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Physical review. E, Statistical physics, plasmas, fluids, and related interdisciplinary topics

Systematic nonperturbative approach for thermal averages in quantum many-body systems: The thermal-cluster-cumulant method

Goutam Sanyal, Seikh Hannan Mandal, S. Guha, Debashis Mukherjee

Published Nov 1, 1993• 38 citations
Publisher

Abstract

We present in this paper a systematic nonperturbative cluster-cumulant method for deriving thermal averages of operators in quantum many-body systems. The method combines the advantages of the cumulant expansion scheme of thermodynamic perturbation theory, the approach of thermofield dynamics as a finite-temperature field theory, and the time-dependent coupled-cluster theory extended to ``imaginary time.'' We have generalized the concepts of cumulants in a nonperturbative manner and have posited on the statistical operator an exponential-like ansatz containing connected, size-extensive operators in the exponent. These latter cumulantlike operators have been termed ``cluster cumulants'' by us. For a compact treatment, we have derived an alternative thermal field theory in which a time-ordered product is expanded in terms of ``thermal normal products'' of operators and thermal contractions---leading to a ``thermal Wick's theorem.'' The thermal normal products are the finite-temperature analogs of the ordinary normal products and have zero thermal averages. Operators in these products commute (anticommute) under permutations for bosons (fermions). This thermal representation is shown to be unitarily related to the traditional thermofield dynamics formulation, but has the advantage of using only the physical variables. The imaginary-time evolution of the statistical operator is treated by our recently formulated time-dependent cluster-cumulant theory. The partition function is evaluated as an exponential of a connected quantity. As an illustrative example, we have computed the partition function of an anharmonic oscillator with equally weighted cubic and quartic perturbation for a wide range of coupling, extending to the strongly nonperturbative regime. We study the behavior of free energy in the low-temperature limit and verify numerically the validity of the Kohn-Luttinger theorem [Phys. Rev. 118, 41 (1960)] for this system. We also show that our formalism is a natural nonperturbative analog of the thermodynamic perturbative theory by showing that a perturbative solution of the thermal-cluster-cumulant equations generates a variation of the Bloch--Balian--de Dominicis theory.

DOI
10.1103/physreve.48.3373

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We present in this paper a systematic nonperturbative cluster-cumulant method for deriving thermal averages of operators in quantum many-body systems. The method combines the advantages of the cumulant expansion scheme of thermodynamic perturbation theory, the approach of thermofield dynamics as a finite-temperature field theory, and the time-dependent coupled-cluster theory extended to imaginary time.'' We have generalized the concepts of cumulants in a nonperturbative manner and have posited on the statistical operator an exponential-like ansatz containing connected, size-extensive operators in the exponent. These latter cumulantlike operators have been termed cluster cumulants'' by us. For a compact treatment, we have derived an alternative thermal field theory in which a time-ordered product is expanded in terms of thermal normal products'' of operators and thermal contractions---leading to a thermal Wick's theorem.'' The thermal normal products are the finite-temperature analogs of the ordinary normal products and have zero thermal averages. Operators in these products commute (anticommute) under permutations for bosons (fermions). This thermal representation is shown to be unitarily related to the traditional thermofield dynamics formulation, but has the advantage of using only the physical variables. The imaginary-time evolution of the statistical operator is treated by our recently formulated time-dependent cluster-cumulant theory. The partition function is evaluated as an exponential of a connected quantity. As an illustrative example, we have computed the partition function of an anharmonic oscillator with equally weighted cubic and quartic perturbation for a wide range of coupling, extending to the strongly nonperturbative regime. We study the behavior of free energy in the low-temperature limit and verify numerically the validity of the Kohn-Luttinger theorem [Phys. Rev. 118, 41 (1960)] for this system. We also show that our formalism is a natural nonperturbative analog of the thermodynamic perturbative theory by showing that a perturbative solution of the thermal-cluster-cumulant equations generates a variation of the Bloch--Balian--de Dominicis theory.
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We have developed in this paper a nonperturbative cluster-expansion strategy for generating the stochastically averaged time-evolution operator for quantum systems driven by Ornstein-Uhlenbeck (OU) colored noise. The method induces a boson mapping of the (real or complex) stochastic variable f, and interprets the stochastic average of a pair of variables f at two different times as the expectation value of the time-ordered product of the associated bosons with respect to the boson vacuum \ensuremath{\Vert}0B{0}_{\mathit{B}}0B​〉. The stochastic evolution is thus mapped onto a deterministic evolution in an expanded Fock space. The evolution of the system from the groups of state of interest is monitored using our recently developed nonperturbative time-dependent multireference coupled-cluster (TDMRCC) method. In this, the evolution operator U is written in a factorized form Uex{\mathit{U}}_{\mathrm{ex}}Uex​UM{\mathit{U}}_{\mathit{M}}UM​, where UM{\mathit{U}}_{\mathit{M}}UM​ evolves in the space of the starting functions (model space) and Uex{\mathit{U}}_{\mathrm{ex}}Uex​ brings in the virtual functions. Uex{\mathit{U}}_{\mathrm{ex}}Uex​ and UM{\mathit{U}}_{\mathit{M}}UM​ are both written as normal ordered exponentials involving cluster operators. In the present context, the TDMRCC method translates into one for generating the evolution operator UB{\mathit{U}}_{\mathit{B}}UB​ for the Hamiltonian containing the additional boson variables, and the stochastic averaging of UB{\mathit{U}}_{\mathit{B}}UB​ is realized as the expectation value 〈0B{0}_{\mathit{B}}0B​\ensuremath{\Vert}UB{\mathit{U}}_{\mathit{B}}UB​\ensuremath{\Vert}0B{0}_{\mathit{B}}0B​〉.We call the TDMRCC method involving the expanded Fock space a cluster cumulant method. We have analyzed the relation of the cluster cumulant approach with the Fox-Kubo operator cumulant expansion and the method of marginal averages involving the Fokker-Planck operator of the OU process. It has been shown that an order by order expansion of our equations in the power of stochastic coupling generates the perturbative cumulant results of Fox and Kubo. It is also demonstrated that the traditional Fokker-Planck method of marginal averages uses a Kubo-Schr\"odinger operator which is related to our boson mapped Hamiltonian by a transformation which converts the Fokker-Planck operator \ensuremath{\Gamma} to a manifestly Hermitian form. However, the method of marginal averages involves a linear expansion of UB{\mathit{U}}_{\mathit{B}}UB​ in terms of eigenfunctions of \ensuremath{\Gamma}, while the cluster cumulant method uses a cluster expansion, which is nonlinear in the expansion parameters. The former is thus analogous to a configuration-interaction expansion, while the latter is analogous to a coupled-cluster strategy. The method is illustrated by applying it to a simple yet nontrivial problem, viz., a harmonic oscillator linearly perturbed by a (real or complex) stochastic variable. Survivalities of both the ground and the first excited states have been considered for a wide range of coupling strengths and noise correlation times. Our method provides exact results in this case; these have been used as benchmarks for assessing performance of the second- and fourth-order cumulant results.
We present a coupled cluster and linear response theory to compute properties of many-electron systems at nonzero temperatures. For this purpose, we make use of the thermofield dynamics, which allows for a compact wave function representation of the thermal density matrix, and extend our recently developed framework ( J. Chem. Phys. 2019, 150, 154109, DOI: 10.1063/1.5089560 ) to parametrize the so-called thermal state using an exponential ansatz with cluster operators that create thermal quasiparticle excitations on a mean-field reference. As benchmark examples, we apply this method to both model (one-dimensional Hubbard and Pairing) and ab initio (atomic Beryllium and molecular Hydrogen) systems, while comparing with exact results.
In Chapter 9 we applied the second quantization to the Hartree–Fock method. In this chapter we provide the basic aspects of the thermal Green function method, which is convenient for systematic perturbative expansion beyond the mean-field approximation. Several problems in quantum statistical mechanics can be elegantly and compactly described in terms of the so-called Matsubara Green functions (Matsubara (1955); Abrikosov et al. (1963)). Hence, if on one hand, the density matrix description, often used in the previous chapters, has a more direct physical interpretation, on the other hand the Green function method is far more powerful and takes advantage of a handy diagrammatic perturbation expansion. In the following chapters, we rely on the Green function for a more complete treatment of some many-body problems. To be self contained we introduce here this technical chapter with a short presentation of the by now standard Green function method. For a comprehensive treatment we refer the reader to the many books available and in particular to Abrikosov et al. (1963). The Matsubara Green function The main aim of quantum statistical mechanics is the evaluation of the partition function (see Eqs. (6.31) and (6.32)), e.g. in the grand canonical ensemble In the case of quantum gases one can evaluate Ƶ exactly as we did in Chapter 7. In general, the evaluation of the partition function is a difficult task and it is useful to use perturbation theory to obtain approximate solutions. To set up a perturbation theory, one begins by splitting the Hamiltonian as H = H 0 + H i, where H 0 represents the “easy” part, which can be solved exactly. In the second step, one could naturally think of expanding the exponential of the interacting part H i in order to write the partition function as a perturbative series. However, such a procedure requires extreme care due to the non-commutative nature of operators in quantum mechanics. The way of solving this problem is via the “ time ” ordering of operators in each term of the perturbative expansion. It can be shown, as we shall see in the present chapter, that the quantum statistical average of any time-ordered sequence of operators with respect to the unperturbed Hamiltonian H 0 can be expressed in terms of elementary quantum statistical averages of two field operators. Such elementary averages are called Green functions and in this section we introduce the basic definitions concerning them.
We present here a succinct account of the finite-temperature generalisation of the coupled cluster (CC) method. It requires the concept of thermal normal ordered products whose Boltzmann trace is zero. The basic idea is to express the Boltzmann operator as a normal ordered exponential containing cluster operators and a number, and express the free energy as a logarithm of a suitable Boltzmann trace, where only the number part in the ordered exponential survives. The free energy is manifestly extensive. Free energies of Lipkin model and anharmonic oscillators obtained from the grand partition function are discussed as example applications.
Cumulants represent a natural language for expressing macroscopic properties of many-body systems. The most important property of cumulants is that of size consistency, i.e. a cumulant expression for an extensive variable scales with the size of the system, independent of possible further approximations used in the evaluation procedure. Cumulants can be considered as a generalization of linked diagrams known from diagrammatic technique of many-body theory. In this paper we outline a recently introduced method based on cumulants in order to derive expressions for zero-temperature properties of many-particle systems, i.e. the ground-state energy, static expectation values and dynamical correlation functions. This cumulant formalism allows one to describe weakly and strongly correlated systems along the same lines. We show that the coupled-cluster method known from quantum chemistry can be derived from our cumulant approach. Finally, we demonstrate the usefulness of the cumulant method by applying it to examples from solid-state physics and quantum chemistry.