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Journal of the Physical Society of Japan

Theory of Two-Photon Absorption Spectrum in Mott Insulators Based on Dynamical Cluster Approximation

Takanobu Jujo

Published Mar 25, 2009• 1 citation
Publisher

Abstract

We investigate the two-photon absorption (TPA) spectrum in Mott insulators on the basis of dynamical cluster approximation. The nonlocal correlation is found to be important in enhancing the dimensionality dependence of the TPA spectrum. The dependence of the TPA spectrum on Coulomb interaction is modified compared with that of the dynamical mean field theory, which is also caused by a nonlocal correlation through a one-particle spectrum. We compare several degrees of nonlocality by adjusting the cluster momentum. The iterated perturbation theory is adopted as an impurity solver, and then a comparison with the noncrossing approximation is presented. It is confirmed that the predominant optical process in Mott insulators is different from that of conventional semiconductors, and small Mott insulating gaps are favorable for obtaining a large TPA spectrum.

DOI
10.1143/jpsj.78.044707

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We investigate the two-photon absorption (TPA) spectrum in Mott insulators on the basis of dynamical cluster approximation. The nonlocal correlation is found to be important in enhancing the dimensionality dependence of the TPA spectrum. The dependence of the TPA spectrum on Coulomb interaction is modified compared with that of the dynamical mean field theory, which is also caused by a nonlocal correlation through a one-particle spectrum. We compare several degrees of nonlocality by adjusting the cluster momentum. The iterated perturbation theory is adopted as an impurity solver, and then a comparison with the noncrossing approximation is presented. It is confirmed that the predominant optical process in Mott insulators is different from that of conventional semiconductors, and small Mott insulating gaps are favorable for obtaining a large TPA spectrum.
We investigate the effect of nonlocal interactions on the photodoped Mott insulating state of the two-dimensional Hubbard model using a nonequilibrium generalization of the dynamical cluster approximation. In particular, we compare the situation where the excitonic states are lying within the continuum of doublon-holon excitations to a setup where the excitons appear within the Mott gap. In the first case, the creation of nearest-neighbor doublon-holon pairs by excitations across the Mott gap results in enhanced excitonic correlations, but these excitons quickly decay into uncorrelated doublons and holons. In the second case, photoexcitation results in long-lived excitonic states. While in a low-temperature equilibrium state, excitonic features are usually not evident in single-particle observables such as the photoemission spectrum, we show that the photoexcited nonequilibrium system can exhibit in-gap states associated with the excitons. The comparison with exact-diagonalization results for small clusters allows us to identify the signatures of the excitons in the photoemission spectrum.
We theoretically investigate the light absorption spectrum of two-dimensional (2D) Mott insulators. We employ the numerical diagonalization method to calculate the light absorption spectrum with using the effective Hamiltonian for the extended Hubbard model, which is valid when the on-site Coulomb interaction energy UUU is much larger than the nearest-neighbor transfer integral ttt and the nearest-neighbor Coulomb interaction energy VVV. For V=0V=0V=0, the absorption spectrum consists of a broad band with a width of about 16t16t16t and a sharp central peak, and the energy eigenstates contributing to the absorption spectrum do not have the antiferromagnetic (AF) spin order, when UUU is sufficiently larger than ttt. These features result from the spin-charge interplay inherent in the very strong correlation region where charge transfer term is dominant. With decreasing U∕tU∕tU∕t, the peak structure in absorption spectrum becomes unclear and some low energy eigenstates have the AF spin order, as a result of the spin-spin interaction term. For large V∕tV∕tV∕t, the dominant peak arises in the lower energy region of the spectrum. A large number of holon-doublon bound states, which have nearly the same charge but different spin structures, are responsible for this peak, in contrast to the conventional exciton state. This is also in contrast to the charge bound states in one-dimensional (1D) Mott insulators, where a single energy eigenstate dominates the optical transition moment as a result of the spin-charge separation. The essentially different absorption spectra between the 1D and 2D Mott insulators originate from the difference in the coupling between spin and charge degrees of freedom.
We present a formalism based on nonequilibrium dynamical mean-field theory (DMFT) which allows to compute the time-resolved x-ray absorption spectrum (XAS) of photoexcited solids. By applying this formalism to the photodoped half-filled and quarter-filled two-orbital Hubbard models in the Mott insulating regime we clarify how the time-resolved XAS signal reflects the nonequilibrium population of different local states. Apart from the missing broadening associated with continuum excitations, the atomic XAS spectrum computed with the nonthermal state populations provides a good approximation to the full nonequilibrium DMFT result. This suggests a route to combine the accurate DMFT description of nonequilibrium states of solids with cluster calculations of the XAS signal.
We apply the dual fermion approach with a second-order approximation to the self-energy to the Mott transition in the two-dimensional Hubbard model. The approximation captures nonlocal dynamical short-range correlations as well as several features observed in studies using cluster dynamical mean-field theory. This includes a strong reduction of the critical interaction and inversion of the slope of the transition lines with respect to single-site dynamical mean-field theory. We show that these effects coincide with a much smaller momentum differentiation compared to cluster methods. We further discuss the role of the self-consistency condition and show that the approximation behaves as an asymptotic series at low temperature.
We discuss some properties of the nonlinear absorption spectrum of insulators with a gap originating from the electron correlation. We formulate a method of evaluating the nonlinear susceptibility and apply this to the antiferromagnetic insulator. A scaling relation for two-photon absorption is derived and applied to a quantitative estimation, which gives values comparable to those of experiments on Mott insulators. The direct transition term is found to be dominant in many-body systems. It is also shown that our formulation naturally includes the final-states interaction (the charge fluctuation and the excitonic effect), which gives a sufficient contribution to the two-photon absorption spectrum.
We use a nonequilibrium implementation of extended dynamical mean-field theory in combination with a noncrossing approximation impurity solver to study the effect of dynamical screening in photoexcited Mott insulators. The insertion of doublons and holes adds low-energy screening modes and leads to a reduction of the Mott gap. The coupling to low-energy bosonic modes furthermore opens new relaxation channels and significantly speeds up the thermalization process. We also investigate the effect of the energy distribution of the photo doped carriers on the screening.