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International Journal of Quantum Chemistry

Perspective on natural orbital functional theory

Mario Piris, Jesús María Ugalde

Published Mar 10, 2014• 83 citations
Publisher

Abstract

The natural orbital functional (NOF) theory is briefly reviewed. The meaning of the top‐down and bottom‐up approaches for the construction of a NOF is analyzed. A particular reconstruction of the two‐particle reduced density matrix (2‐RDM) based on the cumulant expansion is discussed. The cumulant is expressed by two auxiliary matrices, which are constrained to certain bounds due to the N‐representabilty conditions of the 2‐RDM. Appropriate forms of these matrices lead to different implementations known in the literature as PNOFi (i = 1–5). The strengths and weaknesses of PNOF5 are assessed. Its main strength is its ability to deal with the intrapair electron correlation at a reasonable computational cost. Its main limitation is the absence of the interpair electron correlation. The inclusion of the missing correlation via a multiconfigurational perturbation theory is shortly described. The growing interest in methods based on NOF theory points to a promising future in this field. © 2014 Wiley Periodicals, Inc.

DOI
10.1002/qua.24663

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The natural orbital functional (NOF) theory is briefly reviewed. The meaning of the top‐down and bottom‐up approaches for the construction of a NOF is analyzed. A particular reconstruction of the two‐particle reduced density matrix (2‐RDM) based on the cumulant expansion is discussed. The cumulant is expressed by two auxiliary matrices, which are constrained to certain bounds due to the N‐representabilty conditions of the 2‐RDM. Appropriate forms of these matrices lead to different implementations known in the literature as PNOFi (i = 1–5). The strengths and weaknesses of PNOF5 are assessed. Its main strength is its ability to deal with the intrapair electron correlation at a reasonable computational cost. Its main limitation is the absence of the interpair electron correlation. The inclusion of the missing correlation via a multiconfigurational perturbation theory is shortly described. The growing interest in methods based on NOF theory points to a promising future in this field. © 2014 Wiley Periodicals, Inc.
Accurate modeling of bond breaking remains a central challenge for reduced density matrix functional theory (RDMFT). Although some modern functionals can yield reasonably accurate dissociation energies, they often fail to reproduce key properties of the dissociated fragments, such as a vanishing fragment population covariance (also known as the delocalization index) and the correct total spin angular momentum of each fragment (local spin). In this work, we revisit the construction of natural orbital functionals by correcting the cumulant contribution produced by the PNOF5 functional. Our method enforces known contributions of the cumulant to local spin fragments and the delocalization index at the dissociation limit. We obtain the closest cumulant consistent with these physically motivated constraints and subsequently purify the corresponding one- and two-electron reduced density matrices by imposing the standard P,Q,and GP, Q, \text{and } GP,Q,and G NNN-representability conditions. The resulting functional yields improved behavior in strongly correlated regimes. Benchmarking on the dissociation of the singlet states of \ce{N2}, \ce{NO+}, \ce{O2}, \ce{S2}, and \ce{CO} shows that in the dissociation regime the energies computed from the updated cumulant exactly reproduce the complete active space self-consistent field (CASSCF) energies. We further analyze the limitations of the approach and identify scenarios in which the current approach performs poorly. This work provides a pathway for systematically improving natural orbital functionals to achieve reliable bond-breaking calculations within RDMFT.
Natural orbital functional theory is considered for systems with one or more unpaired electrons. An extension of the Piris natural orbital functional (PNOF) based on electron pairing approach is presented, specifically, we extend the independent pair model, PNOF5, and the interactive pair model PNOF7 to describe spin-uncompensated systems. An explicit form for the two-electron cumulant of high-spin cases is only taken into account, so that singly occupied orbitals with the same spin are solely considered. The rest of the electron pairs with opposite spins remain paired. The reconstructed two-particle reduced density matrix fulfills certain N-representability necessary conditions, as well as guarantees the conservation of the total spin. The theory is applied to model systems with strong non-dynamic (static) electron correlation, namely, the one-dimensional Hubbard model with periodic boundary conditions and hydrogen rings. For the latter, PNOF7 compares well with exact diagonalization results so the model presented here is able to provide a correct description of the strong-correlation effects.
Strongly correlated materials are now under intense development, and natural orbital functional (NOF) methods seem to be able to capture the physics of these systems. We present a benchmark based on the Hubbard model for a class of commonly used NOF approximations (also known as reduced density matrix functional approximations). Our findings highlight the importance of imposing ensemble N-representability conditions in order to obtain consistent results in systems with either weak or strong electronic correlation, such as the Hubbard system with a varying two-particle interaction parameter. Based on the accuracy of the results obtained using PNOF7, which retrieves a large amount of the total strong nondynamic correlation, the Hubbard model points out that N-representability gives solid foundations for NOF development.
Abstract The methods of quantum chemistry and solid state theory to solve the many‐body problem are reviewed. We start with the definitions of reduced density matrices, their properties (contraction sum rules, spectral resolutions, cumulant expansion, and N‐representability), and their determining equations (contracted Schrödinger equations), and we summarize recent extensions and generalizations of the traditional quantum chemical methods, of the density functional theory, and of the quasiparticle theory: from finite to extended systems (incremental method), from density‐to‐density matrix (density matrix functional theory), from weak to strong correlation (dynamical mean field theory), from homogeneous (Kimball–Overhauser approach) to inhomogeneous and finite systems. Measures of the correlation strength are discussed. The cumulant two‐body reduced density matrix proves to be a key quantity. Its spectral resolution contains geminals, possibly the solutions of an approximate effective two‐body equation, and we sketch the idea of how its contraction sum rule can be used for a variational treatment. © 2004 Wiley Periodicals, Inc. Int J Quantum Chem, 2004
The basic concepts of orbital entanglement and its application to chemistry are briefly reviewed. The calculation of orbital entanglement measures from correlated wavefunctions is discussed in terms of reduced n ‐particle density matrices. Possible simplifications in their evaluation are highlighted in case of seniority‐zero wavefunctions. Specifically, orbital entanglement allows us to dissect electron correlation effects in its strong and weak contributions, to determine bond orders, to assess the quality and stability of active space calculations, to monitor chemical reactions, and to identify points along the reaction coordinate where electronic wavefunctions change drastically. Thus, orbital entanglement represents a useful and intuitive tool to interpret complex electronic wavefunctions and to facilitate a qualitative understanding of electronic structure and how it changes in chemical processes. © 2014 Wiley Periodicals, Inc.
Natural orbital functional (NOF) theory provides a valuable framework for studying strongly correlated systems at an affordable computational cost, with an accuracy comparable to highly demanding wave-function-based methods. However, its widespread adoption in cases involving a large number of correlated electrons has been limited by the extensive iterations required for convergence. In this Letter, we present an approach that integrates the techniques used for optimization in deep learning into NOF calculations, enabling a substantial expansion in the scale of accessible systems. The proposed procedure employs an adaptive momentum-based technique for orbital optimization, alternated with the optimization of occupation numbers, significantly improving the computational feasibility of challenging calculations. We illustrate the capabilities of our approach through three challenging test cases: (i) the symmetric dissociation of a large hydrogen cluster with 1000 electrons, (ii) an analysis of occupancy distributions in fullerenes, and (iii) a study of the singlet-triplet energy gap in linear acenes. These examples demonstrate the method's applicability to large-scale systems and strongly correlated electron phenomena, extending the reach of NOF theory to increasingly complex systems.