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International Journal of Quantum Chemistry

Is the Pauli exclusive principle an independent quantum mechanical postulate?

Ilya G. Kaplan

Published Jan 1, 2002• 30 citations
Publisher

Abstract

Abstract Foundation of the Pauli exclusive principle is discussed. It is demonstrated that the indistinguishability principle is insensitive to the permutation symmetry of the wave function and cannot be used as a criterion for the verification of the Pauli exclusive principle. The heuristic arguments are given in favor that the existence in nature of only the nondegenerate permutation representations (symmetrical and antisymmetrical) is not occasional. As follows from our analysis of possible scenarios, the permission of degenerate permutation representations leads to contradictions with the concept of particle identity and their independence. Thus, the prohibition of degenerate permutation states by the Pauli exclusive principle follows from the general physical assumptions inside quantum theory, but the problem of spin–statistics connection is still open. It is pointed out that the Pauli exclusive principle and the Jahn–Teller effect have some similar features. © 2002 Wiley Periodicals, Inc. Int J Quantum Chem, 2002

DOI
10.1002/qua.10276

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Abstract Foundation of the Pauli exclusive principle is discussed. It is demonstrated that the indistinguishability principle is insensitive to the permutation symmetry of the wave function and cannot be used as a criterion for the verification of the Pauli exclusive principle. The heuristic arguments are given in favor that the existence in nature of only the nondegenerate permutation representations (symmetrical and antisymmetrical) is not occasional. As follows from our analysis of possible scenarios, the permission of degenerate permutation representations leads to contradictions with the concept of particle identity and their independence. Thus, the prohibition of degenerate permutation states by the Pauli exclusive principle follows from the general physical assumptions inside quantum theory, but the problem of spin–statistics connection is still open. It is pointed out that the Pauli exclusive principle and the Jahn–Teller effect have some similar features. © 2002 Wiley Periodicals, Inc. Int J Quantum Chem, 2002
The Pauli exclusion principle (PEP) can be considered from two aspects. First, it asserts that particles that have half-integer spin (fermions) are described by antisymmetric wave functions, and particles that have integer spin (bosons) are described by symmetric wave functions. It is called spin-statistics connection (SSC). The physical reasons why SSC exists are still unknown. On the other hand, PEP is not reduced to SSC and can be consider from another aspect, according to it, the permutation symmetry of the total wave function can be only of two types: symmetric or antisymmetric. They both belong to one-dimensional representations of the permutation group, while other types of permutation symmetry are forbidden. However, the solution of the Schrödinger equation may have any permutation symmetry. We analyze this second aspect of PEP and demonstrate that proofs of PEP in some wide-spread textbooks on quantum mechanics, basing on the indistinguishability principle, are incorrect. The indistinguishability principle is insensitive to the permutation symmetry of wave function. So, it cannot be used as a criterion for the PEP verification. However, as follows from our analysis of possible scenarios, the permission of states with permutation symmetry more general than symmetric and antisymmetric leads to contradictions with the concepts of particle identity and their independence. Thus, the existence in our Nature particles only in symmetric and antisymmetric permutation states is not accidental, since all symmetry options for the total wave function, except the antisymmetric and symmetric, cannot be realized. From this an important conclusion follows, we may not expect that in future some unknown elementary particles that are not fermions or bosons can be discovered.
The connection between the exclusion principle and the principle of indistinguishability of identical particles in quantum mechanics is discussed. It is shown with the aid of a density matrix defined for states with arbitrary permutation symmetry that the particles are indistinguishable only for one-dimensional representations of the permutation group (symmetrical and antisymmetrycal), and are distinguishable in all the states that are degenerate in the permutations. It is demonstrated by the same token that the exclusion principle follows from the principle of indistinguishability of identical particles and the Pauli theorem on the connection between spin and statistics.
The modern state of the Pauli Exclusion Principle (PEP) is discussed. PEP can be considered from two viewpoints. On the one hand, it asserts that particles with half-integer spin (fermions) are described by antisymmetric wave functions, and particles with integer spin (bosons) are described by symmetric wave functions. This is the so-called spin-statistics connection (SSC). As we will discuss, the physical reasons why SSC exists are still unknown. On the other hand, according to PEP, the permutation symmetry of the total wave functions can be only of two types: symmetric or antisymmetric, both belong to one-dimensional representations of the permutation group, all other types of permutation symmetry are forbidden; whereas the solution of the Schrödinger equation may have any permutation symmetry. It is demonstrated that the proof in some widespread textbooks on quantum mechanics that only symmetric and antisymmetric states (one-dimensional representations of the permutation group) can exist is wrong. However, the scenarios, in which an arbitrary permutation symmetry (degenerate permutation states) is permitted lead to contradictions with the concepts of particle identity and their independence. Thus, the existence in our nature particles only in nondegenerate permutation states (symmetric and antisymmetric) is not accidental and so-called symmetrization postulate may not be considered as a postulate, since all other symmetry options for the total wave function may not be realized. From this an important conclusion follows: we may not expect that in future some unknown elementary particles can be discovered that are not fermions or bosons.
In this article, we discuss the identity and indistinguishability of quantum systems and the consequent need to introduce an extra postulate in Quantum Mechanics to correctly describe situations involving indistinguishable particles. This is, for electrons, the Pauli Exclusion Principle, or in general, the Symmetrization Postulate. Then, we introduce fermions and bosons and the distributions respectively describing their statistical behaviour in indistinguishable situations. Following that, we discuss the spin-statistics connection, as well as alternative statistics and experimental evidence for all these results, including the use of bunching and antibunching of particles emerging from a beam splitter as a signature for some bosonic or fermionic states.
In this article, we discuss the identity and indistinguishability of quantum systems and the consequent need to introduce an extra postulate in Quantum Mechanics to correctly describe situations involving indistinguishable particles. This is, for electrons, the Pauli Exclusion Principle, or in general, the Symmetrization Postulate. Then, we introduce fermions and bosons and the distributions respectively describing their statistical behaviour in indistinguishable situations. Following that, we discuss the spin-statistics connection, as well as alternative statistics and experimental evidence for all these results, including the use of bunching and antibunching of particles emerging from a beam splitter as a signature for some bosonic or fermionic states.
The symmetrization postulate (SP) states that wave functions are either completely symmetric or completely antisymmetric under permutations of identical particles. It is shown by one-dimensional counter-examples that SP is not demanded by the usual physical interpretation of the mathematical formalism of wave mechanics unless one makes use of further physical properties of real systems; the error in a standard proof of SP which ignores these properties is pointed out. It is then proved that SP is true for those systems of spinless particles which have the following properties: (a) probability densities are permutation-invariant, (b) allowable wave functions are continuous with continuous gradient, (c) the 3n3n3n-dimensional configuration space is connected, (d) the Hamiltonian is symmetric, and (e) the nodes of allowed wave functions have certain properties. The counterexamples show that SP is not a necessary property of those systems which do not have property (c). The proof is extended to particles with internal degrees of freedom (including spin) by noting that any observable commutes with every permutation and making use of a particular observable acting only on internal variables. Extraneous mathematical assumptions, such as that of the existence of a "complete" set of commuting observables, criticized by Messiah and Greenberg, are not employed. Some comments are made on the conventional nature of the concept of identity for similar particles; the equivalence between the usual formulation in which different species of similar particles are treated as distinct, and that in which they are regarded as identical particles in different internal states, is emphasized.