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Physical Review

Correlation of Electrons in a Narrow s Band

Martin C. Gutzwiller

Published Mar 15, 1965• 985 citations
Publisher

Abstract

The ground-state wave function for the electrons in a narrow $s$ band is investigated for arbitrary density of electrons and arbitrary strength of interaction. An approximation is proposed which limits all the calculations to counting certain types of configurations and attaching the proper weights. The expectation values of the one-particle and two-particle density matrix are computed for the ferromagnetic and for the non-ferromagnetic case. The ground-state energy is obtained under the assumption that only the intra-atomic Coulomb interaction is of importance. Ferromagnetism is found to occur if the density of states is large at the band edges rather than in the center, and if the intra-atomic Coulomb repulsion is sufficiently strong. The relation of this approximation to certain exact results for one-dimensional models is discussed.

DOI
10.1103/physrev.137.a1726

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The ground-state wave function for the electrons in a narrow sss band is investigated for arbitrary density of electrons and arbitrary strength of interaction. An approximation is proposed which limits all the calculations to counting certain types of configurations and attaching the proper weights. The expectation values of the one-particle and two-particle density matrix are computed for the ferromagnetic and for the non-ferromagnetic case. The ground-state energy is obtained under the assumption that only the intra-atomic Coulomb interaction is of importance. Ferromagnetism is found to occur if the density of states is large at the band edges rather than in the center, and if the intra-atomic Coulomb repulsion is sufficiently strong. The relation of this approximation to certain exact results for one-dimensional models is discussed.
The variational scheme of Gutzwiller has been reexamined so as to apply it to the case of degenerate narrow bands. The ground-state wave function for electrons is investigated for an arbitrary density of electrons and an arbitrary strength of interaction. The typical features of a metal, particularly the Fermi surface, are preserved in this approach as opposed to some other methods. The Coulomb repulsion among electrons scatters the electrons from below to above the Fermi surface of uncorrelated bands. Under the assumption that only the intra-atomic Coulomb interaction is important, the probability of electrons being scattered is larger for the paramagnetic state than for the ferromagnetic state. Therefore the ferromagnetic ground state is favored if the density of states is large at the band edges. The degenerate-band-model Hamiltonian is spin dependent, hence the results obtained from it do not have to obey the theorem of Lieb and Mattis.
The Hubbard hamiltonian is analysed by means of Gutzwiller's variational scheme for both the nondegenerate and the degenerate band models. The single-particle excitations in the correlated ground state, which is determined by a balance between the electron hopping energy and the intra-atomic interaction energy, are investigated for arbitrary electron density and arbitrary correlation strength. It is found that the single-particle excitation energies forming a quasi-energy band. The centre of gravity of the quasi band is shifted from that of the bare band, and the bulk part of the density of states function for the quasi particles is narrowed by the correlation effect. Both the shift and the narrowing are spin-dependent. In the limit of strong correlation, our results agree with those obtained by Harris and Lange (1967) and Roth (1969).
An improved version of Hubbard's treatment of correlation in a nondegenerate narrow band is obtained by the use of a new Green's-function decoupling scheme. The resulting one-electron Green's function has two poles on the real axis corresponding to a splitting of the electron bands due to the strong correlations between electrons on the same site. This is the same result that Hubbard obtained, but in our case the poles are shifted and their positions agree with the results of Harris and Lange, who used a moment technique. The theory is applied to a simple cubic lattice with nearest-neighbor interaction, and the lattice is found to be ferromagnetic in the strongly correlated limit for a sufficiently large number of electrons per atom. An examination of the low-density limit shows that the two-pole approximation does not reduce to Kanamori's TTT-matrix result, a failing which it shares with Hubbard's theory. A method is outlined for improving the theory so as to give the correct low-density result. In addition, the possibility of obtaining a minimum principle for the theory is explored.
We introduce Gutzwiller wave functions for multiband models with general on-site Coulomb interactions. As these wave functions employ correlators for the exact atomic eigenstates, they are exact both in the noninteracting and atomic limits. We evaluate them in infinite lattice dimensions for all interaction strengths without any restrictions on the structure of the Hamiltonian or the symmetry of the ground state. The results for the ground-state energy allow us to derive an effective one-electron Hamiltonian for Landau quasiparticles, applicable for finite temperatures and frequencies within the Fermi-liquid regime. As applications for a two-band model we study the Brinkman-Rice metal-to-insulator transition at half-band-filling, and the transition to itinerant ferromagnetism for two specific fillings, at and close to a peak in the density of states of the noninteracting system. Our results significantly differ from those for earlier Gutzwiller wave functions where only density-type interactions were included. When the correct spin symmetries for the two-electron states are taken into account, the importance of the Hund's-rule exchange interaction is even more pronounced, and leads to paramagnetic metallic ground states with large local magnetic moments. Ferromagnetism requires fairly large interaction strengths, and the resulting ferromagnetic state is a strongly correlated metal.
Correlation and magnetic effects in narrow bands are studied using a new type of self-consistent cluster treatment of Hubbard's Hamiltonian. Here the dynamics consist of electron hopping between lattice sites and Coulomb repulsion between electrons only on the same site. The environment of the cluster is regarded as a particle reservoir, one such for each spin. Hopping between the cluster and reservoirs is described by fermion source terms. It is required that the thermodynamic average of the particle currents of each spin within the cluster equal the corresponding particle exchange between cluster and reservoir. Electron motion in the system is examined for varying ratios of the strength of the hopping to the Coulomb repulsion. This is done as a function of electron density, spin, temperature, and external magnetic field. A Mott transition is found under dynamical conditions close to those predicted by Hubbard when there is one particle per site. For 〈n〉 ≠ 1, no metal insulator transition exists although discontinuous changes in the cluster-reservoir coupling occur. The magnetic susceptibility of the cluster reveals antiferromagnetic behavior for 〈n〉 = 1, ferromagnetic behavior for 〈n〉 > 1, and partial ferromagnetic character for n < 1. This appears to agree with Nagoaka's results.
A solution to the Hubbard model is presented which invokes the single assumption that the low-energy peak in the spectral weight function can be well approximated by a function which duplicates its zeroth, first, and second moments to a given order in the bandwidth. The solution takes advantage of the rigorous moment relations of Harris and Lange. A simple, exact, and unambiguous technique to evaluate the correlation functions, required for the moment relations, in the atomic limit is developed. These functions are used to calculate the moments which in turn generate a spectral weight function with no restriction on the electron density. The ground-state energy for the paramagnetic and ferromagnetic configurations are calculated and compared. The model is found to be ferromagnetic for moderate densities.