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Fortschritte der Physik

Conditional Probability and the Axiomatic Structure of Quantum Mechanics

Wawrzyniec Guz

Published Jan 1, 1981• 19 citations
Publisher

Abstract

Abstract The paper, summarizing the results of recent papers of the author, is devoted to a detailed analysis of postulates of nonrelativistic quantum theory appearing within two classical axiomatic frameworks the “quantum logic” and the “algebraic approach” respectively, which are presently the two main alternatives for quantum axiomatics. The first part of the paper concerns the structure of two important sets, the set of questions (propositional logic) and the set of pure states. It is shown how the quantum logic axiomatic scheme can be modified and improved in order to overcome the well known troubles connected with the lack of satisfactory physical justification for some postulates of this approach. In particular, an axiom system is developed, related closely to the quantum logic axiomatic scheme, in which the questions of the complete lattice structure, the atomisticity, and the validity of the covering law in the propositional logic do not appear so problematic. The particular attention is directed to the covering law, which is here obtained as a consequence of physically clear properties of the experimental procedures (“filters”) associated with the quantum‐mechanical propositions. In Section 1.5 we formulate an axiom system for quantum mechanics based exclusively on the concepts of pure state, transition probability, and pure filter. In the second part of the paper the axiomatic scheme presented in Part 1 is developed with the aim to analyse the algebraic structure of some subspaces of the set of simple observables. The quantum logic axiomatic framework is here shown closely connected with the Jordan‐Banach algebraic scheme. In the third part of the paper, similarly as it was done in Parts 1 and 2, the correspondence between the propositions and the experimental (measuring) procedures verifying these propositions is put as the basic assumption of the axiomatization of quantum mechanics. As a consequence of this assumption, there is established the structure of a real Jordan‐Banach algebra in the set Ob of the bounded observables associated with a physical system, so that we can apply the GNS representation theorem proved recently for such algebras by Alfsen et al. (1978) to obtain the Hilbert space (or, to be more precise, the C*‐algebraic) representation for Ob.

DOI
10.1002/prop.19810290802

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Abstract The paper, summarizing the results of recent papers of the author, is devoted to a detailed analysis of postulates of nonrelativistic quantum theory appearing within two classical axiomatic frameworks the “quantum logic” and the “algebraic approach” respectively, which are presently the two main alternatives for quantum axiomatics. The first part of the paper concerns the structure of two important sets, the set of questions (propositional logic) and the set of pure states. It is shown how the quantum logic axiomatic scheme can be modified and improved in order to overcome the well known troubles connected with the lack of satisfactory physical justification for some postulates of this approach. In particular, an axiom system is developed, related closely to the quantum logic axiomatic scheme, in which the questions of the complete lattice structure, the atomisticity, and the validity of the covering law in the propositional logic do not appear so problematic. The particular attention is directed to the covering law, which is here obtained as a consequence of physically clear properties of the experimental procedures (“filters”) associated with the quantum‐mechanical propositions. In Section 1.5 we formulate an axiom system for quantum mechanics based exclusively on the concepts of pure state, transition probability, and pure filter. In the second part of the paper the axiomatic scheme presented in Part 1 is developed with the aim to analyse the algebraic structure of some subspaces of the set of simple observables. The quantum logic axiomatic framework is here shown closely connected with the Jordan‐Banach algebraic scheme. In the third part of the paper, similarly as it was done in Parts 1 and 2, the correspondence between the propositions and the experimental (measuring) procedures verifying these propositions is put as the basic assumption of the axiomatization of quantum mechanics. As a consequence of this assumption, there is established the structure of a real Jordan‐Banach algebra in the set Ob of the bounded observables associated with a physical system, so that we can apply the GNS representation theorem proved recently for such algebras by Alfsen et al. (1978) to obtain the Hilbert space (or, to be more precise, the C*‐algebraic) representation for Ob.
Quantum mechanics is usually described in the terminology of probability theory even though the properties of the probability spaces associated with it are fundamentally different from the standard ones of probability theory. For example, Kolmogorov's axioms are not general enough to encompass the non-commutative situations that arise in quantum theory. There have been many attempts to generalise these axioms to meet the needs of quantum mechanics. The focus of these attempts has been the observation, first made by Birkhoff and von Neumann (1936), that the propositions associated with a quantum-mechanical system do not form a Boolean σ-algebra. There is almost universal agreement that the probability space associated with a quantum-mechanical system is given by the set of subspaces of a separable Hilbert space, but there is disagreement over the algebraic structure that this set represents. In the most popular model for the probability space of quantum mechanics the propositions are assumed to form an orthocomplemented lattice (Mackey (1963), Jauch (1968)). The fundamental concept here is that of a partial order, that is a binary relation that is reflexive and transitive but not symmetric. The partial order is interpreted as embodying the logical concept of implication in the set of propositions associated with the physical system. Although this model provides an acceptable mathematical expression of the probabilistic structure of quantum mechanics in that the subspaces of a separable Hilbert space give a representation of an ortho-complemented lattice, it has several deficiencies which will be discussed later.
This chapter contains a brief introduction to mathematical formalism and QM axiomatics. It is oriented to non-physicists. Since QM is a statistical theory it is natural to start with the classical probability model (Kolmogorov [ 191 ], 1933). Then we present the basics of the theory of Hilbert spaces and Hermitian operators and the representation of pure and mixed states by normalized vectors and density operators. This introduction is sufficient to formulate the axiomatics of QM in the form of five postulates. The projection postulate (the most questionable postulate of QM) is presented in a separate section. We sharply distinguish between the cases of quantum observables represented by Hermitian operators with nondegenerate and degenerate spectra, von Neumann’s and Ltiders’s forms of the projection postulate. The axiomatics is completed by a short section on the main interpretations of QM. The projection postulate (LUders’s form) plays a crucial role in the definition of quantum conditional (transition) probability. By operating with the latter we consider interference of probabilities for two incompatible observables as a modification of the formula of total probability by adding the interference term. This viewpoint to interference of probabilities was elaborated in a series of works by Khrennikov. Since classical probability theory is based on the 142 Boolean algebra of events, a violation of the law of total probability can be treated as the probabilistic sign of a violation of the laws of the Boolean logics. From this viewpoint, quantum theory can be considered as representing a new kind of logic, so-called quantum logic. The latter is also briefly presented in a separate section. We continue this review with a new portion of quantum mathematics, namely the notion of the tensor product of Hilbert spaces and the tensor product of operators. After the section on Dirac’s notation with ket and bra vector, we discuss briefly the notion of qubit and entanglement of a few qubits. This chapter concludes with a presentation of the detailed analysis of the probabilistic structure of the two-slit experiment in a bunch of different experimental contexts. This contextual structure leads to a violation of the law of total probability and non-Kolmogorovean probabilistic structure of this experiment.
Most quantum logics do not allow for a reasonable calculus of conditional probability. However, those ones which do so provide a very general and rich mathematical structure, including classical probabilities, quantum mechanics, and Jordan algebras. This structure exhibits some similarities with Alfsen and Shultz's noncommutative spectral theory, but these two mathematical approaches are not identical. Barnum, Emerson, and Ududec adapted the concept of higher-order interference, introduced by Sorkin in 1994, into a general probabilistic framework. Their adaption is used here to reveal a close link between the existence of the Jordan product and the nonexistence of interference of third or higher order in those quantum logics which entail a reasonable calculus of conditional probability. The complete characterization of the Jordan algebraic structure requires the following three further postulates: a Hahn-Jordan decomposition property for the states, a polynomial functional calculus for the observables, and the positivity of the square of an observable. While classical probabilities are characterized by the absence of any kind of interference, the absence of interference of third (and higher) order thus characterizes a probability calculus which comes close to quantum mechanics but still includes the exceptional Jordan algebras.
In this sequence of papers, noncommutative analysis is used to give a consistent axiomatic approach to a unified conceptual foundation of classical and quantum physics. The present Part I defines the concepts of observables, states and ensembles, clarifies the logical relations and operations for them, and shows how they give rise to dynamics and probabilities. States are identified with maximal consistent sets of weak equalities in the algebra of observables (instead of, as usual, with the rays in a Hilbert space). This leads to a concise foundation of quantum mechanics, free of undefined terms, separating in a clear way the deterministic and the stochastic features of quantum physics. The traditional postulates of quantum mechanics are derived from well-motivated axiomatic assumptions. No special quantum logic is needed to handle the peculiarities of quantum mechanics. Foundational problems associated with the measurement process, such as the reduction of the state vector, disappear. The new interpretation of quantum mechanics contains `elements of physical reality' without the need to introduce a classical framework with hidden variables. In particular, one may talk about the state of the universe without the need of an external observer and without the need to assume the existence of multiple universes.
Two new possibilities in the axiomatic foundations of quantum mechanics are examined: first, the possibility of introducing a non-symmetric transition probability between pure states, and second, showing that the concept of orthocomplementation in the logic of events is unnecessary and of secondary importance. An axiomatic scheme is presented which does not involve the concept of orthocomplementation and yet has all the advantages of the well-known quantum logic axiomatics, because the generalised logic of events admits an extension, which is a complete orthocomplemented orthomodular lattice with the covering law holding in it. Thus, the approach to quantum axiomatics may be seen as answering both the old questions of the quantum logic approach (e.g. the questions of the complete lattice structure of the logic, atomicity, the validity of the covering law) and the question concerning the necessity of the orthocomplementation in the logic of events, recently raised by Mielnik (1976).
This work develops a conceptual framework for the foundations of quantum physics, linking two main approaches: the algebraic formulation and quantum probability. Rather than proposing new axioms or theories, the text reorganizes and synthesizes existing models, highlighting their assumptions, conceptual structures, and operational significance. The analysis begins with von Neumann's measurement theory and its subsequent developments by Mackey, emphasizing the role of experimentally feasible procedures and the need for a statistical model grounded in laboratory practice. The work adopts an operational perspective, according to which physical quantities are defined solely through experimental measurement methods, and the corresponding probabilistic measures are derived from measurement outcomes. The introduction critically examines the limitations of purely mathematical formulations - such as the algebraic method - when separated from experimental interpretation. The text argues for a clear distinction between axioms, postulates, and presuppositions, and for a reconstruction of quantum theory that respects both empirical constraints and conceptual clarity. Overall, the goal is to provide a coherent path from operational principles to algebraic structures, offering a basis for an axiomatic reformulation of quantum mechanics that remains faithful to physical practice.