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Physical review. B, Condensed matter

Particle-hole bound states in Mott-Hubbard insulators

David G. Clarke

Published Sep 1, 1993• 23 citations
Publisher

Abstract

I present results that indicate the existence of strongly bound particle-hole excitations below the edge of the upper Hubbard band in a single-band, large-U Hubbard model in two dimensions, at half-filling. The appearance of these exciton states is due to correlation effects between a vacancy and a doubly occupied site induced by the antiferromagnetic background, in contrast to the conventional mechanism of exciton formation via long-range Coulomb attraction. I argue that in the insulating parent compounds of the high-temperature superconducting cuprates these correlation effects are of the same order of magnitude as particle-hole attraction due to longer-range Coulomb interactions.

DOI
10.1103/physrevb.48.7520

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Mott localisation, antiferromagnetism and nematic superconductivity in the extended Hubbard model with non-local pairing

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I present results that indicate the existence of strongly bound particle-hole excitations below the edge of the upper Hubbard band in a single-band, large-U Hubbard model in two dimensions, at half-filling. The appearance of these exciton states is due to correlation effects between a vacancy and a doubly occupied site induced by the antiferromagnetic background, in contrast to the conventional mechanism of exciton formation via long-range Coulomb attraction. I argue that in the insulating parent compounds of the high-temperature superconducting cuprates these correlation effects are of the same order of magnitude as particle-hole attraction due to longer-range Coulomb interactions.
We study the optical properties of an electron–hole two-band Hubbard model with interactions of electron–electron (hole–hole) repulsion U and electron–hole attraction U '. In the case of two types of correlated insulators at half filling, viz. , the Mott–Hubbard type and the biexciton type, interband linear absorption/gain spectra including excitonic effects are calculated analytically using two-site dynamical mean-field theory and ladder approximation. We show that an exciton-like peak structure emerges because of an “exciton” in the sea of correlated fermions when U ' is larger than a certain critical value. The binding energy of the photoinduced excitonic bound state and the spectral intensity are evaluated as a function of U '. The emergence and absence of the exciton-like peak suggests that there are two different insulating mechanisms in the Mott–Hubbard insulating state of the electron–hole system: one is attributable to only U and the other is attributable to both U and U '; the latter is called the excitonic Mott–Hubbard insulating state. The intrinsic difference of the mechanisms cannot be captured from only single-particle properties such as the density of states, but it appears clearly in optical properties reflecting two-particle correlations.
Correlation effects in the one-dimensional Hubbard model are studied by application of the L-resolvent method. The calculations are well beyond one-particle mean field approximation. All correlations involving two neighboring sites are included exactly and higher order correlations are approximated. The effects of varying temperature, band filling, Coulomb repulsion and external magnetic field are investigated. Two-site correlations for non-half-filled band fillings are calculated for the first time. Some exact relations between correlation functions are derived by electron-hole symmetry. Results indicate that short-range spin correlations always favor antiferromagnetic order. Large Coulomb repulsion induces a gap in the excitation spectrum and a metal-insulator transition is predicted as the Coulomb repulsion parameter is changed.
High temperature superconductivity in copper oxides (cuprates) represents one of the most striking phenomena in condensed matter physics. These materials host superconducting states with the highest known critical temperatures, emerging upon doping antiferromagnetic insulator compounds. The antiferromagnetic (AF) insulating and superconducting (SC) phases defy standard descriptions in terms of band picture and conventional phonon-mediated superconductivity. In fact, these phenomena are genuine signatures of strong electronic correlations which hinder effective single-particle descriptions of the many-electron system. After 40 years since their discovery, it is widely accepted that the Hubbard model on the square lattice provides a minimal description of the low-energy electronic properties of cuprates. The model describes the competition between the electronic kinetic energy, modelled by nearest-neighbours hopping t, and the Coulomb repulsion, modelled by a purely local interaction potential U. At half-filling, this competition results in the so-called "Mott localisation" phenomenon, which distinguishes the metallic phase for U/t « 1 from an insulating phase for U/t » 1. The latter is characterised by the almost complete localisation of electrons due to the high energetic cost of hopping towards occupied sites. Interestingly, this basic competition is intimately related to AF ordering and, upon doping, to the formation of the SC state with characteristic d-wave symmetry. The fact that a purely repulsive interaction U is responsible for the formation of a SC state is remarkable, being superconductivity typically associated with an effective attractive interaction. In fact, a d-wave SC state can also be obtained, in general, by considering an attractive potential between electrons of neighbouring sites. Motivated by this observation, in this thesis, we study a modified version of the Hubbard model, dubbed as the "extended Hubbard model", in which we include a nearest-neighbours attractive potential -V. The general goal of this work is to explore the interplay between the purely local repulsion and the non-local attraction. This is not only motivated by the fact that both interactions are, in principle, responsible for d-wave superconductivity, but also by recent experimental observations which strongly suggest that the term -V needs to be included in order to accurately describe the magnetic spectra of some specific compounds. In this thesis, we study the extended Hubbard model using the Hartree-Fock method. Namely, we approximate the ground state by implementing a variational search in the subspace of the many-body Hilbert space of gaussian states. Despite its simplicity, the Hartree-Fock method provides a powerful framework to study competition among different phases, originating from different symmetry breaking mechanisms. In particular, we study the competition between three different phases: the normal phase, characterised by no symmetry breaking, the AF phase, characterised by a lowering of SU(2) symmetry, and the SC phase, characterised by the breaking of U(1) charge conservation. This thesis work led to a number of original results, which can be summarised by the general observation that the non-local attraction -V acts cooperatively with the local repulsion U for the stabilisation of the various phases hosted by the Hubbard model. For the normal phase, we find that the non-local attraction acts as a source of Mott localisation, leading to an effective reduction of the electronic bandwidth. In particular, for values of V larger than a critical value and close to half-filling, we find a strong Mott localisation characterised by the complete flattening of the electronic bands. Interestingly, this result shows an example of Mott localisation that can be described at the level of the Hartree-Fock approximation, whereas Mott localisation in the conventional Hubbard model usually requires more sophisticated approximation schemes. For the AF phase, we restrict our analysis to the half-filled case. We find that the pairing-induced Mott localisation leads to a significant enhancement of the magnetisation, primarily originating from the local repulsion U. Finally, we focus on the superconducting phase and derive self-consistency equations in both singlet and triplet Cooper pairing channels, showing how Cooper pairing can be mediated simultaneously by both the local repulsion and the non-local attraction. Therefore, we numerically investigate the singlet channel and find evidence of "symmetry mixing", namely, the formation of a superconducting gap that is neither symmetric nor anti-symmetric under rotations of π/2 in the plane. We show that symmetry mixing is connected to the emergence of a finite nematic order parameter, that signals the breaking of planar rotational symmetry. This nematic symmetry breaking results in the fact that the renormalisation of bands becomes anisotropic, producing a difference in electronic kinetics in the x and y directions. To summarise, the original results obtained in this thesis show that the non-local pairing provides a different route towards the formation of key strongly correlated phenomena, including Mott localisation and nematic superconductivity, and call for future investigation using more sophisticated methods such as, for example, the Dynamical Mean Field Theory.
Using the variational cluster approach based on the self-energy functional theory, we study the possible occurrence of excitonic order and superconductivity in the two-orbital Hubbard model with intra- and inter-orbital Coulomb interactions. It is known that an antiferromagnetic Mott insulator state appears in the regime of strong intra-orbital interaction, a band insulator state appears in the regime of strong inter-orbital interaction, and an excitonic insulator state appears between them. In addition to these states, we find that the s±s^{\pm}s±-wave superconducting state appears in the small-correlation regime, and the dx2−y2d_{x^2 - y^2}dx2−y2​-wave superconducting state appears on the boundary of the antiferromagnetic Mott insulator state. We calculate the single-particle spectral function of the model and compare the band gap formation due to the superconducting and excitonic orders.
We consider the one-band Hubbard model on the square lattice by using variational and Green's function Monte Carlo methods, where the variational states contain Jastrow and backflow correlations on top of an uncorrelated wave function that includes BCS pairing and magnetic order. At half-filling, where the ground state is antiferromagnetically ordered for any value of the on-site interaction UUU, we can identify a hidden critical point UMott{U}_{\mathrm{Mott}}UMott​, above which a finite BCS pairing is stabilized in the wave function. The existence of this point is reminiscent of the Mott transition in the paramagnetic sector and determines a separation between a Slater insulator (at small values of UUU), where magnetism induces a potential energy gain, and a Mott insulator (at large values of UUU), where magnetic correlations drive a kinetic energy gain. Most importantly, the existence of UMott{U}_{\mathrm{Mott}}UMott​ has crucial consequences when doping the system: We observe a tendency for phase separation into hole-rich and hole-poor regions only when doping the Slater insulator, while the system is uniform by doping the Mott insulator. Superconducting correlations are clearly observed above UMott{U}_{\mathrm{Mott}}UMott​, leading to the characteristic dome structure in doping. Furthermore, we show that the energy gain due to the presence of a finite BCS pairing above UMott{U}_{\mathrm{Mott}}UMott​ shifts from the potential to the kinetic sector by increasing the value of the Coulomb repulsion.
We investigate the strong correlation effect in the spinless electron-hole two-band Hubbard model using the dynamical mean-field theory. At half filling, both the renormalization factor ZZZ and the number of conduction electrons (valence holes) ncn_cnc​ decrease with increasing the interband Coulomb interaction UUU down to Z∼0.15Z\sim 0.15Z∼0.15 and nc∼0.1n_c\sim 0.1nc​∼0.1 for $U_c \sim \mbox{bandwidth}$ at which the first-order Lifshitz transition occurs from a correlated semimetal with a large effective mass m∗/m=Z−1m^*/m=Z^{-1}m∗/m=Z−1 to a band insulator with a finite gap due to the Hartree shift. A slight hole doping xxx in the band insulator with a large U>UcU>U_cU>Uc​ yields a remarkable correlated semimetal with Z∼0.1Z\sim 0.1Z∼0.1 at x∼0.01x\sim 0.01x∼0.01, where in-gap states emerge above the valence band top and those weights increase with increasing xxx together with the increase in ZZZ similar to the in-gap states observed in doped Mott insulators.