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Physics-Uspekhi

Hubbard model of strong correlations

Yu. A. Izyumov

Published Apr 30, 1995• 90 citations
Publisher

Abstract

A state-of-the-art review is given of the investigations of the Hubbard model, which is the main model used in the theory of strongly correlated electron systems. It is shown how the main correlation effects — the metal–insulator phase transition, the appearance of localised magnetic moments, and the breakdown of the Fermi-liquid behaviour — appear in the case of strong electron correlations when U ~ W, where U is the Coulomb repulsion parameter and W is the band width. Different approaches to the problem, not based on perturbation theory in terms of the parameter U/W or W/U, are presented. A new method in the theory of strongly correlated systems, in which the limit of infinite number of dimensions of space, d = ∞, is the main feature of the review. The physical results obtained by this approach are compared with those deduced by traditional methods. An overview of the behaviour of strongly correlated systems is given for wide ranges of the model parameters U and W, and of the electron density n.

DOI
10.1070/pu1995v038n04abeh000081

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A state-of-the-art review is given of the investigations of the Hubbard model, which is the main model used in the theory of strongly correlated electron systems. It is shown how the main correlation effects — the metal–insulator phase transition, the appearance of localised magnetic moments, and the breakdown of the Fermi-liquid behaviour — appear in the case of strong electron correlations when U ~ W, where U is the Coulomb repulsion parameter and W is the band width. Different approaches to the problem, not based on perturbation theory in terms of the parameter U/W or W/U, are presented. A new method in the theory of strongly correlated systems, in which the limit of infinite number of dimensions of space, d = ∞, is the main feature of the review. The physical results obtained by this approach are compared with those deduced by traditional methods. An overview of the behaviour of strongly correlated systems is given for wide ranges of the model parameters U and W, and of the electron density n.
The Hubbard model in the strong-coupling regime is mainly studied by Kondo-lattice theory or 1/d expansion theory, with d the spatial dimensionality. In two dimensions and higher, the ground state within the Hilbert subspace with no order parameter is a normal Fermi liquid except for n=1 and U/W=+infinity, with n the electron density per unit cell, U the on-site repulsion, and W the bandwidth; the cooperation between the Kondo effect, which favors a local singlet on each unit cell, and a resonating-valence-bond effect, which favors a local singlet on each pair of nearest-neighbor unit cells, stabilizes the Fermi liquid, whose ground state is a singlet as a whole, in the strong-coupling regime. In the whole Hilbert space with no restriction, the normal Fermi liquid is unstable at least against a magnetic or superconducting state. This analysis confirms an early Fermi-liquid theory of high-temperature superconductivity, F. J. Ohkawa, Jpn. J. Appl. Phys. 26, L652 (1987). The ground state for n=1 and U/W=+infinity is a Mott insulator. Actual metal-insulator transitions cannot be explained within the Hubbard model. In order to explain them, the electron-phonon interaction, multi-band or multi-orbital effects, and effects of disorder should be considered beyond the Hubbard model. The crossover between local-moment magnetism and itinerant-electron magnetism corresponds to that between a localized spin and a normal Fermi liquid in the Kondo effect and it is simply a Mott metal-insulator crossover.
Introduction In this chapter we study metal–insulator transitions which occur due to correlations between the charge carriers. This quantum phase transitions results from the competition between kinetic energy and Coulomb repulsion where the latter has the tendency to localise the electrons. The simplest model which describes this competition is the one-band Hubbard model with its two energy scales, the bandwidth W and the Coulomb repulsion U between electrons of opposite spins on the same site. For a fixed density of electrons, n = 1; as the ratio U/W increases, we expect to find a zero-temperature phase transition from a metallic state to an insulator where the electrons are frozen at the lattice sites. The method employed here to investigate this transition is the Gutzwiller approach (Gutzwiller, 1965). This is a variational method which played an important role in providing a framework for the ideas of Mott on the problem of the metal–insulator transition (Mott, 1974). On the metallic side of the transition, this approach describes a metal with renormalised Fermi liquid parameters, essentially with enhanced effective mass and uniform susceptibility. This is the so-called highly correlated electron gas (Brinkman and Rice, 1970) for which the metal oxide V 2 O 3 is the prototype system. In the insulating side, Gutzwiller's approximation yields a noninteracting system of localised electrons. This insulating phase is incompressible , i.e. has zero compressibility and infinite zero temperature susceptibility. The latter is not a consequence of interactions but simply due to the divergence of the Curie susceptibility, χ ∝ 1 /T , of non-interacting moments at T = 0. Then, in Gutzwiller's approach the transition is from a paramagnetic metal to a paramagnetic insulator. We will continue using the designation Mott transition to describe this type of phase transition where the insulating phase has no long-range magnetic order. In real systems, most frequently, localisation due to interactions is accompanied by the appearance of antiferromagnetic order.
In the general frame of a modified many-body perturbation theory, the single-band Hubbard model is treated in the limit of weak electron-electron interaction. In this modification the decomposition of the Hamiltonian into an effective free system and an effective perturbation is rearranged iteratively in each order of the formalism, resulting in a successive reduction of the interaction part. In comparison with conventional perturbation techniques, this means an extended range of validity. Imposing thermodynamic self-consistency, we calculate the wave-vector-dependent electronic self-energy up to second order and analyze the influence of the Coulomb correlations. Several well-known physical properties of the Hubbard model are recovered in characteristic single-particle quantities. Therefore, the effect of the band occupation n and the electron-electron repulsion U on spectral densities, band structures, densities of states, magnetization, etc. is investigated in detail. Some of the most remarkable results are: first, a splitting of the free Bloch band into two quasiparticle subbands when the coupling strength reaches moderate values. These subbands are linked by a small damping-induced background in the density of states and are separated roughly by an energy of the order of U. In addition, the upper subband is shifted to higher energies in the spectrum proportionally to U while the lower one is nearly fixed. Second, we found a paramagnetic-ferromagnetic phase diagram that has a critical coupling strength Uc{U}_{c}Uc​ and exhibits strong indications of a lower critical occupation number nc{n}_{c}nc​. There is no spontaneous magnetization in the system for parameters smaller than these values. Compared with the Stoner model, one thus obtains striking improvements. In many cases our conclusions for the weak-coupling limit are qualitatively in good agreement with well-known results in the strong-correlation regime.
Strong correlations are important for the understanding of many phenomena in modern condensed matter physics. Examples are high temperature superconductivity (Nobel prize 1987 http://www.nobel.se/physics/ laureates/1987/index.html) and the fractional quantum Hall effect (Nobel prize 1998 http://www.nobel. se/physics/laureates/1998/index.html). The theory for strong correlations needs new concepts and methods to describe such phenomena and to solve the corresponding models. The aim of this course is to provide these methods, to introduce the models, and to help understanding the phenomena in strongly correlated systems. Not the only one but the most important model to describe strongly correlated Fermions is the Hubbard model. In the modern theory of strong correlations it plays the same role as the Ising model in statistical physics: It serves as a standard model to describe and understand most of the phenomena in strongly correlated systems. The Hubbard model was initially introduced to describe the physical behaviour of transition metals, to understand magnetic phenomena in itinerant electron systems (ferromagnetism, anti-ferromagnetism, ferrimagnetism), to describe the Mott transition, and to describe π-electron systems in quantum chemistry. In one space dimension it describes a Luttinger liquid. Although the model has a very simple structure, the behaviour depends strongly on the parameters, the interaction strength, the density, and the underlying lattice. In this course we try to give an overview over the physics of strongly correlated electrons and the Hubbard model. The students are expected to know quantum mechanics and statistical physics. Some knowledge in condensed matter physics is helpful as well. Acknowledgement I am grateful to Johannes Holck. He carefully read the manuscript, found lots of errors, and had several ideas for improvements. About this text The manuscript is available as pdf. Links for citations are coloured in dark red, links within the text in dark blue, links to external material in dark green. Copyright c ©2015ff Andreas Mielke
In this thesis, several aspects of correlation effects in band insulators that were hitherto not addressed, both in equilibrium and non-equilibrium, are studied using the Ionic Hubbard model (IHM) at half-filling and Dynamical mean-field theory (DMFT). The IHM is an extension of the Hubbard model on a bipartite lattice with a staggered on-site “ionic potential Δ added in. The Hubbard model by itself is a tight-binding model of electrons hopping between (orbitals localized on) lattice sites, with amplitudes t and t’ for first neighbor and second neighbor hopping respectively, together with a coulomb repulsion energy cost of U for double occupancy (i.e., with both up and down spin electrons) at any lattice site. The studies in this thesis address strong correlation effects in this model using DMFT techniques which map the lattice problem to a self consistently embedded quantum impurity problem. The impurity problem itself is solved using state of the art continuous time quantum monte-carlo (CTQMC) techniques (Ch.s 3 and 4) as well as the somewhat simpler Iterated Perturbation Theory (IPT) (Ch.s 3, 5 and 6). Chapter 3 of the thesis is devoted to a detailed analysis of the properties of the half-filled t-U-Δ IHM (i.e., with t’=0) on a Bethe lattice of infinite connectivity. It is shown conclusively here that for a finite Δ and at zero temperature (T=0), the IHM has a first order transition from the Band Insulator (BI) phase to an antiferromagnetic insulating (AFI) phase at a threshold U = UAF (which increases with Δ) such that the BI to AFI transition preempts the transition from the BI to the correlation induced paramagnetic metallic (PM) phase. Evidence is also presented for a quantum transition to a sliver of half-metal (HM) phase just after the AF order turns on, followed by a return to the AFI phase on further increasing U. With increasing T, the AF order is lost via a first-order transition for weak to intermediate U/t. In the strongly correlated regime, where the effective low-energy Hamiltonian is the Heisenberg model, the transition from the AFI to the paramagnetic Mott insulating phase (adiabatically connected to the BI phase) is of second order. As T increases, the range of U over which the AF order is stable shrinks, collapsing eventually to a line of tricritical points that separates the surfaces of first- and second-order phase transitions in the T-U-Δ space. In Chapter 4 of the thesis the t-t’-U-Δ IHM on a square lattice is studied using DMFT+CTQMC. It is shown here that the presence of t’ frustrates the AF order for weak to intermediate correlations, resulting in the stabilization of the correlation induced PM phase over a broad region of the parameter space, although the AFI is always the stable phase for large enough U. In the intermediate coupling regimes, two other interesting phases show up as a result of the competition among U, Δ and t’ : a Ferrimagnetic metallic (FM) phase which has non-zero values of the uniform as well as staggered magnetization; and even more interesting, an…
The description of a solid at a microscopic level is complex, involving the interaction of a huge number of its constituents, such as ions or electrons. The Hubbard model used in this research describes interacting electrons in narrow energy bands, with application to problems as diverse as high – Tc superconductivity, band magnetism and the metal-insulator transition. This research seeks to solve one of the most challenging problems in Theoretical physics which is to describe electronic correlations. In this research the t – U Hubbard model is used to solve analytically and numerically using the exact diagonalization techniquesThis research work focused on the spin interaction and magnetic behavior of some systems and it is therefore an investigation into the various phenomena seen in the phase diagram of ferromagnetic systems. We studied the 2 electrons on 2 sites, 2 electrons on 3 sites and 2 electrons on 4 sites all in One-Dimension (1-D), where the onsite coulomb repulsion, U, and the hopping matrix element, t, were varies to determine their magnetic phase diagram.This results obtained shows that, as the values of the onsite coulomb repulsion, U, increases in all the lattice systems studied, the electronic correlation that favours ferromagnetism gets stronger, but there were no clear transition, and at some point the lattices loss its antiferromagnetic properties, hence the instability of ferromagnetism were established. It was also observed that as the hopping matrix element, t, increases the electronic correlation that favours ferromagnetism get stronger and the lattice begins to loss antiferromagnetic properties but beyond the transition point the lattice began to gain a much stronger antiferromagnetism, hence the ferromagnetism is unstable.