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Physical review. B, Condensed matter

Optical conductivity of the Hubbard andt-Jmodels

Adriana Moreo, Elbio R. Dagotto

Published Sep 1, 1990• 100 citations
Publisher

Abstract

We calculate the optical conductivity \ensuremath{\sigma}(\ensuremath{\omega}) of the Hubbard and t-J models on 10- and 16-site lattices, respectively, using a Lanczos method. Results are presented for various values of the couplings U/t, J/t, and band fillings, using free- and periodic-boundary conditions. We discuss the behavior of the kinetic energy in the ground state, the distribution of spectral weight of \ensuremath{\sigma}(\ensuremath{\omega}) between low and high energies and the sum rule. Indications of a Drude-like peak at low energy in the one-hole subspace are observed in both models. Assuming that holes behave like independent (mass-renormalized) particles in the normal state of the superconductors, our results also suggest that the optical midinfrared broadband observed experimentally can be explained by hole excitations of strongly correlated systems.

DOI
10.1103/physrevb.42.4786

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Physical review. B, Condensed matter•Dec 15, 1994•158 citations
We calculate the optical conductivity \ensuremath{\sigma}(\ensuremath{\omega}) of the Hubbard and t-J models on 10- and 16-site lattices, respectively, using a Lanczos method. Results are presented for various values of the couplings U/t, J/t, and band fillings, using free- and periodic-boundary conditions. We discuss the behavior of the kinetic energy in the ground state, the distribution of spectral weight of \ensuremath{\sigma}(\ensuremath{\omega}) between low and high energies and the sum rule. Indications of a Drude-like peak at low energy in the one-hole subspace are observed in both models. Assuming that holes behave like independent (mass-renormalized) particles in the normal state of the superconductors, our results also suggest that the optical midinfrared broadband observed experimentally can be explained by hole excitations of strongly correlated systems.
The optical conductivity for the Hubbard and t-J models is calculated numerically by use of a Lanczos algorithm. One- and two-dimensional systems of up to 16 sites with periodic and open boundary conditions are examined for the t-J model, as well as Hubbard-model systems of up to 9 sites. In the one-dimensional case, the low-frequency part of the conductivity away from half filling is shown to consist almost entirely of a single \ensuremath{\delta} function (Drude peak) even for J of the order of t. This is a direct consequence of the decoupling of charge and spin in one dimension. In two dimensions there is an additional broad absorption band above the Drude peak, consistent with the experimentally observed midinfrared band in the copper oxide superconductors. The importance of vertex corrections is demonstrated by comparing the exact conductivity with the convolution integral of the exact single-particle Green's function.
Results are for finite-temperature optical conductivity \ensuremath{\sigma}(\ensuremath{\omega}) and dc resistivity \ensuremath{\rho}(T), obtained within the t-J model on a square lattice by a method based on the Lanczos diagonalization. Studying systems with N=16 or 18 sites and hole concentrations ch{\mathit{c}}_{\mathit{h}}ch​\ensuremath{\le}0.25, a thermodynamic behavior is reached for quite low temperatures. \ensuremath{\sigma}(\ensuremath{\omega}) spectra reveal a slow non-Drude falloff at large frequencies and the emergence of a broad midinfrared peak at low doping. At optimum doping \ensuremath{\rho}(T) shows nearly linear variation with T. Both quantities agree well with experimental results in cuprates.
The optical conductivity, \ensuremath{\sigma}(\ensuremath{\omega}), of the two-dimensional one-band Hubbard model is calculated at finite temperature using exact diagonalization techniques on finite clusters. The in-plane dc resistivity, ${\mathrm{\ensuremath{\rho}}}_{\mathit{a}\mathit{b}}$, is also evalauted. We find that at large U/t and temperature T, ${\mathrm{\ensuremath{\rho}}}_{\mathit{a}\mathit{b}}$ is approximately linear with temperature. We also observed that \ensuremath{\sigma}(\ensuremath{\omega}) displays charge excitations, a midinfrared (MIR) band, and a Drude peak. The combination of the Drude peak and the MIR oscillator strengths leads to a conductivity that decays slower than 1/${\mathrm{\ensuremath{\omega}}}^{2}$ at energies smaller than the insulator gap near half filling.
The optical conductivity ${\mathrm{\ensuremath{\sigma}}}_{1}$(\ensuremath{\omega}) of the two-dimensional Hubbard model on finite clusters of 4\ifmmode\times\else\texttimes\fi{}4 and \ensuremath{\surd}10 \ifmmode\times\else\texttimes\fi{} \ensuremath{\surd}10 sites is reported. Experimental features found in the high-Tc{\mathit{T}}_{\mathit{c}}Tc​ cuprate superconductors can be qualitatively reproduced by this model including the presence of mid-infrared spectral weight, a Drude peak whose intensity grows with doping and a total spectral weight that varies slowly as the system is doped away from half filling. We find that to reproduce qualitatively the main experimental features of ${\mathrm{\ensuremath{\sigma}}}_{1}$(\ensuremath{\omega}), we need to work with a coupling constant of the order of the bandwidth, i.e., U/t\ensuremath{\sim}8--10. Results for the negative-U Hubbard model are included for comparison.
We investigate the extended t-J model (which may include a small next-nearest-neighbor antiferromagnetic coupling or a small hole-hole nearest-neighbor repulsion) by exact-diagonalization techniques. The calculation is done for one and two holes on a 4\ifmmode\times\else\texttimes\fi{}4 torus with arbitrary twisted boundary conditions. The role of the boundary conditions on the ground-state energy, the band width, the charge stiffness, and the optical conductivity is extensively studied. In the two-dimensional space of the twist angles (to be viewed as fluxes through the holes of the torus) the ground-state energy surface exhibits multiple level crossings and may present, locally, a negative curvature (or stiffness) characteristic of a paramagnetic behavior. For two holes and sufficiently large J/t (J/t>0.7) the minima of the energy surface in the parameter space of the fluxes are separated by half a flux quantum. The optical conductivity is calculated by averaging over the boundary conditions in order to minimize finite-size effects and to converge more rapidly toward the thermodynamic limit. We find three different contributions to the optical conductivity; (i) a Drude peak at \ensuremath{\omega}=0, (ii) a broad absorption band in the range J2t, and (iii) a tail extending to larger frequencies (2t7t) associated to the diffusive character of the hole states at these energies.Typically, at low doping density (6%) for a wide range of J/t, and at intermediate doping (12%) for small J/t, these three components account for roughly 30%, 50%, and 20% of the total spectral weight, respectively. At small ratio J/t, both Drude weight and finite-frequency absorption scale almost proportionally with the doping density. However, with increasing J/t, the effective hole-hole attraction (for 12% doping) leads to a transfer of weight from finite frequency to zero frequency. In contrast to the quasiparticle mass, in the J/t\ensuremath{\rightarrow}0 limit, the optical mass defined through the weight of the Drude \ensuremath{\delta}-function peak does not increase like \ensuremath{\sim}t/J but, rather, approaches a limit around \ensuremath{\sim}5. We discuss our results in connection with the optical experiments in the high-Tc{\mathit{T}}_{\mathit{c}}Tc​ cuprates and suggest that the observed mid-infrared band is due to the strong coupling between the mobile holes and the spin excitations of the Mott insulator, as expected from a description in terms of the t-J Hamiltonian.
Using strong-coupling perturbation theory for the Hubbard model, explicit expressions are obtained for the integrated weights, energy positions, and widths of the upper and lower Hubbard bands separately, both for the optical and photoemission spectrum. In one dimension all expressions can be explicitly evaluated using the large-U Bethe-ansatz wave function. The k\ensuremath{\rightarrow}-dependent moments for the one-particle spectrum are compared with the closely related two-pole ansatz. The strong momentum dependence of the spectra demonstrates the importance of the k\ensuremath{\rightarrow}-dependent correlation functions in the spectral moments, which are often neglected. In order to estimate corrections due to the neglect of higher-order terms (in t/U), all results are compared with numerical-diagonalization data for intermediate-U values. The sum-rule results show a rapid spectral-weight transfer from the high- to the low-energy regime upon doping, similar to what is observed experimentally in one-particle and optical spectra of Cu (high-Tc{\mathit{T}}_{\mathit{c}}Tc​) and Ni compounds. Such fast weight redistributions as a function of the carrier density are a natural consequence of the strong correlations in these materials. The redistribution of intensity in the optical conductivity is connected with the dilution of the spin system by the added holes. For the one-particle spectrum the decrease of weight in the upper Hubbard band away from half filling can be understood by state counting at U=\ensuremath{\infty}, and the effect is strongly enhanced for small doping by both the first- and second-order terms in t/U. Altogether, the one-particle and optical spectra show the importance of the three-site hopping term. Therefore the t-J model does not represent well the spectral properties of the Hubbard model at large U. The local spin order is essential and determines both the k\ensuremath{\rightarrow} dependence of the one-particle spectrum and the intensities in the optical spectrum.