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Mathematical Models and Methods in Applied Sciences

FOKKER–PLANCK-BASED CONTROL OF A TWO-LEVEL OPEN QUANTUM SYSTEM

Mario Annunziato, Alfio Borzı̀

Published Feb 18, 2013• 7 citations
Publisher

Abstract

The control of a two-level open quantum system subject to dissipation due to environment interaction is considered. The evolution of this system is governed by a Lindblad master equation which is augmented by a stochastic term to model the effect of time-continuous measurements. In order to control this stochastic master equation model, a Fokker–Planck control framework is investigated. Within this strategy, the control objectives are defined based on the probability density functions of the two-level stochastic process and the controls are computed as minimizers of these objectives subject to the constraints represented by the Fokker–Planck equation. This minimization problem is characterized by an optimality system including the Fokker–Planck equation and its adjoint. This optimality system is approximated by a second-order accurate, stable, conservative and positive-preserving discretization scheme. The implementation of the resulting open-loop controls is realized with a receding-horizon algorithm over a sequence of time windows. Results of numerical experiments demonstrate the effectiveness of the proposed approach.

DOI
10.1142/s0218202513500255

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The control of a two-level open quantum system subject to dissipation due to environment interaction is considered. The evolution of this system is governed by a Lindblad master equation which is augmented by a stochastic term to model the effect of time-continuous measurements. In order to control this stochastic master equation model, a Fokker–Planck control framework is investigated. Within this strategy, the control objectives are defined based on the probability density functions of the two-level stochastic process and the controls are computed as minimizers of these objectives subject to the constraints represented by the Fokker–Planck equation. This minimization problem is characterized by an optimality system including the Fokker–Planck equation and its adjoint. This optimality system is approximated by a second-order accurate, stable, conservative and positive-preserving discretization scheme. The implementation of the resulting open-loop controls is realized with a receding-horizon algorithm over a sequence of time windows. Results of numerical experiments demonstrate the effectiveness of the proposed approach.
Optimal control in open quantum systems is considered, with a focus on a two-level logical qubit system whose time evolution is governed by Markovian dynamics described within the Lindblad (GKSL) formalism. The objective is to minimize the net heat transferred to the environment during the transition while explicitly accounting for the work performed by the external control field. In this context, we formulate a variational optimal control framework for minimizing dissipated heat under fidelity constraints, which establishes existence under standard assumptions of bounded controls and lower semi-continuity of at least one bounded control that minimizes the environmental heat dissipation functional while maintaining the final-state fidelity above a designated threshold. The analysis combines the direct method of the calculus of variations with the Pontryagin Maximum Principle. The direct method in the calculus of variations (in L ∞ spaces) guarantees existence by demonstrating the compactness of admissible controls and the lower semi-continuity of the cost functional. Second, the Pontryagin Maximum Principle for open quantum systems establishes essential optimality conditions, resulting in coupled state–costate equations and switching functions that define optimal controls. We establish a physical foundation for the optimization problem by defining internal energy, heat flow, and work within the Lindblad framework, resulting in a thermodynamically coherent expression for dissipated energy. This formulation allows for both analytical understanding together with a practical numerical approximation based on the MDR-GRAPE algorithm. To demonstrate numerical consistency, we present MDR-GRAPE, a modified gradient-based algorithm that extends GRAPE to dissipative environments, integrating positivity-preserving techniques for density matrices. Numerical experiments demonstrate reproducible convergence across the five independent initializations considered in this study, providing empirical evidence of consistent convergence toward feasible low-dissipation solutions.
This paper addresses the optimal control of quantum coherence in multi-level systems, modeled by the Lindblad master equation, which captures both unitary evolution and environmental dissipation. We develop an energy minimization framework to control the evolution of a qutrit (three-level) quantum system while preserving coherence between states. The control problem is formulated using Pontryagin’s Minimum Principle in the form of Gamkrelidze, incorporating state constraints to ensure coherence remains within desired bounds. Our approach accounts for Markovian decoherence, demonstrating that the Lindblad operator is non-unital, which reflects the irreversible decay processes inherent in the system. The results provide insights into effectively maintaining quantum coherence in the presence of dissipation.
This paper addresses the optimal control of quantum coherence in multi-level systems, modeled by the Lindblad master equation, which captures both unitary evolution and environmental dissipation. We develop an energy minimization framework to control the evolution of a qutrit (three-level) quantum system while preserving coherence between states. The control problem is formulated using Pontryagin's Minimum Principle in the form of Gamkrelidze, incorporating state constraints to ensure coherence remains within desired bounds. Our approach accounts for Markovian decoherence, demonstrating that the Lindblad operator is non-unital, which reflects the irreversible decay processes inherent in the system. The results provide insights into effectively maintaining quantum coherence in the presence of dissipation.
This paper considers some control problems for closed and open two-level quantum systems. The closed system's dynamics is governed by the Schrödinger equation with coherent control. The open system dynamics is governed by the Gorini-Kossakowski-Sudarshan-Lindblad master equation whose Hamiltonian depends on coherent control and superoperator of dissipation depends on incoherent control. For the closed system, we consider the problem of generation of the phase shift gate for some values of phases and final times for which we numerically show that zero coherent control, which is a stationary point of the objective functional, is not optimal; it gives an example of subtle point for practical solving quantum control problems. The two-stage method, which was developed in [48] for generic NNN-level open quantum systems for approximate generation of a given target density matrix, is modified here for the case of two-level systems. We modify the first ("incoherent") stage by numerically optimizing piecewise constant incoherent control instead of using constant incoherent control analytically computed using eigenvalues of the target density matrix. Exact analytical formulas are derived for the system state evolution, the objective functions and their gradients for the modified first stage. These formulas are then applied in the two-step gradient projection method. The numerical simulations show that the modified first stage duration can be significantly less than the unmodified first stage duration, but at the cost of performing optimization in the class of piecewise constant controls.
This article considers some control problems for closed and open two-level quantum systems. The closed system's dynamics is governed by the Schrödinger equation with coherent control. The open system's dynamics is governed by the Gorini-Kossakowski-Sudarshan-Lindblad master equation whose Hamiltonian depends on coherent control and superoperator of dissipation depends on incoherent control. For the closed system, we consider the problem for generation of the phase shift gate for some values of phases and final times for which we numerically show that zero coherent control, which is a stationary point of the objective functional, is not optimal; it gives an example of subtle point for practical solving quantum control problems. The two-stage method, which was developed in [A. Pechen, Phys. Rev. A., 84, 042106 (2011)] for generic NNN-level open quantum systems for approximate generation of a given target density matrix, is modified here for the case of two-level systems. We modify the first ("incoherent") stage by numerically optimizing piecewise constant incoherent control instead of using constant incoherent control analytically computed using eigenvalues of the target density matrix. Exact analytical formulas are derived for the system's state evolution, the objective functions and their gradients for the modified first stage. These formulas are then applied in the two-step gradient projection method. The numerical simulations show that the modified first stage's duration can be significantly less than the unmodified first stage's duration, but at the cost of performing optimization in the class of piecewise constant controls. Bibliography: 72 titles.
Optimal control of open quantum systems governed by the Lindblad master equation requires the repeated solution of forward and adjoint evolution equations. For large Hilbert spaces, these computations demand numerical methods that are structure-preserving, accurate, and computationally efficient, while remaining compatible with nonsmooth optimization techniques. In this work, a unified framework for optimal control of Lindblad equations is presented. The continuous optimality system is derived from the Pontryagin maximum principle and solved by a sequential quadratic Hamiltonian (SQH) method. Its numerical realization is based on second-order exponential midpoint propagators for the forward and adjoint Lindblad equations with time-dependent Hamiltonians. Full-rank schemes preserving the Hermitian and positive-semidefinite structure of the density matrix are developed together with low-rank formulations that substantially reduce storage requirements and computational cost. Rigorous error estimates are established for the full- and low-rank forward and adjoint propagators. Numerical experiments confirm the predicted convergence rates, demonstrate the effectiveness of the low-rank approximations, and illustrate the performance of the proposed FREM-SQH and LREM-SQH algorithms for optimal control problems with smooth and nonsmooth control costs.