The quantum-mechanical analog of the classical Gibbs canonical density is characterized by considering a large collection Q of noninteracting quantum systems, each in an equilibrium statistical state. The set Q, the Hamiltonian operator for each system, and the statistical states are assumed to have certain properties which are given as axioms. It is shown that these assumptions imply that each member of Q is in a canonical state at a temperature which is the same for all systems. The possibility of zero absolute temperature is included.
The quantum-mechanical analog of the classical Gibbs canonical density is characterized by considering a large collection Q of noninteracting quantum systems, each in an equilibrium statistical state. The set Q, the Hamiltonian operator for each system, and the statistical states are assumed to have certain properties which are given as axioms. It is shown that these assumptions imply that each member of Q is in a canonical state at a temperature which is the same for all systems. The possibility of zero absolute temperature is included.
This chapter builds upon the previous chapters, applying the method of combining probability theory with Hamiltonian mechanics. To do so, one needs to build a meaningful sample space over states, in this case, quantum states. A substantial part of the chapter discusses how to construct these quantum states out of which one can build a sample space on which to apply a probability measure. Vector states and density operators are introduced and various worked examples are proposed. Once the quantum sample space is identified, the equilibrium quantum statistical mechanics is formulated. The ‘particle in a box’ problem turns out to be analytically intractable, unless we take a certain limit called the semi-classical limit. Heuristics as to what this limit means are proposed. Finally, the von Neumann (quantum) entropy is introduced and analogies with thermodynamics are made. An application to the heat capacity of solids is presented. As complement, the chapter also introduces a classical ‘ring-polymer’ analog of quantum statistical mechanics stating the formal equivalence between a one-particle quantum canonical system and an N-particle classical canonical system.
We have developed a theoretical formalism to introduce temperature as a parameter into the framework of non-relativistic quantum mechanics using the laws of classical thermodynamics and the canonical ensemble scheme of statistical mechanics. A self-consistent Hamiltonian has then been constructed for a given quantum many-body system which includes the effect of temperature in the form of correction terms added to the corresponding zero-temperature Hamiltonian of the system. Investigating some quantum mechanical systems with exact zero-temperature solutions including the particle-in-a-box model, the free particle, and the harmonic oscillator within our finite-temperature approach up to the first order of self-consistency has led to temperature-dependent Hamiltonians describing these systems above absolute zero without encountering any physically unacceptable brand of behavior for their wave functions and energy spectra. Results firmly support the view that a quantum mechanical system at a finite temperature behaves as if it is in a zero-temperature excited state.
A system composed of identical spins and described by a quantum mechanical pure state is analyzed within the statistical framework presented in Part I of this work. We explicitly derive the typical values of the entropy, of the energy, and of the equilibrium reduced density matrix of a subsystem for the two different statistics introduced in Part I. In order to analyze their consistency with thermodynamics, these quantities of interest are evaluated in the limit of large number of components of the isolated system. The main results can be summarized as follows: typical values of the entropy and of the equilibrium reduced density matrix as functions of the internal energy in the fixed expectation energy ensemble do not satisfy the requirement of thermodynamics. On the contrary, the thermodynamical description is recovered from the random pure state ensemble (RPSE), provided that one considers systems large enough. The thermodynamic limit of the considered properties for the spin system reveals a number of important features. First canonical statistics (and thus, canonical typicality as long as the fluctuations around the average value are small) emerges without the need of assuming the microcanonical space for the global pure state. Moreover, we rigorously prove (i) the equivalence of the "global temperature," derived from the entropy equation of state, with the "local temperature" determining the canonical state of the subsystems; and (ii) the equivalence between the RPSE typical entropy and the canonical entropy for the overall system.
We establish a rather deep relation between statistical mechanics and quantum mechanics at an imaginary time. For the quantum field theory, this implies a relation between finite temperature quantum field theory in Minkowski space and quantum field theory in Euclidean space with one compact Euclidean time direction. The quantum mechanical language being a proper formulation of statistical physics as a molecular theory is basically the study of quantum equilibrium as well as non-equilibrium systems. A quantum system found in a thermodynamic equilibrium state with an external classical system (thermostat or thermal reservoir) may be characterized by fixed values of thermodynamic parameters of the system, say, for example, temperature T , volume V and number of particles N . In this way the total energy of the thermostat is assumed to be much greater than the energy of the system. The behavior of the quantum system may be assumed to be independent of the nature of the thermostat. The most convenient object of the quantum theory to describe such non-isolated systems is the density matrix since the partition function does not determine any local thermodynamic quantities. It is for this reason that we introduced quantum mechanical and quantum statistical density matrices which are necessary to do the investigation via path integration. This enables us to make a transition to the quasi-classical approximation of quantum statistical mechanics, which, in turn, enables us to evaluate the first quantum correction to the classical Boltzmann distribution function.
Schrödinger suggested that thermodynamical functions cannot be based on the gratuitous allegation that quantum-mechanical levels (typically the orthogonal eigenstates of the Hamiltonian operator) are the only allowed states for a quantum system [E. Schrödinger, Statistical Thermodynamics (Courier Dover, Mineola, 1967)]. Different authors have interpreted this statement by introducing density distributions on the space of quantum pure states with weights obtained as functions of the expectation value of the Hamiltonian of the system. In this work we focus on one of the best known of these distributions and prove that, when considered in composite quantum systems, it defines partition functions that do not factorize as products of partition functions of the noninteracting subsystems, even in the thermodynamical regime. This implies that it is not possible to define extensive thermodynamical magnitudes such as the free energy, the internal energy, or the thermodynamic entropy by using these models. Therefore, we conclude that this distribution inspired by Schrödinger's idea cannot be used to construct an appropriate quantum equilibrium thermodynamics.
The celebrated Lindblad equation governs the nonunitary time evolution of density operators used in the description of open quantum systems. It is usually derived from the von Neumann equation for a large system, at given physical conditions, when a small subsystem is explicitly singled out and the rest of the system acts as an environment whose degrees of freedom are traced out. In the specific case of a subsystem with variable particle number, the equilibrium density operator is given by the well-known grand canonical Gibbs state. Consequently, solving the Lindblad equation in this case should automatically yield, without any additional assumptions, the corresponding density operator in the limiting case of statistical equilibrium. Current studies of the Lindblad equation with varying particle number assume, however, the grand canonical Gibbs state a priori: the chemical potential is externally imposed rather than derived from first principles, and hence the corresponding density operator is not obtained as a natural solution of the equation. In this work, we investigate the compatibility of grand canonical statistical mechanics with the derivation of the Lindblad equation. We propose an alternative and complementary approach to the current literature that consists in using a generalized system Hamiltonian which includes a term μN. In a previous paper, this empirically well-known term has been formally derived from the von Neumann equation for the specific case of equilibrium. Including μN in the system Hamiltonian leads to a modified Lindblad equation which yields the grand canonical state as a natural solution, meaning that all the quantities involved are obtained from the physics of the system without any external assumptions.