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Progress in Natural Science Materials International

Density-functional formula for strongly correlated systems*

Huai‐Yu Wang, Rushan Han, Chen Nanxian

Published May 1, 2005• 0 citations
Publisher

Abstract

Density functional method is applied for strongly correlated systems. Based on the assumption that the systems are composed of electrons in singly-occupied orbitals and those in doubly-occupied orbitals, a set of self-consistent equations are obtained by standard variation procedure. The equations consist of two parts. One part is to solve the wave functions of the electrons in singly-occupied orbitals and the other is to solve the wave functions of the electrons in doubly-occupied orbitals. The physical meanings of the terms aspearing in the equations are discussed.

DOI
10.1080/10020070512331342290

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Density functional method is applied for strongly correlated systems. Based on the assumption that the systems are composed of electrons in singly-occupied orbitals and those in doubly-occupied orbitals, a set of self-consistent equations are obtained by standard variation procedure. The equations consist of two parts. One part is to solve the wave functions of the electrons in singly-occupied orbitals and the other is to solve the wave functions of the electrons in doubly-occupied orbitals. The physical meanings of the terms aspearing in the equations are discussed.
The physical origin of the feature of strong correlation between electrons is mainly ascribed to doubly occupied atomic orbitals. Two-particle wave functions are believed necessary to describe strongly correlated systems. We emphasize that the on-site Coulomb interaction, which is important for strong correlation, should appear in equations as a natural term. Hartree-Fock-like self-consistent equations are derived with wave functions including two-particle wave functions for such systems. In the self-consistent equations, a strong correlation term is separated from the mean field. To our knowledge, this is the first attempt to formulate self-consistent equations in which the strong correlation effect is directly embodied. Some features of the equations are discussed. Koopmans' theorem and Brillouin's theorem are applied to the equations. The former is valid for singly occupied orbitals, and the latter is entirely available. By separating an angular correlation factor which is believed important for a strong correlation effect, an approximate form of a two-particle wave function is suggested. This kind of wave function causes the six multiple integrals to degrade to triple integrals. Under such forms of two-particle wave functions, corresponding Roothaan equations are established. Through these steps, it is believed that the equations become solvable within present computational limits.
By introducing a set of auxiliary equations representing a many-body system, we have derived an extension of the Kohn-Sham scheme for the density functional theory. These equations consist of a Kohn-Sham-type equation determining single-particle orbitals and an eigen-value equation for an effective many-body problem. A variational method similar to the Kohn-Sham technique was utilized to derive effective interactions as well as effective potentials without artificial substitution of a Hubbard-type interaction and a mean-field correction in the energy functional. The second equation is described by an effective many-body Hamiltonian with both 2-body interactions and mean-field terms. Rigorous formulation of the extended Kohn-Sham equation is also given in accordance with the Hadjisavvas-Theophilou formulation. Our formulation can be interpreted as a way to define models of the strongly correlated electron systems, e.g. the Hubbard model
We propose a framework to construct the ground-state energy and density matrix of an NNN-electron system by solving a self-consistent set of single-particle equations. The method can be viewed as a nontrivial extension of the Kohn-Sham scheme (which is embedded as a special case). It is based on separating the Green's function into a quasiparticle part and a background part, and expressing only the background part as a functional of the density matrix. The calculated single-particle energies and wave functions have a clear physical interpretation as quasiparticle energies and orbitals.
A general formulation of multiconfigurational self-consistent-field theory is given. The fundamental condition to be satisfied by the MMM occupied orbitals ${\ensuremath{\psi}}_{\ensuremath{\mu}}$ of an $N(\ensuremath{\le}M)$-body system, in order that the total energy of one state be extremalized, is expressed in terms of the fundamental invariant $\mathbf{\ensuremath{\varrho}}=\ensuremath{\Sigma}{\ensuremath{\mu}=1}^{M}|{\ensuremath{\psi}}_{\ensuremath{\mu}}〉〈{\ensuremath{\psi}}_{\ensuremath{\mu}}|$. The condition placed on $\mathbf{\ensuremath{\varrho}}$ is of the same form as the condition on the fundamental invariant of the Hartree-Fock theory. Setting M=NM=NM=N, we derive the unrestricted Hartree-Fock equations from the condition on $\mathbf{\ensuremath{\varrho}}$. For M>NM>NM>N there are three freedoms one may take with the fundamental condition on $\mathbf{\ensuremath{\varrho}}$. Exploiting any or all of these freedoms yields alternative forms of the fundamental condition. This enables us to derive an effective one-body Hamiltonian which is the sum of a Hartree-type Hamiltonian and a correlation and exchange operator. For finite M>NM>NM>N, the one-body Hamiltonian contains a nonlocal exchange and correlation operator. This operator is defined in terms of the one- and two-body density matrices. The connection between the orbitals of this theory and those of the Hartree-Fock theory is explored. The theory as outlined here is applicable to any system of NNN identical particles, but our discussion is oriented towards electronic systems. The theory contains most self-consistent-field theories as special cases, and gives a basis for the self-consistent-field formulation of others.
Self-consistent quantum embedding forms a route to bridge local descriptions of electronic structure methods and the electronic structure of very large systems and condensed phases. Existing examples of quantum embedding methods include the density functional embedding of Cortona, Wesolowski and Warshel, based on the single-particle density and Carter, and the dynamical mean-field theory, based on the single-particle Greens function. In this talk, however, I will describe a new formalism for quantum embedding that is based on the single-particle density matrix, and which is based on a self-consistent approximation to the exact entanglement embedding of a subsystem in an environment. Unlike density functional embedding, this formalism can practically describe strongly correlated systems, and unlike dynamical mean-field theory, it is easily combined with traditional ground-state electronic structure methods, such as quantum chemical wavefunction methods and projector and variational Monte Carlo approaches. I will demonstrate the performance of the method on the phase diagram of the 1D and 2D Hubbard models and discuss applications to ab-initio systems.