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Transactions on Emerging Telecommunications Technologies

On the ergodic secrecy capacity and secrecy outage probability of the MIMOME Rayleigh wiretap channel

Andre Saito Guerreiro, Gustavo Fraidenraich, Richard Demo Souza

Published Feb 12, 2015• 5 citations
Publisher

Abstract

Abstract In this paper, we study the multiple‐input multiple‐output multiple‐eavesdropper wiretap channel in the nonergodic and ergodic scenarios, both with stationary Rayleigh distributed fading channels. For the ergodic scenario, we derive a new closed‐form expression for the ergodic secrecy capacity with full channel state information at the transmitter (CSIT) of the main and the eavesdropper channels, allowing the covariance matrix to be time‐varying. A lower bound for the ergodic capacity with full CSIT, in which the covariance matrix is fixed for the entire transmission period is also derived. The first expression is restricted to the high signal‐to‐nose ratio (SNR) limit, with nt transmit antennas, nr receive antennas and ne=nt eavesdropper antennas (nt×nr×nt setup). The second expression is restricted to the nt×nt×nt antenna setup. For the nonergodic scenario, we derive a new closed‐form expression for the secrecy outage probability in the high SNR limit, in a 2 × nr×2 setup with . We are also able to calculate an upper bound for the secrecy outage probability in other antenna setups. Copyright © 2015 John Wiley & Sons, Ltd.

DOI
10.1002/ett.2924

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In this paper, we consider the secure transmission in ergodic Rayleigh fast-faded multiple-input multiple-output multiple-antenna-eavesdropper (MIMOME) wiretap channels with only statistical channel state information at the transmitter (CSIT). When legitimate receiver has more (or equal) antennas than the eavesdropper, we prove the first MIMOME secrecy capacity result with partial CSIT by establishing a new secrecy capacity upper-bound. The key step is forming an MIMOME degraded channel by dividing the legitimate receiver's channel matrix into two submatrices, and setting one of which the same as the eavesdropper's channel matrix. Next, subject to the total power constraint overall transmit antennas, we solve the channel-input covariance matrix optimization problem to fully characterize the MIMOME secrecy capacity. Typically, the MIMOME optimization problems are non-concave. However, with aids of the proposed degraded channel, we show that the stochastic MIMOME optimization problem can be transformed to be a Schur-concave problem to find its optimal solution. Finally, we find that the MIMOME secrecy capacities scale with the signal-to-noise ratios with large enough numbers of antennas at legitimate receiver. However, as shown in previous works, such a scaling does not exist for wiretap channels with single antenna at legitimate receiver and eavesdropper each.

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arXiv:1903.00626•IEEE International Symposium on Personal, Indoor and Mobile Radio Communications (PIMRC)•Sep 1, 2019•5 citations
Abstract In this paper, we study the multiple‐input multiple‐output multiple‐eavesdropper wiretap channel in the nonergodic and ergodic scenarios, both with stationary Rayleigh distributed fading channels. For the ergodic scenario, we derive a new closed‐form expression for the ergodic secrecy capacity with full channel state information at the transmitter (CSIT) of the main and the eavesdropper channels, allowing the covariance matrix to be time‐varying. A lower bound for the ergodic capacity with full CSIT, in which the covariance matrix is fixed for the entire transmission period is also derived. The first expression is restricted to the high signal‐to‐nose ratio (SNR) limit, with nt transmit antennas, nr receive antennas and ne=nt eavesdropper antennas (nt×nr×nt setup). The second expression is restricted to the nt×nt×nt antenna setup. For the nonergodic scenario, we derive a new closed‐form expression for the secrecy outage probability in the high SNR limit, in a 2 × nr×2 setup with . We are also able to calculate an upper bound for the secrecy outage probability in other antenna setups. Copyright © 2015 John Wiley & Sons, Ltd.
In this paper, we consider the secure transmission in ergodic Rayleigh fast-faded multiple-input multiple-output multiple-antenna-eavesdropper (MIMOME) wiretap channels with only statistical channel state information at the transmitter (CSIT). When legitimate receiver has more (or equal) antennas than the eavesdropper, we prove the first MIMOME secrecy capacity result with partial CSIT by establishing a new secrecy capacity upper-bound. The key step is forming an MIMOME degraded channel by dividing the legitimate receiver's channel matrix into two submatrices, and setting one of which the same as the eavesdropper's channel matrix. Next, subject to the total power constraint overall transmit antennas, we solve the channel-input covariance matrix optimization problem to fully characterize the MIMOME secrecy capacity. Typically, the MIMOME optimization problems are non-concave. However, with aids of the proposed degraded channel, we show that the stochastic MIMOME optimization problem can be transformed to be a Schur-concave problem to find its optimal solution. Finally, we find that the MIMOME secrecy capacities scale with the signal-to-noise ratios with large enough numbers of antennas at legitimate receiver. However, as shown in previous works, such a scaling does not exist for wiretap channels with single antenna at legitimate receiver and eavesdropper each.
In this paper, we consider secure transmissions in ergodic Rayleigh fast-faded multiple-input multiple-output multiple-antenna-eavesdropper (MIMOME) wiretap channels with only statistical channel state information at the transmitter (CSIT). When the antennas at the legitimate receiver are more than (or equal to) those at the eavesdropper, we prove the first MIMOME secrecy capacity with partial CSIT by establishing a new secrecy capacity upper-bound. The key step is to form an MIMOME degraded channel by dividing the legitimate receiver's channel matrix into two submatrices, and setting one of the submatrices to be the same as the eavesdropper's channel matrix. Next, under the total power constraint over all transmit antennas, we analytically solve the channel-input covariance matrix optimization problem to fully characterize the MIMOME secrecy capacity. Typically, the MIMOME optimization problems are non-concave. However, thanks to the proposed degraded channel, we can transform the stochastic MIMOME optimization problem to be a Schur-concave one and then find its solution. Besides total power constraint, we also investigate the secrecy capacity when the transmitter is subject to the practical per-antenna power constraint. The corresponding optimization problem is even more difficult since it is not Schur-concave. Under the two power constraints considered, the corresponding MIMOME secrecy capacities can both scale with the signal-to-noise ratios (SNR) when the difference between numbers of antennas at legitimate receiver and eavesdropper are large enough. However, when the legitimate receiver and eavesdropper have a single antenna each, such SNR scalings do not exist for both cases.
We consider the secure transmission in ergodic fast Rayleigh fading multiple-input single-output single-antenna-eavesdropper (MISOSE) wiretap channels. We assume that the statistics of both the legitimate and eavesdropper channels are the only available channel state information at the transmitter (CSIT). By introducing a new secrecy capacity upper bound, we prove that the secrecy capacity is achieved by the Gaussian input without prefixing. To attain this result, we form another MISOSE channel for upper-bounding by relaxing the equivocation constraint, and tighten the bound by carefully selecting correlations between the legitimate and eavesdropper channel gains. The resulting upper bound is tighter than the others in the literature which are based on modifying the correlation between the noises at the legitimate receiver and eavesdropper. Next, we fully characterize the secrecy capacity by showing that the optimal channel input covariance matrix is a scaled identity matrix. The key to solve such a stochastic optimization problem is by exploiting the completely monotone property of the secrecy capacity. Finally, we prove that with only statistical CSIT of both channels, the capacity will neither scale with signal-to-noise ratio (SNR) nor the number of antenna. Our numerical results also match these observations and further confirm that having the legitimate CSIT (realizations) is very beneficial to increase the secrecy capacity.
In this paper, we consider secure transmissions in ergodic Rayleigh fast-faded multiple-input multiple-output multiple-antenna-eavesdropper (MIMOME) wiretap channels with only statistical channel state information at the transmitter (CSIT). When the antennas at the legitimate receiver are more than (or equal to) those at the eavesdropper, we prove the first MIMOME secrecy capacity with partial CSIT by establishing a new secrecy capacity upper-bound. The key step is to form an MIMOME degraded channel by dividing the legitimate receiver's channel matrix into two submatrices, and setting one of the submatrices to be the same as the eavesdropper's channel matrix. Next, under the total power constraint over all transmit antennas, we analytically solve the channel-input covariance matrix optimization problem to fully characterize the MIMOME secrecy capacity. Typically, the MIMOME optimization problems are non-concave. However, thanks to the proposed degraded channel, we can transform the stochastic MIMOME optimization problem to be a Schur-concave one and then find its solution. Besides total power constraint, we also investigate the secrecy capacity when the transmitter is subject to the practical per-antenna power constraint. The corresponding optimization problem is even more difficult since it is not Schur-concave. Under the two power constraints considered, the corresponding MIMOME secrecy capacities can both scale with the signal-to-noise ratios (SNR) when the difference between numbers of antennas at legitimate receiver and eavesdropper are large enough. However, when the legitimate receiver and eavesdropper have a single antenna each, such SNR scalings do not exist for both cases.
We investigate the secrecy capacity of an ergodic fading wiretap channel when the main and eavesdropper channels are correlated. Assuming that the transmitter knows the full channel state information (CSI) (i.e., the channel gains from the transmitter to the legitimate receiver and eavesdropper), we quantify the loss of the secrecy capacity due to the correlation and investigate the asymptotic behavior of the secrecy capacity in the high signal-to-noise ratio (SNR) regime. While the ergodic capacity of fading channels grows logarithmically with SNR in general, we have found that the secrecy capacity converges to an upper-bound (a closed-form expression is derived) that will be shown to be a function of two channel parameters; the correlation coefficient and the ratio of the main to eavesdropper channel gains. From this, we are able to see how the two channel parameters affect the secrecy capacity and conclude that the excessively large signal power does not help to improve the secrecy capacity and the loss due to the correlation could be significant especially when the ratio of the main to eavesdropper channel gains is low.
This paper studies the secrecy performance of multiple-input multiple-output (MIMO) wiretap channels, also termed as multiple-input multiple-output multiple-eavesdropper (MIMOME) channels, under transmit antenna selection (TAS) and BPSK/QPSK modulations. In the main channel between the transmitter and the legitimate receiver, a single transmit antenna is selected to maximize the instantaneous Signal to Noise Ratio (SNR) at the receiver. At the receiver and the eavesdropper, selection combining (SC) is utilized. Additionally, suppose that the transmitted message is modulated by BPSK/QPSK modes. We first derive the closed-form approximated expression for the ergodic secrecy rate under Rayleigh fading, assuming that the channel state information of the eavesdropper (CSIE) is available at the transmitter. Next, analytical formulas for the approximated and asymptotic secrecy outage probability are also developed when CSIE is unavailable (NCSIE). Simulation results are provided to demonstrate the approximation precision of the derived results above. Furthermore, the asymptotic results reveal that the secrecy diversity order degrades into 0 due to the finite-alphabet inputs, which is totally different from that driven by the Gaussian inputs.