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Proceedings of the Physical Society Section A

On Perturbation and Variation Methods

R E B Makinson, J. S. Turner

Published Oct 1, 1953• 12 citations
Publisher

Abstract

It is pointed out that the notation of the theory of functionals and the theorem in it analogous to Taylor's theorem facilitates a compact discussion of perturbation and variation methods in quantum mechanics, both for bound state and scattering problems. With this aid it is shown (i) how stationary expressions required for variation methods may be sought and found, (ii) that the perturbation and variation methods are virtually identical, (iii) that second order perturbations and expressions stationary to the second order may be found similarly, though these are complicated. The form found for the second order perturbation of bound states differs from that commonly used in that it does not explicitly involve the eigenfunctions of states other than that perturbed.

DOI
10.1088/0370-1298/66/10/301

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It is pointed out that the notation of the theory of functionals and the theorem in it analogous to Taylor's theorem facilitates a compact discussion of perturbation and variation methods in quantum mechanics, both for bound state and scattering problems. With this aid it is shown (i) how stationary expressions required for variation methods may be sought and found, (ii) that the perturbation and variation methods are virtually identical, (iii) that second order perturbations and expressions stationary to the second order may be found similarly, though these are complicated. The form found for the second order perturbation of bound states differs from that commonly used in that it does not explicitly involve the eigenfunctions of states other than that perturbed.
Certain similarities between the equations arising in scattering theory and the variational approach to time dependent perturbation theory are used to show that the Kohn variational technique for solving scattering problems is equivalent to a variational method for calculating a special set of eigenfunctions, in terms of which the solution to the scattering problem is expanded. Contrary to the results of previous studies, the error term in the scattering problem is bound from below, and the Kohn method is equivalent to a minimum principle. Levinson's theorem is rederived, and extended to higher energies. On the basis of the theory presented in this study, a new method for calculating upper and lower bounds on the energies of resonance and Ramsauer-Townsend states is suggested.
In this chapter, we present some fundamental issues about approximation methods that are often used when a quantum-mechanical system is perturbed and about the relationship between classical and quantum mechanics. In Sec. 10.1 we introduce the stationary perturbation theory, while Sec. 10.2 is devoted to time-dependent perturbations. In Sec. 10.3 we briefly examine the adiabatic theorem. In Sec. 10.4 we introduce the variation method, an approximation method that is not based on perturbation theory. In Sec. 10.5 we discuss the classical limit of the quantum-mechanical equations, whereas in Sec. 10.6 we deal with the semiclassical approximation, in particular the WKB method. On the basis of the previous approximation methods in Sec. 10.7 we present scattering theory. Finally, in Sec. 10.8 we treat a method that has a wide range of applications: the path-integral method. Stationary perturbation theory Perturbation theory is a rather general approximation method that may be applied when a small additional force (the perturbation) acts on a system (the unperturbed system), whose quantum dynamics is fully known. If the disturbance is small, it modifies both the energy levels and the stationary states. This allows us to make an expansion in power series of a perturbation parameter, which is assumed to be small. Perturbation theory may be applied both to the case where the additional force is time-independent (in which case a stationary treatment suffices – the subject of the present section) as well as to the case where it explicitly depends on time.
The use of variational principles as a calculational tool is reviewed, with special emphasis on methods for constructing such principles. In particular, it is shown that for a very wide class of problems it is possible to construct a variational principle (VP) for just about any given quantity QQQ of interest, by routine procedures which do not require the exercise of ingenuity; the resultant VP will yield an estimate of QQQ correct to second order whenever the quantities appearing in the VP are known to first order. The only significant requirement for application of the routine procedures is that the entities which enter into the definition of QQQ be uniquely specified by a given set of equations; the equations may involve difference or differential or integral operators, they may be homogeneous or inhomogeneous, linear or nonlinear, self-adjoint or not, and they may or may not represent time-reversible systems. No numerical calculations are presented, but procedures for the construction of VP's are illustrated for numerous quantities QQQ of physical interest, particularly those QQQ arising in quantum-mechanical scattering and transition probability calculations. For pedagogical purposes VP's are also derived for several problems in classical and (simple) mathematical physics which the authors hope will prove instructive and perhaps even amusing. The quantum-mechanical quantities QQQ whose VP's are examined include various matrix elements and the quantum-mechanical eigenfunctions themselves. Topics examined include some points which have not always been appreciated in the literature, such as the necessity for properly specifying the phase when complex eigenfunctions are involved, and the importance of avoiding, wherever possible, formulations requiring the inversion of singular operators. The basic element of the technique is the recognition that the defining equations of a system can be incorporated into the VP as constraints through the use of (generalized) Lagrange multipliers; these can be constants, scalar, vector, or tensor functions of one or more variables, operators, etc. In the typical problem, these Lagrange multipliers L\mathcal{L}L serve as a new set of adjoint functions or entities, and the construction of the VP simultaneously provides well-defined equations for the L\mathcal{L}L. Moreover, these L\mathcal{L}L often have ready physical significance themselves; for example, they often may be regarded as generalized Green's functions. The construction of the VP also readily yields so-called variational identities for the quantity QQQ of interest; these identities give explicit (if formal) expressions for the error in the variational estimate of QQQ. In some cases this error can be shown to have a definite sign, so that the VP actually is an extremum principle, that is, that it yields an upper or lower variational bound for QQQ; however, our routine procedures for constructing VP's do not routinely yield extremum principles.
The bound states of a weak attractive potential never come out of doing perturbation theory on free particle states. This is a quite general rule: if the perturbation commutes with a constant of the motion, A, of the unperturbed Hamiltonian, then matrix elements of the perturbation between eigenstates of A with different eigenvalues must vanish. This rule, an example of a selection rule, often simplifies the problem of selecting the correct linear combination of degenerate states with which to do the perturbation expansion. The Rayleigh-Schrodinger perturbation theory – yields rather complicated expressions for the change in the states in second order and beyond. There is a somewhat different form of the perturbation theory, due to Brillouin and Wigner that enables to see more clearly the structure of the perturbed states.