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Journal of the Physical Society of Japan

Three-Body Problem and Resonant Photoemission in Insulators and Semiconductors

Jun-ichi Igarashi

Published Jul 15, 1985• 19 citations
Publisher

Abstract

Three-body problem involving two valence holes and a single conduction electron, which appears in the study of the final state of the resonant photoemission in insulators and semiconductors, is formulated to be solved exactly in a two-band Hubbard model by use of Faddeev's scattering theory. The wave functions and energy eigenvalues are calculated numerically in a one-dimensional model. By use of this exact solution of the three-body problem, resonance photoemission spectra are studied from a weak correlation resion to a strong one. It is shown that the approximation used in the past analysis, in which two valence holes are assumed to be localized, deviates from the present results even in the strong correlation region U v v ∼2 W v with U v v and W v denoting the Coulomb integral and the band width of valence holes, respectively.

DOI
10.1143/jpsj.54.2762

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Three-body problem involving two valence holes and a single conduction electron, which appears in the study of the final state of the resonant photoemission in insulators and semiconductors, is formulated to be solved exactly in a two-band Hubbard model by use of Faddeev's scattering theory. The wave functions and energy eigenvalues are calculated numerically in a one-dimensional model. By use of this exact solution of the three-body problem, resonance photoemission spectra are studied from a weak correlation resion to a strong one. It is shown that the approximation used in the past analysis, in which two valence holes are assumed to be localized, deviates from the present results even in the strong correlation region U v v ∼2 W v with U v v and W v denoting the Coulomb integral and the band width of valence holes, respectively.
Electron correlation is studied in the special case of a single reversed spin in an otherwise fully aligned band in the one-dimensional Hubbard model for the purpose of examining our previous theory which exactly takes account of the three-body correlation. The importance of the three-body correlation is demonstrated through a comparison of our results with those of exact theories. The ground-state energy and the single particle spectra are in good agreement with McGuire-Lieb-Wu's exact solution and also with exact numerical solutions for finite size systems over a wide range of the intraatomic Coulomb integral and the electron number. The properties of the ground state are studied in detail through the calculation of pair correlation functions.
The Hubbard model is investigated in the framework of lattice density functional theory (LDFT). The single-particle density matrix ${\ensuremath{\gamma}}_{\mathrm{ij}}$ with respect to the lattice sites is considered as the basic variable of the many-body problem. A new approximation to the interaction-energy functional $W[\ensuremath{\gamma}]$ is proposed which is based on its scaling properties and which recovers exactly the limit of strong electron correlations at half-band filling. In this way, a more accurate description of W is obtained throughout the domain of representability of ${\ensuremath{\gamma}}_{\mathrm{ij}},$ including the crossover from weak to strong correlations. As examples of applications results are given for the ground-state energy, charge-excitation gap, and charge susceptibility of the Hubbard model in one-, two-, and three-dimensional lattices. The performance of the method is demonstrated by comparison with available exact solutions, with numerical calculations, and with LDFT using a simpler dimer ansatz for W. Goals and limitations of the different approximations are discussed.
We describe a theoretical scheme for the determination of quasiparticle spectra starting from the energy band structure of a metal and treating the on-site Hubbard repulsion beyond the mean-field theory. The method relies upon an expansion of the many-body states in terms of uncorrelated states with a different number of electron-hole pairs. By truncating the expansion to include configurations with one or two pairs one can achieve approximate expressions of the electron and hole self-energies. The interparticle scattering matrices appearing in such expressions are conveniently calculated using the Faddeev approach. Calculations performed for a constant density of states allow us to illustrate the role of three-body correlations in the metal-insulator transitions.
We theoretically study photoemission spectra for photodoped one-dimensional Mott insulators that can host excitons, and show that their spectral characteristics differ qualitatively from those of photodoped semiconductors. In conventional semiconductors, photoemission spectra are well understood; free charge carriers generate spectral weight near the bottom of the conduction band, while the formation of excitons leads to replica features of the valence band appearing inside the band gap. In one-dimensional Mott insulators, on the other hand, strong correlations give rise to fractionalized elementary excitations-spinons, holons, and doublons-which fundamentally modify the photoemission response. We find that when photodoped carriers, i.e., doublons and holons, remain unbound, the photoemission spectrum directly reflects the dispersion of spinons, i.e., magnetic elementary excitations. In contrast, when a doublon and a holon form an excitonic bound state, replica structures of the lower Hubbard band emerge inside the Mott gap, carrying contributions from both spinon and holon excitations. Importantly, the distribution of the in-gap signal depends sensitively on the degree of doublon-holon binding. The origin of these spectral features is clarified through a combination of exact diagonalization and the slave-particle approach. These results indicate that photoemission from photoinduced carriers and excitons in strongly correlated electron systems can provide information on magnetic properties and carrier-binding properties.
A density-functional theory for many-body lattice models is considered in which the single-particle density matrix ${\ensuremath{\gamma}}_{\mathrm{ij}}$ is the basic variable. Eigenvalue equations are derived for solving Levy's constrained search of the interaction energy functional $W[{\ensuremath{\gamma}}_{\mathrm{ij}}].$ $W[{\ensuremath{\gamma}}_{\mathrm{ij}}]$ is expressed as the sum of Hartree-Fock energy ${E}_{\mathrm{HF}}[{\ensuremath{\gamma}}_{\mathrm{ij}}]$ and the correlation energy ${E}_{C}[{\ensuremath{\gamma}}_{\mathrm{ij}}].$ Exact results are obtained for ${E}_{C}({\ensuremath{\gamma}}_{12})$ of the Hubbard model on various periodic lattices, where ${\ensuremath{\gamma}}_{\mathrm{ij}}={\ensuremath{\gamma}}_{12}$ for all nearest neighbors i and j. The functional dependence of ${E}_{C}({\ensuremath{\gamma}}_{12})$ is analyzed by varying the number of sites Na,{N}_{a},Na​, band filling Ne,{N}_{e},Ne​, and lattice structure. The infinite one-dimensional chain and one-, two-, or three-dimensional finite clusters with periodic boundary conditions are considered. The properties of ${E}_{C}({\ensuremath{\gamma}}_{12})$ are discussed in the limits of weak $({\ensuremath{\gamma}}_{12}\ensuremath{\simeq}{\ensuremath{\gamma}}_{12}^{0})$ and strong $({\ensuremath{\gamma}}_{12}\ensuremath{\simeq}{\ensuremath{\gamma}}_{12}^{\ensuremath{\infty}})$ electronic correlations, and in the crossover region $({\ensuremath{\gamma}}_{12}^{\ensuremath{\infty}}<~{\ensuremath{\gamma}}_{12}<~{\ensuremath{\gamma}}_{12}^{0}).$ Using an appropriate scaling we observe that ${\ensuremath{\varepsilon}}_{C}{(g}_{12}{)=E}_{C}{/E}_{\mathrm{HF}}$ has a pseudo-universal behavior as a function of ${g}_{12}=({\ensuremath{\gamma}}_{12}\ensuremath{-}{\ensuremath{\gamma}}_{12}^{\ensuremath{\infty}})/({\ensuremath{\gamma}}_{12}^{0}\ensuremath{-}{\ensuremath{\gamma}}_{12}^{\ensuremath{\infty}}).$ The fact that ${\ensuremath{\varepsilon}}_{C}{(g}_{12})$ depends weakly on Na,{N}_{a},Na​, Ne,{N}_{e},Ne​, and lattice structure suggests that the correlation energy of extended systems could be obtained quite accurately from finite-cluster calculations. Finally, the behaviors of ${E}_{C}({\ensuremath{\gamma}}_{12})$ for repulsive (U>0)(U>0)(U>0) and attractive (U<0)(U<0)(U<0) interactions are contrasted.
We calculate the photoemission and inverse photoemission spectra of holes in copper-oxygen planes, the characteristic structural unit of high-temperature superconductors. The computations are based on the extended Hubbard or Emery model in the limit of infinitely strong Coulomb repulsion Ud{\mathit{U}}_{\mathit{d}}Ud​ on copper sites. In order to evaluate the corresponding one-particle correlation functions the projection technique is applied, which is especially suitable for strongly correlated systems. Thereby the hole dynamics is restricted to a subspace of relevant operators, within which it can be treated exactly. In contrast to independent-particle approximations the excitation spectra show an energy gap at half-filling, which disappears when the system is doped with additional holes. Besides the insulator-to-metal transition the strong correlations lead also to a significant shift of spectral weight to states close to the Fermi energy when the hole concentration increases. Our results are in good agreement with the ones of exact diagonalization studies of the (CuO2{\mathrm{CuO}}_{2}CuO2​)4{)}_{4})4​ cluster with periodic boundary conditions.