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Journal of Mathematical Physics

Non-Markovian Model for the Approach to Equilibrium

Gérard G. Emch

Published Jul 1, 1966• 44 citations
Publisher

Abstract

This paper is intended to provide the axiomatic study of nonequilibrium quantum statistical mechanics with some simple and rigorously solvable models. The models considered here are obtained as generalizations of the Ising model. They illustrate and allow a rational discussion of the following concepts relevant to the theory of irreversible phenomena: coarse-graining and time-smoothing, ergodicity, recurrences, impossibility of a Markovian description of the approach to equilibrium for some physical systems, justification of the various random phase assumptions, properties of the interaction responsible for the approach to equilibrium, master equations, etc.

DOI
10.1063/1.1705023

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•Dec 2, 2021•3 citations
This paper is intended to provide the axiomatic study of nonequilibrium quantum statistical mechanics with some simple and rigorously solvable models. The models considered here are obtained as generalizations of the Ising model. They illustrate and allow a rational discussion of the following concepts relevant to the theory of irreversible phenomena: coarse-graining and time-smoothing, ergodicity, recurrences, impossibility of a Markovian description of the approach to equilibrium for some physical systems, justification of the various random phase assumptions, properties of the interaction responsible for the approach to equilibrium, master equations, etc.
We explore some aspects of nonequilibrium statistical mechanics of classical and quantum systems. Two chapters are devoted to fluctuation theorems which were originally derived for classical systems. The main challenge in formulating them in quantum mechanics is the fact that fundamental quantities of interest, like work, are defined via the classical concept of a phase space trajectory. We utilize the decoherent histories conceptual framework, in which classical trajectories emerge in quantum mechanics as a result of coarse graining, and provide a first-principles analysis of the nonequilibrium work relation of Jarzynski and Crooks's fluctuation theorem for a quantum system interacting with a general environment based on the quantum Brownian motion (QBM) model. We indicate a parameter range at low temperatures where the theorems might fail in their original form. Fluctuation theorems of Jarzynski and Crooks for systems obeying classical Hamiltonian dynamics are derived under the assumption that the initial conditions are sampled from a canonical ensemble, even though the equilibrium state of an isolated system is typically associated with the microcanonical ensemble. We address this issue through an exact analysis of the classical Brownian motion model. We argue that a stronger form of ensemble equivalence than usually discussed in equilibrium statistical mechanics is required for these theorems to hold in the infinite environment limit irrespective of the ensemble used, and proceed to prove it for this model. An exact expression for the probability distribution of work is obtained for finite environments. Intuitively one expects a system to relax to an equilibrium state when brought into contact with a thermal environment. Yet it is important to have rigorous results that provide conditions for equilibration and characterize the equilibrium state. We consider the dynamics of open quantum systems using the Langevin and master equations and rigorously show that under fairly general conditions quantum systems interacting with a heat bath relax to the equilibrium state defined as the reduced thermal state of the system plus environment, even in the strong coupling regime. Our proof is valid to second-order in interaction strength for general systems and exact for the linear QBM model, for which we also show the equivalence of multi-time correlations. In the final chapter we give a sampling of our investigations into macroscopic quantum phenomena. We work out in detail a specific example of how and under what conditions the center of mass (CoM) coordinate of a macroscopic object emerges as the relevant degree of freedom. Interaction patterns are studied in terms of the couplings they induce between the CoM and relative coordinates of two macroscopic objects. We discuss the implications of these interaction patterns on macroscopic entanglement.
Equilibrium statistical mechanics provides powerful tools to understand physics at the macroscale. Yet, the question remains how this can be justified based on a microscopic quantum description. Here, we extend the ideas of pure state quantum statistical mechanics, which focus on single time statistics, to show the equilibration of isolated quantum processes. Namely, we show that most multitime observables for sufficiently large times cannot distinguish a nonequilibrium process from an equilibrium one, unless the system is probed for an extremely large number of times or the observable is particularly fine-grained. A corollary of our results is that the size of non-Markovianity and other multitime characteristics of a nonequilibrium process also equilibrate.
Using a newly introduced connection between the local and non-local description of open quantum system dynamics, we investigate the relationship between these two characterisations in the case of quantum semi-Markov processes. This class of quantum evolutions, which is a direct generalisation of the corresponding classical concept, guarantees mathematically well-defined master equations, while accounting for a wide range of phenomena, possibly in the non-Markovian regime. In particular, we analyse the emergence of a dephasing term when moving from one type of master equation to the other, by means of several examples. We also investigate the corresponding Redfield-like approximated dynamics, which are obtained after a coarse graining in time. Relying on general properties of the associated classical random process, we conclude that such an approximation always leads to a Markovian evolution for the considered class of dynamics.
Analyzing the dynamics of open quantum systems has a long history in mathematics and physics. Depending on the system at hand, basic physical phenomena that one would like to explain are, for example, convergence to equilibrium, the dynamics of quantum coherences (decoherence) and quantum correlations (entanglement), or the emergence of heat and particle fluxes in non-equilibrium situations. From the mathematical physics perspective, one of the main challenges is to derive the irreversible dynamics of the open system, starting from a unitary dynamics of the system and its environment. The repeated interactions systems considered in these notes are models of non-equilibrium quantum statistical mechanics. They are relevant in quantum optics, and more generally, serve as a relatively well treatable approximation of a more difficult quantum dynamics. In particular, the repeated interaction models allow to determine the large time (stationary) asymptotics of quantum systems out of equilibrium.
This work concerns itself with the exact study of the dynamical properties of two model systems. After a brief summary of theory and concepts previous work is discussed, and this provides the motivation for the formulation of the first model. This quantum mechanical lattice model and some of its equilibrium properties are described in Chapter II. The dynamical problem to be studied is formulated in Chapter III; this is essentially the study of the time evolution (generated by the Hamiltonian) of a finite system at temperature T1 coupled to an infinite copy of itself at a temperature T2 and acting as a heat bath for the system. The problem is solved for the special case, when the coupling as scaled by the parameter γ, takes the value γ = 1. The general case for arbitrary γ values is treated in Chapter IV. It is shown that the system approaches the equilibrium state of the heat bath in a non-exponential manner, provided the spectrum of the Hamiltonian is continuous and does not have a discrete part. This result is in complete accord with the findings of other work summarised in Chapter I. The mixing properties of the model and behaviour of the relaxation rate in the weak coupling limit are studied in Chapter V. The model is shown to fail to behave as a calorimeter and in view of this result the relevance of the concept of mixing to irreversible behaviour is discussed. The main conclusions and results for the model are summarised at the end of Chapter V. The second model discussed, was first introduced by R.J. Glauber to study the dynamics of the Ising chain. The main feature here is that the time evolution is defined through a Master equation, and the associated stochastic operator. It is shown in Chapter VI that exploiting fully the free fermion character of the stochastic operator for the Glauber model, it is possible to provide a simple method to the study of the dynamics of the Ising Chain.
Quantum stochastic processes are shown, within finite time intervals and for finite dimensional time-independent Hamiltonians, to be close to a corresponding stationary equilibrium process. This occurs for multitime observables that are coarse grained in both space and time, and for systems which have many significantly interacting energy eigenstates. This dictates conditions on time scales at when the multitime statistics of any arbitrary non-equilibrium quantum process look equilibrium on average. We show that this leads to the equilibration of general geometric measures of quantum processes, such as the degree of non-Markovianity or classicality. The implications of this result for the emergence of classical stochastic processes from underlying quantum mechanics are also discussed.