendencies compete with each other, and in a class of large NNN models, where the tendency to incoherence is parametrically stronger, one would naively expect an incoherent (non-Fermi liquid) normal state behavior to persist down to T=0T=0T=0. However, this is not the case for quantum-critical systems, described by Eliashberg theory. In such systems, the part of the fermionic self-energy $\mathrm{\ensuremath{\Sigma}}({\ensuremath{\omega}}_{m})$, relevant for spin-singlet pairing, is large for a generic Matsubara frequency ${\ensuremath{\omega}}_{m}=\ensuremath{\pi}T(2m+1)$ but vanishes for fermions with ${\ensuremath{\omega}}_{m}=\ifmmode\pm\else\textpm\fi{}\ensuremath{\pi}T$, while the pairing interaction between fermions with these two frequencies remains strong. It has been shown [Y. Wang et al. Phys. Rev. Lett. 117, 157001 (2016)] that due to this peculiarity, the onset temperature for the pairing Tp{T}_{p}Tp​ is finite even at large NNN, when the scaling analysis predicts a non-Fermi liquid normal state. We consider the system behavior below Tp{T}_{p}Tp​ and contrast the conventional case, when ${\ensuremath{\omega}}_{m}=\ifmmode\pm\else\textpm\fi{}\ensuremath{\pi}T$ are not special, and the case when the pairing is induced by fermions with ${\ensuremath{\omega}}_{m}=\ifmmode\pm\else\textpm\fi{}\ensuremath{\pi}T$. We obtain the solution of the nonlinear gap equations in Matsubara frequencies and then convert to real frequency axis and obtain the spectral function $A(k,\ensuremath{\omega})$ and the density of states $N(\ensuremath{\omega})$. In a conventional BCS-type superconductor, $A(k,\ensuremath{\omega})$ and $N(\ensuremath{\omega})$ are peaked at the gap value $\mathrm{\ensuremath{\Delta}}(T)$, and the peak position shifts to a smaller $\ensuremath{\omega}$ as temperature increases towards Tp{T}_{p}Tp​, i.e., the gap ``closes in.'' We show that, when the pairing is induced by fermions with ${\ensuremath{\omega}}_{m}=\ifmmode\pm\else\textpm\fi{}\ensuremath{\pi}T$, the situation is qualitatively different from the standard BCS result. Namely, the peak in $N(\ensuremath{\omega})$ remains at a finite frequency even at $T={T}_{p}\ensuremath{-}0$, the gap just ``fills in'' near this TTT. The spectral function $A(k,\ensuremath{\omega})$ either shows almost the same ``gap filling'' behavior as the density of states, or its peak position shifts to zero frequency already at a finite $\mathrm{\ensuremath{\Delta}}$ (``emergent Fermi arc'' behavior), depending on the position of k\mathbf{k}k on the Fermi surface. As an example, we compare our results with the data for the cuprates and argue that ``gap filling'' behavior holds in the antinodal region, while the ``emergent Fermi arc'' behavior holds in the nodal region.
Near a quantum critical point in a metal, a strong fermion-fermion interaction, mediated by a soft boson, acts in two different directions: it destroys fermionic coherence and it gives rise to an attraction in one or more pairing channels. The two tendencies compete with each other. We analyze a class of quantum critical models, in which momentum integration and the selection of a particular pairing symmetry can be done explicitly, and the competition between non-Fermi liquid and pairing can be analyzed within an effective model with dynamical electron-electron interaction $V({\mathrm{\ensuremath{\Omega}}}_{m})\ensuremath{\propto}1/{|{\mathrm{\ensuremath{\Omega}}}_{m}|}^{\ensuremath{\gamma}}$ (the $\ensuremath{\gamma}$ model). In this paper, the first in the series, we consider the case T=0T=0T=0 and $0<\ensuremath{\gamma}<1$. We argue that tendency to pairing is stronger, and the ground state is a superconductor. We argue, however, that a superconducting state is highly nontrivial as there exists a discrete set of topologically distinct solutions for the pairing gap ${\mathrm{\ensuremath{\Delta}}}_{n}({\ensuremath{\omega}}_{m})$ ($n=0,1,2,...,\ensuremath{\infty}$). All solutions have the same spatial pairing symmetry, but differ in the time domain: ${\mathrm{\ensuremath{\Delta}}}_{n}({\ensuremath{\omega}}_{m})$ changes sign nnn times as a function of Matsubara frequency ${\ensuremath{\omega}}_{m}$. The n=0n=0n=0 solution ${\mathrm{\ensuremath{\Delta}}}_{0}({\ensuremath{\omega}}_{m})$ is sign preserving and tends to a finite value at ${\ensuremath{\omega}}_{m}=0$, like in BCS theory. The $n=\ensuremath{\infty}$ solution corresponds to an infinitesimally small $\mathrm{\ensuremath{\Delta}}({\ensuremath{\omega}}_{m})$, which oscillates down to the lowest frequencies as $\mathrm{\ensuremath{\Delta}}({\ensuremath{\omega}}_{m})\ensuremath{\propto}|{\ensuremath{\omega}}_{m}{|}^{\ensuremath{\gamma}/2}cos[2\ensuremath{\beta}\phantom{\rule{0.16em}{0ex}}log(|{\ensuremath{\omega}}_{m}|/{\ensuremath{\omega}}_{0})]$, where $\ensuremath{\beta}=O(1)$ and ${\ensuremath{\omega}}_{0}$ is of order of fermion-boson coupling. As a proof, we obtain the exact solution of the linearized gap equation at T=0T=0T=0 on the entire frequency axis for all $0<\ensuremath{\gamma}<1$, and an approximate solution of the nonlinear gap equation. We argue that the presence of an infinite set of solutions opens up a new channel of gap fluctuations. We extend the analysis to the case where the pairing component of the interaction has additional factor 1/N1/N1/N and show that there exists a critical Ncr>1{N}_{cr}>1Ncr​>1, above which superconductivity disappears, and the ground state becomes a non-Fermi liquid. We show that all solutions develop simultaneously once NNN gets smaller than Ncr{N}_{cr}Ncr​.
Superconductivity results from an instability of the Fermi surface---contour of poles of the single-particle propagator---to an infinitesimally small attraction between electrons. Here, we instead discuss the analogous problem on a model Luttinger surface, or contour of zeros of the Green function. At zero temperature $(\ensuremath{\beta}\ensuremath{\rightarrow}\ensuremath{\infty})$ and a critical interaction strength $({u}_{c\ensuremath{\infty}})$ characterized by the residue of self-energy pole, we find that the pair susceptibility diverges leading to a superconducting instability. We evaluate the pair fluctuation partition function and find that the spectral density in the normal state has an interaction-driven, power-law $\frac{1}{\sqrt{\ensuremath{\omega}}}$ type, van-Hove singularity (vHS), indicating non-Fermi liquid (NFL) physics. Crucially, in the strong coupling limit $(\ensuremath{\beta}u\ensuremath{\gg}1)$, the leading-order fluctuation free-energy terms in the normal state of this NFL-SC transition resembles the equivalent [O(1)]\left[O(1)\right][O(1)] terms of the Sachdev-Ye-Kitaev (SYK) model. This free-energy contribution takes a simple form $\ensuremath{-}\ensuremath{\beta}F=\ensuremath{\beta}{u}_{c\ensuremath{\infty}}\ensuremath{-}\ensuremath{\gamma}\phantom{\rule{0.16em}{0ex}}\text{ln}\left(\ensuremath{\beta}{u}_{c\ensuremath{\infty}}\right),$ where $\ensuremath{\gamma}$ is a constant equal to 12\frac{1}{2}21​. Weak impurity scattering $(\ensuremath{\tau}\ensuremath{\gg}{\ensuremath{\beta}}^{\ensuremath{-}1})$ leaves the low-energy spectral density unaffected but leads to an interaction-driven enhancement of superconductivity. Our results shed light on the role played by order-parameter fluctuations in providing the key missing link between Mott physics and strongly coupled toy models exhibiting gravity duals.
In this paper, we present an in-depth analysis of the condensation energy Ec{E}_{c}Ec​ for a superconductor in a situation when superconductivity emerges out of a non-Fermi liquid due to pairing mediated by a massless boson. This is the case for electronic-mediated pairing near a quantum-critical point in metal, for pairing in SYK-type models, and for phonon-mediated pairing in the properly defined limit, when the dressed Debye frequency vanishes. We consider a subset of these quantum-critical models, in which the pairing in a channel with a proper spatial symmetry is described by an effective 0+10+10+1 dimensional model with the effective dynamical interaction $V({\mathrm{\ensuremath{\Omega}}}_{m})={\overline{g}}^{\ensuremath{\gamma}}/{|{\mathrm{\ensuremath{\Omega}}}_{m}|}^{\ensuremath{\gamma}}$, where $\ensuremath{\gamma}$ is model-specific (the $\ensuremath{\gamma}$ model). In previous papers, we argued that the pairing in the $\ensuremath{\gamma}$ model is qualitatively different from that in a Fermi liquid, and the gap equation at T=0T=0T=0 has an infinite number of topologically distinct solutions, ${\mathrm{\ensuremath{\Delta}}}_{n}({\ensuremath{\omega}}_{m})$, where an integer nnn, running between 0 and infinity, is the number of zeros of ${\mathrm{\ensuremath{\Delta}}}_{n}({\ensuremath{\omega}}_{m})$ on the positive Matsubara axis. This gives rise to the set of extrema of Ec{E}_{c}Ec​ at Ec,n{E}_{c,n}Ec,n​, of which Ec,0{E}_{c,0}Ec,0​ is the global minimum. The spectrum Ec,n{E}_{c,n}Ec,n​ is discrete for a generic $\ensuremath{\gamma}<2$ but becomes continuous at $\ensuremath{\gamma}=2--0$. Here, we discuss in more detail the profile of the condensation energy near each Ec,n{E}_{c,n}Ec,n​ and the transformation from a discrete to a continuous spectrum at $\ensuremath{\gamma}\ensuremath{\rightarrow}2$. We also discuss the free energy and the specific heat of the $\ensuremath{\gamma}$ model in the normal state.
In this paper we continue the analysis of the interplay between non-Fermi liquid and superconductivity for quantum-critical systems, the low-energy physics of which is described by an effective model with dynamical electron-electron interaction $V({\mathrm{\ensuremath{\Omega}}}_{m})\ensuremath{\propto}1/{|{\mathrm{\ensuremath{\Omega}}}_{m}|}^{\ensuremath{\gamma}}$ (the $\ensuremath{\gamma}$ model). In paper I [A. Abanov and A. V. Chubukov, Phys. Rev. B 102, 024524 (2020)], two of us analyzed the $\ensuremath{\gamma}$ model at T=0T=0T=0 for $0<\ensuremath{\gamma}<1$ and argued that there exists a discrete, infinite set of topologically distinct solutions for the superconducting gap, all with the same spatial symmetry. The gap function ${\mathrm{\ensuremath{\Delta}}}_{n}({\ensuremath{\omega}}_{m})$ for the nthn\mathrm{th}nth solution changes sign nnn times as the function of Matsubara frequency. In this paper we analyze the linearized gap equation at a finite TTT. We show that there exists an infinite set of pairing instability temperatures, Tp,n{T}_{p,n}Tp,n​, and the eigenfunction ${\mathrm{\ensuremath{\Delta}}}_{n}({\ensuremath{\omega}}_{m})$ changes sign nnn times as a function of a Matsubara number mmm. We argue that ${\mathrm{\ensuremath{\Delta}}}_{n}({\ensuremath{\omega}}_{m})$ retains its functional form below Tp,n{T}_{p,n}Tp,n​ and at T=0T=0T=0 coincides with the nthn\mathrm{th}nth solution of the nonlinear gap equation. Like in paper I, we extend the model to the case when the interaction in the pairing channel has an additional factor 1/N1/N1/N compared to that in the particle-hole channel. We show that Tp,0{T}_{p,0}Tp,0​ remains finite at large NNN due to special properties of fermions with Matsubara frequencies $\ifmmode\pm\else\textpm\fi{}\ensuremath{\pi}T$, but all other Tp,n{T}_{p,n}Tp,n​ terminate at Ncr=O(1){N}_{\text{cr}}=O(1)Ncr​=O(1). The gap function vanishes at $T\ensuremath{\rightarrow}0$ for N>NcrN>{N}_{\text{cr}}N>Ncr​ and remains finite for N<NcrN<{N}_{\text{cr}}N<Ncr​. This is consistent with the T=0T=0T=0 analysis.