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Physical Review A

Eliminating the minus sign in Monte Carlo simulations of fermions

Veit Elser

Published Sep 1, 1986• 16 citations
Publisher

Abstract

Practically all the known Monte Carlo algorithms for identical fermions require the subtraction of separate contributions arising from, respectively, even and odd permutations of the particles. At low temperatures this becomes a serious problem since the two contributions nearly cancel. A new method is proposed for obtaining this difference directly. This amounts to a constraint that limits configuration space to a region bounded by the nodal surface of the fermionic ground-state wave function. A detailed description of the method is given for the general real Hamiltonian in the continuum where the partition function paths are approximated by ``polymers'' of finite length. The only departure from the usual bosonic treatment is the use of a nonlocal constraint which prohibits the polymer from simultaneously occupying regions of configuration space related by an odd permutation. With this constraint, the respective even- and odd-permutation images of the polymer are viewed as the two components in a phase-separated binary mixture. The condition for equilibrium of the interface formed between the two phases can be shown to be consistent with the boundary condition of the fermionic wave function at the nodal surface. Extension of the method to lattice systems and nonzero temperature is not straightforward and is not discussed.

DOI
10.1103/physreva.34.2293

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Practically all the known Monte Carlo algorithms for identical fermions require the subtraction of separate contributions arising from, respectively, even and odd permutations of the particles. At low temperatures this becomes a serious problem since the two contributions nearly cancel. A new method is proposed for obtaining this difference directly. This amounts to a constraint that limits configuration space to a region bounded by the nodal surface of the fermionic ground-state wave function. A detailed description of the method is given for the general real Hamiltonian in the continuum where the partition function paths are approximated by ``polymers'' of finite length. The only departure from the usual bosonic treatment is the use of a nonlocal constraint which prohibits the polymer from simultaneously occupying regions of configuration space related by an odd permutation. With this constraint, the respective even- and odd-permutation images of the polymer are viewed as the two components in a phase-separated binary mixture. The condition for equilibrium of the interface formed between the two phases can be shown to be consistent with the boundary condition of the fermionic wave function at the nodal surface. Extension of the method to lattice systems and nonzero temperature is not straightforward and is not discussed.
In general, Quantum Monte Carlo methods suffer from a sign problem when simulating fermionic systems. This causes the efficiency of a simulation to decrease exponentially with the number of particles and inverse temperature. To circumvent this issue, a nodal constraint is often implemented, restricting the Monte Carlo procedure from sampling paths that cause the many-body density matrix to change sign. Unfortunately, this high-dimensional nodal surface is not a priori known unless the system is exactly solvable, resulting in uncontrolled errors. We will discuss two possible routes to extend the applicability of finite-temperatue path integral Monte Carlo. First we extend the regime where signful simulations are possible through a novel permutation sampling scheme. Afterwards, we discuss a method to variationally improve the nodal surface by minimizing a free energy during simulation. Applications of these methods will include both free and interacting electron gases, concluding with discussion concerning extension to inhomogeneous systems.
In this chapter, we discuss the fixed-node and constrained-path Monte Carlo methods for computing the ground state properties of systems of interacting electrons. These methods are arguably the two most powerful ones presently available for doing such calculations, but they are approximate. By sacrificing exactness, they avoid the exponential scaling of the Monte Carlo errors with system size that typically accompanies the simulation of systems of interacting electrons. This exponential scaling is called the Fermion sign problem . After a few general comments about the sign problem, we outline both methods, noting points of similarity and difference, plus points of strength and weakness. We also discuss the constrained-phase method, an extension of the constrained-path method, which controls the phase problem that develops when the ground state wave function cannot be real. Sign problem The “sign problem” refers to the exponential increase of the Monte Carlo errors with increasing system size or decreasing temperature (e.g., Loh et al., 1990, 2005; Gubernatis and Zhang, 1994) that often accompanies a Markov chain simulation whose limiting distribution is not everywhere positive. Such a case generally arises in simulations of Fermion and frustrated quantum-spin systems. It seems so inherent to Monte Carlo simulations of Fermion systems that the phrase “the sign problem” to many seems almost synonymous with the phrase “the Fermion sign problem.” Explanations for the cause of the sign problem vary and are still debated. In this chapter, we choose to summarize two explanations that seem to connect the causes in ground state Fermion simulations in the continuum and on the lattice. The sign problem, of course, is not limited to ground state calculations or even to Fermion simulations. While the cause we discuss in Sections 11.2 and 11.3 focuses on the low-lying states of diffusion-like operators, several topological pictures have been proposed (Muramatsu et al., 1992; Samson, 1993; Gubernatis and Zhang, 1994; Samson, 1995). Some of these discussions are done in the context of the zero- and finite-temperature determinant methods (Muramatsu et al., 1992; Gubernatis and Zhang, 1994). Others are done more analytically from a Feynman path-integral point of view (Samson, 1993, 1995). Some are for particles with statistics other than Fermions. The presentation of the sign problem in this chapter is appropriate for the Monte Carlo methods discussed in this chapter.
We give a new prescription for performing random walks in configuration space for lattice fermion problems. Imposing a suitable condition for the wave function on nodal boundaries in configuration space enables us to devise a generalization of the fixed-node quantum Monte Carlo method, as it has been developed for continuum problems. It does not suffer from the sign problem and provides upper bounds for the energy of different candidates for the ground state. We present new results for the Hubbard model off half filling as a demonstration of the method.
Treating the fermionic ground state-problem as a constrained stochastic optimization problem, a formalism for fermionic quantum Monte Carlo is developed that makes no reference to a trial wave function. Exchange symmetry is enforced by nonlocal terms appearing in the Green's function corresponding to an additional walker propagation channel. Complemented by a treatment of diffusion that encourages the formation of a stochastic nodal surface, we find that an approximate long-range extension of walker cancellations can be employed without introducing significant bias, reducing the number of walkers required for a stable calculation. A proof-of-concept implementation is shown to give a stable fermionic ground state for simple harmonic and atomic systems.
Explicit treatment of many-body Fermi statistics in path integral Monte Carlo (PIMC) results in exponentially scaling computational cost due to the near cancellation of contributions to observables from even and odd permutations. Through direct analysis of exchange statistics we find that individual exchange probabilities in homogeneous systems are, except for finite size effects, independent of the configuration of other permutations present. For two representative systems, 3-He and the homogeneous electron gas, we show that this allows the entire antisymmetrized density matrix to be generated from a simple model depending on only a few parameters obtainable directly from a standard PIMC simulation. The result is a polynomial scaling algorithm and up to a 10 order of magnitude increase in efficiency in measuring fermionic observables for the systems considered.
We present a quantum Monte Carlo method which allows calculations on many-fermion systems at finite temperatures without any sign decay. This enables simulations of the grand-canonical ensemble at large system sizes and low temperatures. Both diagonal and off-diagonal expectations can be computed straightforwardly. The sign decay is eliminated by a constraint on the fermion determinant. The algorithm is approximate. Tests on the Hubbard model show that accurate results on the energy and correlation functions can be obtained.