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International Journal of Quantum Chemistry

Time asymmetry, nonexponential decay, and complex eigenvalues in the theory and computation of resonance states

Cleanthes A. Nicolaides

Published Jan 1, 2002• 10 citations
Publisher

Abstract

Abstract Stationary‐state quantum mechanics presents no difficulties in defining and computing discrete excited states because they obey the rules established in the properties of Hilbert space. However, when this idealization has to be abandoned to formulate a theory of excited states dissipating into a continuous spectrum, the problem acquires additional interest in many fields of physics. In this article, the theory of resonances in the continuous spectrum is formulated as a problem of decaying states, whose treatment can entail time‐dependent as well as energy‐dependent theories. The author focuses on certain formal and computational issues and discusses their application to polyelectronic atomic states. It is argued that crucial to the theory is the understanding and computation of a multiparticle localized wavepacket, Ψ0, at t = 0, having a real energy E0. Assuming this as the origin, without memory of the excitation process, the author discusses aspects of time‐dependent dynamics, for t ≈ 0 as well as for t → ∞, and the possible significance of nonexponential decay in the understanding of time asymmetry. Also discussed is the origin of the complex eigenvalue Schrödinger equation (CESE) satisfied by resonance states and the state‐specific methodology for its solution. The complex eigenvalue drives the decay exponentially, with a rate Γ, to a good approximation. It is connected to E0 via analytic continuation of the complex self‐energy function, A(z), (z is complex), into the second Riemann sheet, or, via the imposition of outgoing wave boundary conditions on the stationary state Schrödinger equation satisfied by the Fano standing wave superposition in the vicinity of E0. If the nondecay amplitude, G(t), is evaluated by inserting the unit operator I = ∫dE|E><E| G(t) = < Ψ0|e−iHt|Ψ0 >, then the resulting spectral function is real, g(E) =|<Ψ0|E>|2, and does not differentiate between positive and negative times. The introduction of time asymmetry, which is associated with irreversibility, is achieved by starting from < Ψ0|θ(t)e−iHt|Ψ0 >, where θ(t) is the step function at the discontinuity point t = 0. In this case, the spectral function is complex. Within the range of validity of exponential decay, the complex spectral function is the same as the coefficient of Ψ0 in the theory of the CESE. A calculation of G(t) using the simple pole approximation and the constraints that t > 0 and E > 0 results in a nonexponential decay (NED) correction for t ≫ 1/Γ that is different than when a real g(E) is used, representing the contribution of both “in” and “out” states. Earlier formal and computational work has shown that resonance states close to threshold are good candidates for NED to acquire nonnegligible magnitude. In this context, a pump‐probe laser experiment in atomic physics is proposed, using as a paradigm the He− 1s2p2 4P shape resonance. © 2002 Wiley Periodicals, Inc. Int J Quantum Chem, 2002

DOI
10.1002/qua.10186

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Abstract Stationary‐state quantum mechanics presents no difficulties in defining and computing discrete excited states because they obey the rules established in the properties of Hilbert space. However, when this idealization has to be abandoned to formulate a theory of excited states dissipating into a continuous spectrum, the problem acquires additional interest in many fields of physics. In this article, the theory of resonances in the continuous spectrum is formulated as a problem of decaying states, whose treatment can entail time‐dependent as well as energy‐dependent theories. The author focuses on certain formal and computational issues and discusses their application to polyelectronic atomic states. It is argued that crucial to the theory is the understanding and computation of a multiparticle localized wavepacket, Ψ0, at t = 0, having a real energy E0. Assuming this as the origin, without memory of the excitation process, the author discusses aspects of time‐dependent dynamics, for t ≈ 0 as well as for t → ∞, and the possible significance of nonexponential decay in the understanding of time asymmetry. Also discussed is the origin of the complex eigenvalue Schrödinger equation (CESE) satisfied by resonance states and the state‐specific methodology for its solution. The complex eigenvalue drives the decay exponentially, with a rate Γ, to a good approximation. It is connected to E0 via analytic continuation of the complex self‐energy function, A(z), (z is complex), into the second Riemann sheet, or, via the imposition of outgoing wave boundary conditions on the stationary state Schrödinger equation satisfied by the Fano standing wave superposition in the vicinity of E0. If the nondecay amplitude, G(t), is evaluated by inserting the unit operator I = ∫dE|E><E| G(t) = < Ψ0|e−iHt|Ψ0 >, then the resulting spectral function is real, g(E) =|<Ψ0|E>|2, and does not differentiate between positive and negative times. The introduction of time asymmetry, which is associated with irreversibility, is achieved by starting from < Ψ0|θ(t)e−iHt|Ψ0 >, where θ(t) is the step function at the discontinuity point t = 0. In this case, the spectral function is complex. Within the range of validity of exponential decay, the complex spectral function is the same as the coefficient of Ψ0 in the theory of the CESE. A calculation of G(t) using the simple pole approximation and the constraints that t > 0 and E > 0 results in a nonexponential decay (NED) correction for t ≫ 1/Γ that is different than when a real g(E) is used, representing the contribution of both “in” and “out” states. Earlier formal and computational work has shown that resonance states close to threshold are good candidates for NED to acquire nonnegligible magnitude. In this context, a pump‐probe laser experiment in atomic physics is proposed, using as a paradigm the He− 1s2p2 4P shape resonance. © 2002 Wiley Periodicals, Inc. Int J Quantum Chem, 2002
For the understanding of irreversibility at the quantum level, the formation and decay of transient (unstable) states play a fundamental role. If the system is treated within Hermitian quantum mechanics, the resulting energy distribution of the resonance state, whose Fourier transform yields the time-dependent probability of decay, P(t),P(t),P(t), is real. The physical constraint of the lower bound in the energy spectrum introduces ``memory,'' and causes nonexponential decay (NED) to set in after $t\ensuremath{\gg}\ensuremath{\tau},$ where \ensuremath{\tau} is the lifetime defined by exponential decay. The closer to threshold the decaying state is, the earlier NED appears. Apart from the constraint of E> 0,E>~0,E> 0, the constraint of t> 0t>~0t> 0 must be accounted for at the same time. It results from the discontinuity at t=0t=0t=0 of the solution of the time-dependent Schr\"odinger equation, which breaks the unitarity associated with the S matrix and gives rise to a complex energy distribution, as a manifestation of the non-Hermitian property of the decaying states. For a narrow isolated resonance state, for which the self-energy is essentially energy-independent, analytic results for PNED(t){P}_{\mathrm{NED}}(t)PNED​(t) obtained from semiclassical path-integral calculations agree with the quantum-mechanical ones when both physical constraints E>0E>0E>0 and t>0t>0t>0 are taken into account. As an example of the difference in the magnitude of the PNED(t){P}_{\mathrm{NED}}(t)PNED​(t) when using a real and a complex energy distribution, application is made to the decay of the unstable ${\mathrm{He}}_{2}^{2+}{}^{1}{\ensuremath{\Sigma}}_{g}^{+}$ ground molecular state.
The problem of decaying states and resonances is examined within the framework of scattering theory in a rigged Hilbert space formalism. The stationary free,’’in,’’ and ’’out’’ eigenvectors of formal scattering theory, which have a rigorous setting in rigged Hilbert space, are considered to be analytic functions of the energy eigenvalue. The value of these analytic functions at any point of regularity, real or complex, is an eigenvector with eigenvalue equal to the position of the point. The poles of the eigenvector families give origin to other eigenvectors of the Hamiltonian: the singularities of the ’’out’’ eigenvector family are the same as those of the continued S matrix, so that resonances are seen as eigenvectors of the Hamiltonian with eigenvalue equal to their location in the complex energy plane. Cauchy theorem then provides for expansions in terms of ’’complete’’ sets of eigenvectors with complex eigenvalues of the Hamiltonian. Applying such expansions to the survival amplitude of a decaying state, one finds that resonances give discrete contributions with purely exponential time behavior; the background is of course present, but explicitly separated. The resolvent of the Hamiltonian, restricted to the nuclear space appearing in the rigged Hilbert space, can be continued across the absolutely continuous spectrum; the singularities of the continuation are the same as those of the ’’out’’ eigenvectors. The free, ’’in’’ and ’’out’’ eigenvectors with complex eigenvalues and those corresponding to resonances can be approximated by physical vectors in the Hilbert space, as plane waves can. The need for having some further physical information in addition to the specification of the total Hamiltonian is apparent in the proposed framework. The formalism is applied to the Lee–Friedrichs model and to the scattering of a spinless particle by a local central potential.
The Hermitian properties of the Hamiltonian are related not only to the operator itself but also to the functions on which it acts. Hermitian Hamiltonians operate on functions in the L 2 Hilbert space which correspond to boundary conditions which vanish at infinity. In this chapter, in order to move into the non-Hermitian domain, we will impose on the solutions to the time-independent Schrödinger equation (TISE) different boundary conditions which lead to solutions which can be associated with different types of the complex poles of the scattering matrix. These solutions will contain information which was not available within the scope of functions in L 2 . By imposing outgoing boundary conditions on the eigenfunctions of the timeindependent Hamiltonian complex eigenvalues, E res = ε − (i/2)Г, are obtained. These complex energies are associated with decaying resonance states which were discussed in the previous two chapters. The bound states (if they exist) appear as real eigenvalues since they result from exactly such outgoing boundary conditions which appear under the threshold energy. When incoming boundary conditions are imposed two kind of solution are obtained. One type of solution is the complex conjugates of the decay resonance solutions mentioned above. In scattering theory text books (see Taylor for example) the physical resonance solutions are associated with the poles of the scattering matrix which are embedded in the lower half of the complex energy plane. However, in nuclear physics the complex poles embedded in the upper half of the complex energy plane, so-called virtual states , are denoted as capture resonances .
The probability, P ( t ), of the irreversible dissipation into a continuous spectrum of an initially ( t = 0) localized (Ψ o ) nonstationary state acquires, as time increases, 'memory' due to the lower energy bound of the spectrum, and eventually follows a nonexponential decay (NED). Regardless of the degree of dependence on energy, the magnitude of this deviation from exponential decay depends on the degree of proximity to threshold, and on whether the theory employs a real energy distribution, one form of which is g ( E ) ≡ ⟨Ψ o |δ( H − E )|Ψ o ⟩, or a complex energy distribution, G ( E ) ≡ ⟨Ψ o |( H − E + i0)|Ψ o ⟩. It is the latter that is physically consistent, since it originates from the singularity at t = 0, which breaks the S -matrix unitarity, in accordance with the non-Hermitian character of decaying states. In order to test the quantum mechanical theory, we carried out semiclassical path integral calculations of the P ( t ) for an isolated narrow tunnelling state, whereby the truncated Fourier transform of a semiclassical Green function, G sc ( E ), is obtained. The results are in agreement with the analytic results of quantum mechanics when energy and time asymmetry are taken into account. It is shown that the analytic structure of G sc ( E ) is [ D regular + D pole ], where D pole is a finite sum over complex poles, which are the complex eigenvalues, W n , that the potential can support. The W n are given by E n + Δ n − (i/2)Γ n , where E n are the real eigenvalues of the corresponding bound potential, Γ n are the energy widths and Δ n are the energy shifts, both expressed in terms of computable semiclassical quantities. The spherical harmonic oscillator (SHO) with and without angular momentum, and unstable ground states of diatomic molecules, are treated as particular cases. The exact spectrum of the SHO is recovered only when the Kramers–Langer semiclassical expression for the centrifugal potential is used, thereby bypassing the difficulty of the singularity at r = 0. The spectrum from the use of the quantal form l ( l + 1) reduces to that of l ( l + 1/2) 2 in the limit of large l , i.e., for orbits far from r = 0. Using previously computed energies and widths for the vibrational levels of He 2 2+ 1σ g 2 1 Σ g + , the application of two formulae for P ( t ), one derived from a Lorentzian real energy distribution and the other from the corresponding complex energy distribution, shows that, for the lowest level, in the former case NED starts after about 193 lifetimes, and in the latter after about 102 lifetimes. The fact that this difference is large should have consequences for the deeper understanding of irreversibility at the quantum level.
We reexamine the problem of particle decay within the Hamiltonian formalism. By deforming contours of integration, the survival amplitude is expressed as a sum of purely exponential contributions arising from the simple poles of the resolvent on the second sheet plus a background integral along a complex contour $\ensuremath{\Gamma}$ running below the location of the poles. We observe that the time dependence of the survival amplitude in the small-time region is strongly correlated to the asymptotic behavior of the energy spectrum of the system; we compute the small-time behavior of the survival amplitude for a wide variety of asymptotic behaviors. In the special case of the Lee model, using a formal procedure of analytic continuation, we show that a complete set of complex energy eigenvectors of the Hamiltonian can be associated with the poles of the resolvent and the background contour $\ensuremath{\Gamma}$. These poles and points along $\ensuremath{\Gamma}$ correspond to the discrete and the continuum states, respectively. In this context, each unstable particle is associated with a well-defined object, which is a discrete generalized eigenstate of the Hamiltonian having a complex eigenvalue, with its real and negative imaginary parts being the mass and half-width of the particle, respectively. Finally, we briefly discuss the analytic continuation of the scattering amplitude within this generalized scheme, and note the appearance of "redundant poles" which do not correspond to discrete solutions of the modified eigenvalue problem.
As discussed in the previous chapter, the poles of the S-matrix are identified with discrete eigenvalues of the time-independent Schrödinger equation, where the asymptotes of the corresponding eigenfunctions are either purely outgoing waves or purely incoming waves. More specifically, the bound and decay resonance poles are obtained by imposing the outgoing boundary conditions on the solutions of the time-independent Schrödinger equation, while the anti-bound and virtual states (sometimes referred to as capture resonances) are associated with the solutions obtained under the requirement of the incoming boundary conditions. Except for the bound states, all other poles of the S-matrix are associated with exponentially divergent wavefunctions which by definition do not belong to the Hilbert space of conventional Hermitian quantum mechanics. This fact represents a major difficulty for the development of a non-Hermitian quantum mechanical formalism. Consequently, one may wonder, for example, how to properly define an inner product in non-Hermitian quantum mechanics (NHQM) if the wavefunctions diverge asymptotically. We recall in this context that the concept of an inner product constitutes a fundamental building block of standard (Hermitian) quantum mechanics (QM), by means of which one defines the quantum mechanical expectation values of physically observable quantities over the quantum states under consideration. An inner product for NHQM is necessary in order to accommodate the tools of conventional QM. Furthermore, one might anticipate that an appropriate NHQM inner product would also facilitate practical numerical calculation of the S-matrix poles for those cases where the eigenvalues of the Hamiltonian do not possess an analytical closed form expression (unlike the cases studied in the previous chapter).