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IEEE Information Theory Workshop (ITW)

One-shot bounds for various information theoretic problems using smooth min and max Rényi divergences

Naqueeb Ahmad Warsi

Published Sep 1, 2013• 10 citations
Publisher

Abstract

One-shot analogues for various information theory results known in the asymptotic case are proven using smooth min and max Rényi divergences. In particular, we prove that smooth min Rényi divergence can be used to prove one-shot analogue of the Stein's lemma. Using smooth min Rényi divergence we prove a special case of packing lemma in the one-shot setting. Furthermore, we prove a one-shot analogue of covering lemma using smooth max Rényi divergence. We also propose one-shot achievable rate for source coding under maximum distortion criterion. This achievable rate is quantified in terms of smooth max Rényi divergence.

DOI
10.1109/itw.2013.6691300

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One-shot analogues for various information theory results known in the asymptotic case are proven using smooth min and max Rényi divergences. In particular, we prove that smooth min Rényi divergence can be used to prove one-shot analogue of the Stein's lemma. Using smooth min Rényi divergence we prove a special case of packing lemma in the one-shot setting. Furthermore, we prove a one-shot analogue of covering lemma using smooth max Rényi divergence. We also propose one-shot achievable rate for source coding under maximum distortion criterion. This achievable rate is quantified in terms of smooth max Rényi divergence.
One-shot achievable rate region for source coding when coded side information is available at the decoder (source coding with a helper) is proposed. The achievable region proposed is in terms of conditional smooth max Rényi entropy and smooth max Rényi divergence. Asymptotically (in the limit of large block lengths) this region is quantified in terms of spectral-sup conditional entropy rate and spectral-sup mutual information rate. In particular, it coincides with the rate region derived in the limit of unlimited arbitrarily distributed copies of the sources.
We introduce an improved one-shot characterisation of randomness extraction against quantum side information (privacy amplification), strengthening known one-shot bounds and providing a unified derivation of the tightest known asymptotic constraints. Our main tool is a new class of smooth conditional entropies defined by lifting classical smooth divergences through measurements. A key role is played by the measured smooth Rényi relative entropy of order 2, which we show to admit an equivalent variational form: it can be understood as allowing for smoothing over not only states, but also non-positive Hermitian operators. Building on this, we establish a tightened leftover hash lemma, significantly improving over all known smooth min-entropy bounds on extractable randomness and recovering the sharpest classical achievability results. We extend these methods to decoupling, the coherent analogue of privacy amplification, obtaining a corresponding improved one-shot bound. Relaxing our smooth entropy bounds leads to one-shot achievability results in terms of measured Rényi divergences, tightening the bounds of [Dupuis, arXiv:2105.05342] and recovering state-of-the-art asymptotic i.i.d. error exponents. We show an approximate optimality of our results by giving a matching one-shot converse bound up to additive logarithmic terms. This yields an optimal second-order asymptotic expansion of privacy amplification under trace distance, establishing a significantly tighter one-shot achievability result than previously shown in [Shen et al., arXiv:2202.11590] and proving its optimality for all hash functions.
This study considers the unconditional smooth Rényi entropy proposed by Renner and Wolf [ASIACRYPT, 2005], the smooth conditional Rényi entropy proposed by Kuzuoka [IEEE Trans. Inf. Th., 66(3), 1674–1690, 2020], and a novel quantity which we term theconditional smooth-⋆entropy.The latter two quantities can be specialized to the first in the absence of side-information. We explore the operational roles of these smooth Rényi entropies by establishing one-shot coding theorems for several information-theoretic problems, including Campbell’s source coding problem, the Arıkan–Massey guessing problem, and the Bunte–Lapidoth task encoding problem. We consider these problems in cases where the errors are non-vanishing and for each problem, we consider two error formalisms: the average and maximum error criteria, where the averaging and maximization are taken with respect to the side-information. Using the one-shot coding theorems, we conclude that Kuzuoka’s smooth conditional Rényi entropy and the conditional smooth-⋆ entropy are the solutions to the problems involving the average and maximum error criteria, respectively. Furthermore, we examine asymptotic expansions of these entropies when the underlying source with its side-information is stationary and memoryless. Applying our asymptotic expansions to the one-shot coding theorems, we derive various fundamental limits for these problems. We show that, under non-degenerate settings, the first-order fundamental limits differ under the average and maximum error criteria. This is in contrast to a different but related setting considered by the present authors [IEEE Trans. Inf. Th., 66(12), 7565–7587, 2020], for variable-length conditional source coding allowing errors, in which the first-order terms are identical but the second-order terms are different under these error criteria.
This study considers the unconditional smooth Rényi entropy, the smooth conditional Rényi entropy proposed by Kuzuoka [\emph{IEEE Trans.\ Inf.\ Theory}, vol.~66, no.~3, pp.~1674--1690, 2020], and a new quantity which we term the conditional smooth Rényi entropy. In particular, we examine asymptotic expansions of these entropies when the underlying source with its side-information is stationary and memoryless. Using these smooth Rényi entropies, we establish one-shot coding theorems of several information-theoretic problems: Campbell's source coding, guessing problems, and task encoding problems, all allowing errors. In each problem, we consider two error formalisms: the average and maximum error criteria, where the averaging and maximization are taken with respect to the side-information of the source. Applying our asymptotic expansions to the derived one-shot coding theorems, we derive various asymptotic fundamental limits for these problems when their error probabilities are allowed to be non-vanishing. We show that, in non-degenerate settings, the first-order fundamental limits differ under the average and maximum error criteria. This is in contrast to a different but related setting considered by the present authors (for variable-length conditional source coding allowing errors) in which the first-order terms are identical but the second-order terms are different under these criteria.
We study the problem of source and message compression in the one-shot setting for the point-to-point and multi-party scenarios (with and without side information). We derive achievability results for these tasks in a unified manner, using the techniques of convex-split, which was introduced in [Anshu,Devabathini and Jain 2014] and position-based decoding introduced in [Anshu, Jain and Warsi 2017], which in turn uses hypothesis testing between distributions. These results are in terms of smooth max divergence and smooth hypothesis testing divergence. As a by-product of the tasks studied in this work, we obtain several known source compression results (originally studied in the asymptotic and i.i.d. setting) in the one-shot case. One of our achievability results includes the problem of message compression with side information, originally studied in [Braverman and Rao 2011]. We show that both our result and the result in [Braverman and Rao 2011] are near optimal in the one-shot setting by proving a converse bound.
The precise one-shot characterisation of operational tasks in classical and quantum information theory relies on different forms of smooth entropic quantities. A particularly important connection is between the hypothesis testing relative entropy and the smooth max-relative entropy, which together govern many operational settings. We first strengthen this connection into a type of equivalence: we show that the hypothesis testing relative entropy is equivalent to a variant of the smooth max-relative entropy based on the information spectrum divergence, which can be alternatively understood as a measured smooth max-relative entropy. Furthermore, we improve a fundamental lemma due to Datta and Renner that connects the different variants of the smooth max-relative entropy, introducing a modified proof technique based on matrix geometric means and a tightened gentle measurement lemma. We use the unveiled connections and tools to strictly improve on previously known one-shot bounds and duality relations between the smooth max-relative entropy and the hypothesis testing relative entropy, establishing provably tight bounds between them. The results then allow us to refine other divergence inequalities, in particular sharpening bounds that connect the max-relative entropy with Rényi divergences.