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The Journal of Chemical Physics

Tunneling dissociation from a double well via path integrals

Theodosios Geo Douvropoulos, Cleanthes A. Nicolaides

Published Oct 16, 2003• 6 citations
Publisher

Abstract

It is shown how the semiclassical theory of path integrals can be implemented in a practical manner for the analysis of a potential that combines the two-state system of a double well potential (DWP) with decay into a continuous spectrum. This potential may correspond to a variety of physical situations in physics and chemistry. The structure of the formalism and of the results is such that it allows computation not only for analytic but also for numerically given potentials. The central theme is the determination of the energy-dependent Green’s function, which is shown to consist of a regular part and a part containing simple and double complex poles. These poles represent the position of the energy levels, as well as the energy widths and shifts due to the interaction with the continuous spectrum. When applied to the bound DWP without tunneling, the theory is shown to reduce in certain limits to known results from the Jeffreys–Wentzel–Kiamers–Bhrillouin approximation. If the system is taken to be prepared in the first well, the interactions with the remaining of the potential lead to two types of transition rates. One represents the transient motion toward a virtual equilibrium state of the DWP. It emerges as a positive imaginary part of the self-energy. The other represents the decay into the continuum and emerges as a negative imaginary part of the pole. Comparison of the two mechanisms of nonstationarity is made for different magnitudes of the second barrier relative to the first one. Since the system decays to the continuum while oscillating, the theory obtains a correction to the frequency of oscillation in the DWP due to the interaction with the continuum. This phenomenon is observable in real two-state systems, if an external perturbation which affects mainly one state converts it into a resonance state.

DOI
10.1063/1.1612482

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Time-dependent tunnelling via path integrals. Connection to results of the quantum mechanics of decaying states

Theodosios Geo Douvropoulos, Cleanthes A. Nicolaides

The probability, P ( t ), of the irreversible dissipation into a continuous spectrum of an initially ( t = 0) localized (Ψ o ) nonstationary state acquires, as time increases, 'memory' due to the lower energy bound of the spectrum, and eventually follows a nonexponential decay (NED). Regardless of the degree of dependence on energy, the magnitude of this deviation from exponential decay depends on the degree of proximity to threshold, and on whether the theory employs a real energy distribution, one form of which is g ( E ) ≡ ⟨Ψ o |δ( H − E )|Ψ o ⟩, or a complex energy distribution, G ( E ) ≡ ⟨Ψ o |( H − E + i0)|Ψ o ⟩. It is the latter that is physically consistent, since it originates from the singularity at t = 0, which breaks the S -matrix unitarity, in accordance with the non-Hermitian character of decaying states. In order to test the quantum mechanical theory, we carried out semiclassical path integral calculations of the P ( t ) for an isolated narrow tunnelling state, whereby the truncated Fourier transform of a semiclassical Green function, G sc ( E ), is obtained. The results are in agreement with the analytic results of quantum mechanics when energy and time asymmetry are taken into account. It is shown that the analytic structure of G sc ( E ) is [ D regular + D pole ], where D pole is a finite sum over complex poles, which are the complex eigenvalues, W n , that the potential can support. The W n are given by E n + Δ n − (i/2)Γ n , where E n are the real eigenvalues of the corresponding bound potential, Γ n are the energy widths and Δ n are the energy shifts, both expressed in terms of computable semiclassical quantities. The spherical harmonic oscillator (SHO) with and without angular momentum, and unstable ground states of diatomic molecules, are treated as particular cases. The exact spectrum of the SHO is recovered only when the Kramers–Langer semiclassical expression for the centrifugal potential is used, thereby bypassing the difficulty of the singularity at r = 0. The spectrum from the use of the quantal form l ( l + 1) reduces to that of l ( l + 1/2) 2 in the limit of large l , i.e., for orbits far from r = 0. Using previously computed energies and widths for the vibrational levels of He 2 2+ 1σ g 2 1 Σ g + , the application of two formulae for P ( t ), one derived from a Lorentzian real energy distribution and the other from the corresponding complex energy distribution, shows that, for the lowest level, in the former case NED starts after about 193 lifetimes, and in the latter after about 102 lifetimes. The fact that this difference is large should have consequences for the deeper understanding of irreversibility at the quantum level.

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Abstract A recently published methodology based on the semiclassical path integral theory was applied in a double well structure and gave the analytic form of the system's Green's function. This type of potential can describe the ammonia molecule as far as the motion of the nitrogen atom perpendicular to the hydrogen plane is discussed. Because of the fact that a double well describes a bound system and correspondingly stationary states (constructed by the symmetric and antisymmetric superposition of the eigenstates of the two unperturbed wells), it was expected that the energy spectrum would be real, in a form of doublets due to the splitting effect that takes place. However, the result was a pair of complex poles, which had a clearly positive imaginary part for each member. The present work explains the role of the imaginary parts of the complex poles as the decay rate of quantities defined as the energy indeterminacies, which are directly related to the fact that energy is not well determined in a classically forbidden region of motion. These quantities come as a function of (dκ)/dE, which is the derivative of the classical action inside the potential barrier, with respect to energy. The major contribution comes from the turning points, and then the imaginary parts are responsible, not only for the conservation of energy, but for the correct sign of time as well. In this way, a different approach for the tunneling process is adopted, in which the entry or exit of the particle from the potential barrier takes place inside a neighborhood of the turning point, as though the latter was broadened and fluctuating. The magnitude of the previously mentioned decay rate is equal to ω/π, where ω is the frequency of the classical oscillations inside one well. In contrast, the inversion frequency is generated by the part of the complex pole that is unrelated to (dκ)/dE and is much smaller in magnitude than the classical frequency, since it is given as ω/π exp(−κ). In this way, the period of the energy fluctuations is much smaller than the internal period of the system produced by the oscillating communication of the two classically allowed regions of motion. © 2006 Wiley Periodicals, Inc. Int J Quantum Chem, 2007

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Analytical Treatment of Some Quantum Transitions in Molecular Dynamic Processes

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They have analytically tested several quantum transitions in molecular dynamics. In addition, they have introduced applications of theoretical formalism in physics to economics. First, they have completed the semiclassical theory of nonadiabatic transitions in the exponential potential model. They treated a two-state quantum system, which commonly appears as a subsystem in many-state problems. They were concerned with one-dimensional Schroedinger equation, although the type or semiclassical approach which they used can be applied to higher-dimension potential surfaces by means of Fourier transform. In particular, they solved the case of repulsive exponentially growing potentials, that is the forward-back scattering. They re-expressed the nonadiabatic transition matrix, which describes the transition between the two states for one-direction passage, in terms of contour integrals in the complex coordinate plane. 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The formalism above was proved to be extremely efficient taking the example of dissociative recombination H2+ + e- → H + H* because this is a diatomic system, quantum chemical data are easily available in the literature and they could demonstrate the superiority of their approach to the other approaches. Fifth, they suggested applications of basic physical concepts to economics. They introduced aggregate quantities in financial markets and interpreted these quantities as potential energy surfaces. They also formalized interactions between cyclic processes in terms of state to state transitions. Summarizing, they treated the exponential potential model of nonadiabatic transitions, introduced a new exactly solvable model of diabatically avoided crossing, discussed the semiclassical conditions for complete transmission and complete reflection from the viewpoint of laser control, contributed to scattering calculations, and introduced some interdisciplinary applications.

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Coherent oscillations and incoherent tunneling in a one-dimensional asymmetric double-well potential

Viktor A. Benderskii, Efim I Kats

For a model one-dimensional asymmetric double-well potential we calculated the so-called survival probability (i.e., the probability for a particle initially localized in one well to remain there). We use a semiclassical (WKB) solution of the Schrödinger equation. It is shown that behavior essentially depends on transition probability, and on a dimensionless parameter Lambda that is a ratio of characteristic frequencies for low-energy nonlinear in-well oscillations and interwell tunneling. For the potential describing a finite motion (double-well) one has always a regular behavior. For Lambda<<1, there are well defined resonance pairs of levels and the survival probability has coherent oscillations related to resonance splitting. However, for Lambda>>1 there are no oscillations at all for the survival probability, and there is almost an exponential decay with the characteristic time determined by Fermi golden rule. In this case, one may not restrict himself to only resonance pair levels. The number of levels perturbed by tunneling grows proportionally to square root of [Lambda] (in other words, instead of isolated pairs there appear the resonance regions containing the sets of strongly coupled levels). In the region of intermediate values of Lambda one has a crossover between both limiting cases, namely, the exponential decay with subsequent long period recurrent behavior.

arXiv:cond-mat/0107495•Physical review. E, Statistical physics, plasmas, fluids, and related interdisciplinary topics•Feb 21, 2002•16 citations
It is shown how the semiclassical theory of path integrals can be implemented in a practical manner for the analysis of a potential that combines the two-state system of a double well potential (DWP) with decay into a continuous spectrum. This potential may correspond to a variety of physical situations in physics and chemistry. The structure of the formalism and of the results is such that it allows computation not only for analytic but also for numerically given potentials. The central theme is the determination of the energy-dependent Green’s function, which is shown to consist of a regular part and a part containing simple and double complex poles. These poles represent the position of the energy levels, as well as the energy widths and shifts due to the interaction with the continuous spectrum. When applied to the bound DWP without tunneling, the theory is shown to reduce in certain limits to known results from the Jeffreys–Wentzel–Kiamers–Bhrillouin approximation. If the system is taken to be prepared in the first well, the interactions with the remaining of the potential lead to two types of transition rates. One represents the transient motion toward a virtual equilibrium state of the DWP. It emerges as a positive imaginary part of the self-energy. The other represents the decay into the continuum and emerges as a negative imaginary part of the pole. Comparison of the two mechanisms of nonstationarity is made for different magnitudes of the second barrier relative to the first one. Since the system decays to the continuum while oscillating, the theory obtains a correction to the frequency of oscillation in the DWP due to the interaction with the continuum. This phenomenon is observable in real two-state systems, if an external perturbation which affects mainly one state converts it into a resonance state.
The probability, P ( t ), of the irreversible dissipation into a continuous spectrum of an initially ( t = 0) localized (Ψ o ) nonstationary state acquires, as time increases, 'memory' due to the lower energy bound of the spectrum, and eventually follows a nonexponential decay (NED). Regardless of the degree of dependence on energy, the magnitude of this deviation from exponential decay depends on the degree of proximity to threshold, and on whether the theory employs a real energy distribution, one form of which is g ( E ) ≡ ⟨Ψ o |δ( H − E )|Ψ o ⟩, or a complex energy distribution, G ( E ) ≡ ⟨Ψ o |( H − E + i0)|Ψ o ⟩. It is the latter that is physically consistent, since it originates from the singularity at t = 0, which breaks the S -matrix unitarity, in accordance with the non-Hermitian character of decaying states. In order to test the quantum mechanical theory, we carried out semiclassical path integral calculations of the P ( t ) for an isolated narrow tunnelling state, whereby the truncated Fourier transform of a semiclassical Green function, G sc ( E ), is obtained. The results are in agreement with the analytic results of quantum mechanics when energy and time asymmetry are taken into account. It is shown that the analytic structure of G sc ( E ) is [ D regular + D pole ], where D pole is a finite sum over complex poles, which are the complex eigenvalues, W n , that the potential can support. The W n are given by E n + Δ n − (i/2)Γ n , where E n are the real eigenvalues of the corresponding bound potential, Γ n are the energy widths and Δ n are the energy shifts, both expressed in terms of computable semiclassical quantities. The spherical harmonic oscillator (SHO) with and without angular momentum, and unstable ground states of diatomic molecules, are treated as particular cases. The exact spectrum of the SHO is recovered only when the Kramers–Langer semiclassical expression for the centrifugal potential is used, thereby bypassing the difficulty of the singularity at r = 0. The spectrum from the use of the quantal form l ( l + 1) reduces to that of l ( l + 1/2) 2 in the limit of large l , i.e., for orbits far from r = 0. Using previously computed energies and widths for the vibrational levels of He 2 2+ 1σ g 2 1 Σ g + , the application of two formulae for P ( t ), one derived from a Lorentzian real energy distribution and the other from the corresponding complex energy distribution, shows that, for the lowest level, in the former case NED starts after about 193 lifetimes, and in the latter after about 102 lifetimes. The fact that this difference is large should have consequences for the deeper understanding of irreversibility at the quantum level.
Abstract A recently published methodology based on the semiclassical path integral theory was applied in a double well structure and gave the analytic form of the system's Green's function. This type of potential can describe the ammonia molecule as far as the motion of the nitrogen atom perpendicular to the hydrogen plane is discussed. Because of the fact that a double well describes a bound system and correspondingly stationary states (constructed by the symmetric and antisymmetric superposition of the eigenstates of the two unperturbed wells), it was expected that the energy spectrum would be real, in a form of doublets due to the splitting effect that takes place. However, the result was a pair of complex poles, which had a clearly positive imaginary part for each member. The present work explains the role of the imaginary parts of the complex poles as the decay rate of quantities defined as the energy indeterminacies, which are directly related to the fact that energy is not well determined in a classically forbidden region of motion. These quantities come as a function of (dκ)/dE, which is the derivative of the classical action inside the potential barrier, with respect to energy. The major contribution comes from the turning points, and then the imaginary parts are responsible, not only for the conservation of energy, but for the correct sign of time as well. In this way, a different approach for the tunneling process is adopted, in which the entry or exit of the particle from the potential barrier takes place inside a neighborhood of the turning point, as though the latter was broadened and fluctuating. The magnitude of the previously mentioned decay rate is equal to ω/π, where ω is the frequency of the classical oscillations inside one well. In contrast, the inversion frequency is generated by the part of the complex pole that is unrelated to (dκ)/dE and is much smaller in magnitude than the classical frequency, since it is given as ω/π exp(−κ). In this way, the period of the energy fluctuations is much smaller than the internal period of the system produced by the oscillating communication of the two classically allowed regions of motion. © 2006 Wiley Periodicals, Inc. Int J Quantum Chem, 2007
A semiclassical theory of multidimensional tunneling is formulated to calculate the tunneling wave function, energy splitting in a double well and decay rate constant from a metastable state. First, the tunneling wave function is calculated by analytic continuation of a quantized torus prepared in analytic forms using either the Chapman–Garrett–Miller method or the Birkhoff–Gustavson normal form method. For a weakly nonintegrable system, tunnelings are confirmed to be classified into two qualitatively different domains; pure tunneling in the I region and mixed tunneling in the C region. Semiclassical wave functions agree with quantum mechanical ones within a few percent both in classically allowed and tunneling regions. Breakdown of this simple picture is exemplified for cases of relatively strong couplings. Second, expressions of the tunneling energy splitting in a double well potential and the decay rate from a metastable state are derived. The wave function near a well formulated above is connected with the semiclassical Green’s function in the deep tunneling region. The latter is expressed by complex trajectories which start from the complex quantized torus. A preliminary numerical comparison with the quantum mechanical value is also done for the energy splitting.
They have analytically tested several quantum transitions in molecular dynamics. In addition, they have introduced applications of theoretical formalism in physics to economics. First, they have completed the semiclassical theory of nonadiabatic transitions in the exponential potential model. They treated a two-state quantum system, which commonly appears as a subsystem in many-state problems. They were concerned with one-dimensional Schroedinger equation, although the type or semiclassical approach which they used can be applied to higher-dimension potential surfaces by means of Fourier transform. In particular, they solved the case of repulsive exponentially growing potentials, that is the forward-back scattering. They re-expressed the nonadiabatic transition matrix, which describes the transition between the two states for one-direction passage, in terms of contour integrals in the complex coordinate plane. The integrands are adiabatic momenta derived from the eigenvalues of potential matrix. Such type of concept has the advantage that it can be applied to other models than just the exponential potential model. Based on this, they have obtained an analytical tool for describing one-transition point class of potential curve systems. Examples are Rosen-Zener-Demkov model and Landau-Zener-Stueckelberg model. The formalism, which they contributed to, is useful in describing physical processes such as the charge transfer, and it is suitable for shaping external fields or modulating their frequencies in order to achieve a desired state or a product with the theoretical 100% probability. Second, they have derived the first exact analytical solution for a diabatically avoided crossing model. The physical system is described with one-dimensional coupled potential well and barrier which do not intersect in the whole coordinate range. On the basis of special mathematical functions they derived the complete quantum mechanical solution for the wave functions and the transmission coefficient. They also analyzed this model semiclassically and compared it with the exact results. This comparison yields interesting implications on the validity and accuracy of semiclassical approximation. In particular, they solved the case of dramatically avoided crossing with exponentially steep potential curves, and obtained the probability of one-way passage through the interaction region. The overall behavior corresponds to the probability of tunneling through the single potential barrier. In addition, there are complete reflection resonances at discrete energies, resulting from the trapping of a wave in the potential well. The formalism of diabatically avoided crossing model is useful in laser control of molecular reactions. This is because the potential energy curves in realistic molecular systems can be shifted by the photon energy; the curves are coupled by the field intensity via the dipole moment. That is why the new topology of potential energy curves, which was so far broadly omitted, becomes practically interesting due to the development in lasers techniques. Third, they treated several two-state quantum systems common in molecular physics. The semiclassical conditions for the complete transmission and the complete reflection in one-dimensional scattering were given analytically. They discovered the possibility of these phenomena in energy ranges in which the complete reflection or the complete transmission are not commonly expected to occur. In particular, they have made use of the broadly shared assumption that the transitions between the states are localized phenomena. This enables them to separate the whole coordinate region into distinct subsets and to analyze the physics in each subset separately. Applying this approach, they obtained a fully algebraic problem, which can be treated e.g. by diagrammatic techniques. Let them also mention that the complete transmission or complete reflection conditions simplify the wave function, and hence the mathematical solution. The formalism which they used while deriving the semiclassical conditions for the resonant phenomena mentioned above can be further generalized. This will probably yield a whole spectrum of tools in the laser control of molecular processes. Fourth, they developed a powerful technique for solving integral equations with singular kernel. One of the physical formulations of scattering is the time-independent approach based on the Lippmann-Schwinger equation for the Green operator. They have developed a detailed technique how to treat the singularity in this equation. In particular, any scattering problem can be divided into two parts. The first one is the geometry of the system and the static interaction of its components. The second one is more dynamical: the singular equation for the Green operator including the variable energy of the scattering. They fix the most costly calculations in the static part. Then they solve the singularity analytically and thus obtain the cross section as a function of energy. The so far common approach is quite opposite: to fix the singularity first and then to recalculate heavily all the static part for any new value of energy. Obviously, their approach saves a considerable amount of computational time; therefore it is a good standpoint for treating large systems. The formalism above was proved to be extremely efficient taking the example of dissociative recombination H2+ + e- → H + H* because this is a diatomic system, quantum chemical data are easily available in the literature and they could demonstrate the superiority of their approach to the other approaches. Fifth, they suggested applications of basic physical concepts to economics. They introduced aggregate quantities in financial markets and interpreted these quantities as potential energy surfaces. They also formalized interactions between cyclic processes in terms of state to state transitions. Summarizing, they treated the exponential potential model of nonadiabatic transitions, introduced a new exactly solvable model of diabatically avoided crossing, discussed the semiclassical conditions for complete transmission and complete reflection from the viewpoint of laser control, contributed to scattering calculations, and introduced some interdisciplinary applications.
Within the framework of the instanton approach, we present analytical results for the following model problems: (i) particle penetration through a parabolic potential barrier, where the instanton solution practically coincides with the exact (quantum) one; (ii) descriptions of highly excited states in anharmonic potentials of two types: double-well X 4 and decay X 3 . For the former potential, the instanton method accurately reproduces not only single-well and double-well quantization, but also a crossover region (in contrast to the standard WKB approach that fails to describe the crossover behavior); for the latter potential, the instanton method allows studying the resonance broadening and collapse phenomena. We also investigate resonance tunneling that plays a relevant role in many semiconducting devices. We show that the instanton approach gives exact (quantum) results in a broad range of energies. Applications of the method and of the results are applicable to various systems in physics, chemistry, and biology exhibiting double-level behavior and resonance tunneling.
For a model one-dimensional asymmetric double-well potential we calculated the so-called survival probability (i.e., the probability for a particle initially localized in one well to remain there). We use a semiclassical (WKB) solution of the Schrödinger equation. It is shown that behavior essentially depends on transition probability, and on a dimensionless parameter Lambda that is a ratio of characteristic frequencies for low-energy nonlinear in-well oscillations and interwell tunneling. For the potential describing a finite motion (double-well) one has always a regular behavior. For Lambda<<1, there are well defined resonance pairs of levels and the survival probability has coherent oscillations related to resonance splitting. However, for Lambda>>1 there are no oscillations at all for the survival probability, and there is almost an exponential decay with the characteristic time determined by Fermi golden rule. In this case, one may not restrict himself to only resonance pair levels. The number of levels perturbed by tunneling grows proportionally to square root of [Lambda] (in other words, instead of isolated pairs there appear the resonance regions containing the sets of strongly coupled levels). In the region of intermediate values of Lambda one has a crossover between both limiting cases, namely, the exponential decay with subsequent long period recurrent behavior.