This paper re-examines the key aspects of Dirac's derivation of his relativistic equation for the electron in order advance our understanding of the nature of quantum field theory. Dirac's derivation, the paper argues, follows the key principles behind Heisenberg's discovery of quantum mechanics, which, the paper also argues, transformed the nature of both theoretical and experimental physics vis-a-vis classical physics and relativity. However, the limit theory (a crucial consideration for both Dirac and Heisenberg) in the case of Dirac's theory was quantum mechanics, specifically, Schrodinger's equation, while in the case of quantum mechanics, in Heisenberg's version, the limit theory was classical mechanics. Dirac had to find a new equation, Dirac's equation, along with a new type of quantum variables, while Heisenberg, to find new theory, was able to use the equations of classical physics, applied to different, quantum-mechanical variables. In this respect, Dirac's task was more similar to that of Schrodinger in his work on his version of quantum mechanics. Dirac's equation reflects a more complex character of quantum electrodynamics or quantum field theory in general and of the corresponding (high-energy) experimental quantum physics vis-a-vis that of quantum mechanics and the (low-energy) experimental quantum physics. The final section examines this greater complexity and its implications for fundamental physics.
This paper re-examines the key aspects of Dirac's derivation of his relativistic equation for the electron in order advance our understanding of the nature of quantum field theory. Dirac's derivation, the paper argues, follows the key principles behind Heisenberg's discovery of quantum mechanics, which, the paper also argues, transformed the nature of both theoretical and experimental physics vis-a-vis classical physics and relativity. However, the limit theory (a crucial consideration for both Dirac and Heisenberg) in the case of Dirac's theory was quantum mechanics, specifically, Schrodinger's equation, while in the case of quantum mechanics, in Heisenberg's version, the limit theory was classical mechanics. Dirac had to find a new equation, Dirac's equation, along with a new type of quantum variables, while Heisenberg, to find new theory, was able to use the equations of classical physics, applied to different, quantum-mechanical variables. In this respect, Dirac's task was more similar to that of Schrodinger in his work on his version of quantum mechanics. Dirac's equation reflects a more complex character of quantum electrodynamics or quantum field theory in general and of the corresponding (high-energy) experimental quantum physics vis-a-vis that of quantum mechanics and the (low-energy) experimental quantum physics. The final section examines this greater complexity and its implications for fundamental physics.
The purpose of this chapter is to introduce the Dirac equation, which will provide us with a basis for developing the relativistic quantum mechanics of electronic systems. Thus far we have reviewed some basic features of the classical relativistic theory, which is the foundation of relativistic quantum theory. As in the nonrelativistic case, quantum mechanical equations may be obtained from the classical relativistic particle equations by use of the correspondence principle, where we replace classical variables by operators. Of particular interest are the substitutions In terms of the momentum four-vector introduced earlier, this yields In going from a classical relativistic description to relativistic quantum mechanics, we require that the equations obtained are invariant under Lorentz transformations. Other basic requirements, such as gauge invariance, must also apply to the equations of relativistic quantum mechanics. We start this chapter by reexamining the quantization of the nonrelativistic Hamiltonian and draw out some features that will be useful in the quantization of the relativistic Hamiltonian. We then turn to the Dirac equation and sketch its derivation. We discuss some properties of the equation and its solutions, and show how going to the nonrelativistic limit reduces it to a Schrödinger-type equation containing spin.
Purpose. The Dirac equation is one of the fundamental equations of modern theoretical physics. It is in service more than 90 years (1928–2018). The application today is much wider than the areas of quantum mechanics, quantum field theory, atomic and nuclear physics, solid state physics. The successful derivation of some equation of mathematical physics is the first step to successful application. In such process the essence of the corresponding model of nature, the mathematical principles and the physical foundations are visualized. Here we deal with the different approaches to the problem of the Dirac equation derivation. Methods. The quantum-mechanical, quantum field-theoretical, group-theoretical, algebraic, symmetrical, statistical, stochastical and numerical approaches are used. Results. The 26 different ways of the Dirac equation derivation are presented. The various physical principles and mathematical formalisms are used. Three original approaches of the authors to the problem are given. They are (i) the generalization of H. Sallhofer derivation, (ii) the obtaining of the massless Dirac equation from the Maxwell equations in maximally symmetrical form, (iii) the derivation of the Dirac equation with nonzero mass from the relativistic quantum mechanics of the fermion-antifermion spin s = 1/2 doublet. In some sense the role of the Dirac equation today is demonstrated. Conclusions. The original investigation of the problem of the Dirac equation derivation is presented. The different approaches, which are based on the various mathematical and physical principles, are considered (26 methods). Therole of the scientists from Uzhhorod is shown. The importance of place of the Dirac equation in modern theoretical physics is discussed.
The year 2025 marked the centennial of quantum mechanics, inaugurated by Heisenberg's matrix formulation and the foundational contributions of Pauli, Schrodinger, and Dirac. Concurrently, 2026 marks the centennial of the Klein - Gordon equation, the second-order relativistic wave equation from which both the Schrodinger and Dirac equations were derived. This article supplements the recent review published in J.Phys. A: Math.Theor.,58 (2025) 053001 by providing a more detailed examination of the formative period 1925 - 1928, with particular attention to contributions that have received insufficient recognition in the standard narrative. We reconstruct Kramers' independent derivation of the Dirac equation - obtained essentially simultaneously with Dirac's own result yet unpublished for seven years - and discuss its relation to Van der Waerden's group-theoretical approach. The role of Charles Galton Darwin in elucidating the physical content of the Dirac equation is also highlighted. In addition, we present two modern derivations not catalogued in the earlier review: one based on Operational Dynamical Modeling, which deduces the Dirac equation from relativistic Ehrenfest relations and the canonical commutation algebra, and one rooted in the Madelung hydrodynamic formulation. Three broad periods of quantum theory development -- foundational, consolidation, and the modern era of quantum information -- are briefly surveyed.
Despite the success of the Dirac equation, the incorporation of the special theory of relativity into quantum mechanics predicts some paradoxes, like that the spin prediction from Dirac equation can be only identified with non- relativistic approximations (Pauli and Foldy-Wouthysen), as well as the spin predication is a relativistic quantum phenomena because the spin prediction is a necessary requirement of the relativistic quantum mechanics only. In this paper we show that the derivation of the spin and its magnetic moment can be done with a pure classical treatment. Since we start from the classical physical laws and the classical relativity principle to get the linear Schrödinger equation as a result the derivation of the spin and its magnetic moment can be done with a pure classical treatment. This approach result a Schrödinger equation, in which we show that the spin of the electron is a non relativistic quantum phenomenon too.
Physical processes are usually described using four-dimensional vector quantities - coordinate vector, momentum vector, current vector. But at the fundamental level they are characterized by spinors - coordinate spinors, momentum spinors, spinor wave functions. The propagation of fields and their interaction takes place at the spinor level, and since each spinor uniquely corresponds to a certain vector, the results of physical processes appear before us in vector form. For example, the relativistic Schrödinger equation and the Dirac equation are formulated by means of coordinate vectors, momentum vectors and quantum operators corresponding to them. In the Dirac equation a step forward is taken and the wave function is a spinor with complex components, but still coordinates and momentum are vectors. For a closed description of nature using only spinor quantities, it is necessary to have an equation similar to the Dirac equation in which momentum, coordinates and operators are spinors. It is such an equation that is presented in this paper. Using the example of the interaction between an electron and an electromagnetic field, we can see that the spinor equation contains more detailed information about the interaction than the vector equations. This is not new for quantum mechanics, since it describes interactions using complex wave functions, which cannot be observed directly, and only when measured goes to probabilities in the form of squares of the moduli of the wave functions. In the same way spinor quantities are not observable, but they completely determine observable vectors.In Section 2 of the paper, we analyze the quadratic form for an arbitrary four-component complex vector based on Pauli matrices. The form is invariant with respect to Lorentz transformations including any rotations and boosts. The invariance of the form allows us to construct on its basis an equation for a free particle combining the properties of the relativistic wave equation and the Dirac equation. For an electron in the presence of an electromagnetic potential it is shown that taking into account the commutation relations between the momentum and coordinate components allows us to obtain from this equation the known results describing the interactions of the electron spin with the electric and magnetic field. In the presence of a potential the momentum components cease to commute with each other. To neutralize this effect, the Schrödinger equation is supplemented by several equations with mixed derivatives on coordinates. In section 3 of the paper this quadratic form is expressed through momentum spinors, which makes it possible to obtain an equation for the spinor wave function in spinor coordinate space by replacing the momentum spinor components by partial derivative operators on the corresponding coordinate spinor component. Section 4 presents a modification of the theory of the path integral, which consists in considering the path integral in the spinor coordinate space. The Lagrangian densities for the scalar field and for the electron field, along with their corresponding propagators, are presented. An equation of motion for the electron is proposed that is relativistically invariant, in contrast to the Dirac equation, which lacks this invariance. This novel equation permitted the construction of an actually invariant procedure for the second quantization of the fermion field in spinor coordinate space. Furthermore, it is demonstrated that the field operators are a combination of plane waves in spinor or vector space, with the coefficients of which being pseudospinors or pseudovectors. Each of these pseudovectors or pseudospinors corresponds to one of the particles presented in the theory of electrodynamics. Furthermore, each plane wave possesses an additional coefficient in the form of a creation or annihilation operator. In vector space, these operators commute, whereas in spinor space they anticommutate. The paper presents the spinor and vector representations of the field operators in explicit form, comprising sets of 16 pseudospinors or 4 pseudovectors corresponding to particles represented in electrodynamics. An explicit form of the symmetric traceless tensor with spin two, zero mass and two polarizations is presented, which can serve as a model of the graviton. The results obtained may prompt changes in some aspects of the construction of Feynman diagrams.
Physical processes are usually described using four-dimensional vector quantities - coordinate vector, momentum vector, current vector. But at the fundamental level they are characterized by spinors - coordinate spinors, momentum spinors, spinor wave functions. The propagation of fields and their interaction takes place at the spinor level, and since each spinor uniquely corresponds to a certain vector, the results of physical processes appear before us in vector form. For example, the relativistic Schrödinger equation and the Dirac equation are formulated by means of coordinate vectors, momentum vectors and quantum operators corresponding to them. In the Dirac equation a step forward is taken and the wave function is a spinor with complex components, but still coordinates and momentum are vectors. For a closed description of nature using only spinor quantities, it is necessary to have an equation similar to the Dirac equation in which momentum, coordinates and operators are spinors. It is such an equation that is presented in this paper. Using the example of the interaction between an electron and an electromagnetic field, we can see that the spinor equation contains more detailed information about the interaction than the vector equations. This is not new for quantum mechanics, since it describes interactions using complex wave functions, which cannot be observed directly, and only when measured goes to probabilities in the form of squares of the moduli of the wave functions. In the same way spinor quantities are not observable, but they completely determine observable vectors. In Section 2 of the paper, we analyze the quadratic form for an arbitrary four-component complex vector based on Pauli matrices. The form is invariant with respect to Lorentz transformations including any rotations and boosts. The invariance of the form allows us to construct on its basis an equation for a free particle combining the properties of the relativistic wave equation and the Dirac equation. For an electron in the presence of an electromagnetic potential it is shown that taking into account the commutation relations between the momentum and coordinate components allows us to obtain from this equation the known results describing the interactions of the electron spin with the electric and magnetic field. In the presence of a potential the momentum components cease to commute with each other. To neutralize this effect, the Schrödinger equation is supplemented by several equations with mixed derivatives on coordinates. In section 3 of the paper this quadratic form is expressed through momentum spinors, which makes it possible to obtain an equation for the spinor wave function in spinor coordinate space by replacing the momentum spinor components by partial derivative operators on the corresponding coordinate spinor component. Section 4 presents a modification of the theory of the path integral, which consists in considering the path integral in the spinor coordinate space. The Lagrangian densities for the scalar field and for the electron field, along with their corresponding propagators, are presented. An equation of motion for the electron is proposed that is relativistically invariant, in contrast to the Dirac equation, which lacks this invariance. This novel equation permitted the construction of an actually invariant procedure for the second quantization of the fermion field in spinor coordinate space. Furthermore, it is demonstrated that the field operators are a combination of plane waves in spinor or vector space, with the coefficients of which being pseudospinors or pseudovectors. Each of these pseudovectors or pseudospinors corresponds to one of the particles presented in the theory of electrodynamics. Furthermore, each plane wave possesses an additional coefficient in the form of a birth or annihilation operator. In vector space, these operators commute, whereas in spinor space they anticommutate. The paper presents the spinor and vector representations of the field operators in explicit form, comprising sets of 16 pseudospinors or 4 pseudovectors corresponding to particles represented in electrodynamics.