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Physical Review A

Derivation of the equations of nonrelativistic quantum mechanics using the principle of minimum Fisher information

Marcel Reginatto

Published Sep 1, 1998• 210 citations
Publisher

Abstract

The many-particle time-dependent Schr"odinger equation is derived using the principle of minimum Fisher information. This application of information theory leads to a physically well motivated derivation of the Schr"odinger equation, which distinguishes between subjective and objective elements of the theory.
DOI
10.1103/physreva.58.1775

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The Klein–Gordon equation for spinless particles, as well as the Weyl–Pauli and Dirac equations for particles with spin, may be derived from one information-theoretic principle. Consider a gedanken experiment whereby the mean position of a particle in a central force field is to be estimated by means of one position measurement. An efficient (optimum) estimate obeys a condition of minimum Fisher information, or minimum precision, according to the second law of thermodynamics. When the Fisher information is minimized subject to a constraint on the mean-square kinetic energy for the particle, the solution is a probability law on position whose corresponding wave amplitude obeys the Klein-Gordon equation, the Weyl–Pauli equation, or the Dirac equation, depending on whether scalar (without spin) or vector (with spin) solutions are sought. The minimized Fisher information is proportional to the mean-square kinetic energy, minus the rest energy of the particle.

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Why is Quantum Mechanics Sometimes Formulated in Terms of Fisher Information?

Francesco R. Ruggeri

In (1) the Schrodinger equation is derived using the extremization of Fisher information in a certain way formulated in (2) i.e. Extreme Physical Information. Fisher information, however, is defined in terms of P(x) which in quantum mechanics is W*(x)W(x) where W(x) is the wavefunction. As a result, the Schrodinger equation is derived in terms of P(x) and then the mathematical substitution P(x)=W(x)W(x) for a bound state “simplifies” the form of the equation. Otherwise there would be no need to introduce the wavefunction. Furthermore P(x) = constant for a quantum free particle which is also a solution of the Schrodinger equation. For P(x)=constant, however, one would normally not consider using the Fisher information. We further note that in a physical example, namely that of the reflection/refraction of light from an interface of media one is forced to introduce the concept of a wavefunction i.e. the square root of flux, otherwise the problem cannot be solved. Thus in this situation one does not solve the problem in terms of P(x) and then introduce W(x) to simplify the form. In particular, if one considers a single photon moving to the right, it either reflects or refracts (with probability), but the ensuing equations involve the weight of the square root fluxes (wavefunctions) of all three. How can this be unless there is uncertainty in time and space which allows one to have all three together? Thus the reflection/refraction problem depends on square root probability or flux and introduces the idea of uncertainty in x, t. Given the translational invariance in the problem, it is natural to introduce the translation operator d/dx. In fact, one may define the uncertainty in x such that one has an eigenfunction of -id/dx i.e. exp(ipx). This is complex and so its modulus respects P(x)=constant which would yield a Fisher’s information of 0, meaning that there is no probability and hence no need for Fisher’s information. There is, however, probability in x, but a different level than the deterministic x=vt where v=constant. Thus we argue that one may obtain exp(ipx) strictly from the notion of translational invariance. In other words, Fisher information is not required to find this form and the quantum physics associated with it. Nevertheless Fisher information and EPI (Extreme physical Information) may be used to derive the Schrodinger equation (applied to a bound state) and one may deduce exp(ipx) from this. We note, however, that Fisher information makes use of d/dx which is the translational generator and so the idea of translational invariance and Fisher’s information/EPI may be linked.

•Mar 3, 2023•0 citations

Why is Quantum Mechanics Sometimes Formulated Using Fisher Information? Part II

Francesco R. Ruggeri

In (1), a variational approach is applied to Fisher’s information (with constraints) to obtain a differential equation in P(x)=probability to be at x. It is suggested the equation may be simplified using P(x)=W(x)W(x) where W(x) is real. The result is the nonrelativistic Schrodinger equation with mass=1. As a first observation, we note that Fisher’s information, which is a purely statistical quantity, should not necessarily yield a nonrelativistic equation which is an approximation of relativistic results. In particular, we argue that Fisher’s information is used to find <pp> not necessarily 1/2m <pp>, but this is a minor point. A more important issue, we argue, is the meaning of P(x) in a bound system. A classical bound system is sometimes said to have a P(x)=C/v(x) i.e. P(x)dx is proportional to dt, the amount of time a particle spends in each equally sized dx. In the high energy limit, the envelope of a quantum bound probability P(x)=W(x)W(x) (W(x)=wavefunction) is said to roughly match C/v(x), yet this density does not follow from the extremization of Fisher’s information (together with two general constraints which yield E and V(x)=potential). This begs the question: What is P(x)? If one considers a particle moving at constant speed (i.e constant momentum) then P(x)=constant because each dx point carries the same probability. Classically a particle placed in a box with infinite potential walls would have a P(x) =constant and p and -p motion would be separated in time. Thus if P(x) is to have meaning in a box, one must conclude that the probabilities associated with p and -p are not constant, but rather functions of x. This then leads to the notion of a complex new kind of probability (which maps to P(x)=constant) for a free particle i.e. W(x) =cos(px) + i sin(px) so that the modulus W*(x)W(x)=P(x)= 1. These ideas seem to go beyond the notion of Fisher information. What then is the role of Fisher information? We argue it is related to two very specific moments of the distribution cos(px) or rather W(x) = Sum over p a(p)cos(px) with a(p)=a(-p), namely and <pp>. In classical physics there exists p and pp at each x point (but one is the square of the other), but with distributions <p does not equal to <pp> in general. Both and <pp> are linked to physical concepts which exist in Newtonian mechanics, namely impulse and work. With the presence of cos(px) one has a combination of Newtonian mechanics and a statistical distribution. We argue that the role of Fisher’s information is to allow one to transform from to <pp>. In particular, -idW/dx appears in Fisher’s information (and is linked to ), but the specific role of a variation is to transform it into <pp> which appears in a conservation of energy equation. We argue that this is why Fisher’s information may be used to derive the Schrodinger equation.

•Mar 6, 2023•0 citations
The Klein–Gordon equation for spinless particles, as well as the Weyl–Pauli and Dirac equations for particles with spin, may be derived from one information-theoretic principle. Consider a gedanken experiment whereby the mean position of a particle in a central force field is to be estimated by means of one position measurement. An efficient (optimum) estimate obeys a condition of minimum Fisher information, or minimum precision, according to the second law of thermodynamics. When the Fisher information is minimized subject to a constraint on the mean-square kinetic energy for the particle, the solution is a probability law on position whose corresponding wave amplitude obeys the Klein-Gordon equation, the Weyl–Pauli equation, or the Dirac equation, depending on whether scalar (without spin) or vector (with spin) solutions are sought. The minimized Fisher information is proportional to the mean-square kinetic energy, minus the rest energy of the particle.
It is shown that the assumption that nature acts to make optimum estimates of position maximally in error leads to the Schrödinger (energy) wave equation (SWE). In this way, the SWE follows from a simple statement of uncertainty. The approach grows out of probability estimation theory, in particular the principle of minimum Fisher information (or maximum Cramer–Rao bound). The minimized Fisher information turns out to be proportional to the mean kinetic energy of the particle. This approach is an attractive supplement to conventional ways of introducing quantum mechanics to students, since it avoids the use of imperfect physical models (such as vibrating strings) or the immediate need for complex momentum operators, and follows from a plausible assumption as to how nature works.
In (1) the Schrodinger equation is derived using the extremization of Fisher information in a certain way formulated in (2) i.e. Extreme Physical Information. Fisher information, however, is defined in terms of P(x) which in quantum mechanics is W*(x)W(x) where W(x) is the wavefunction. As a result, the Schrodinger equation is derived in terms of P(x) and then the mathematical substitution P(x)=W(x)W(x) for a bound state “simplifies” the form of the equation. Otherwise there would be no need to introduce the wavefunction. Furthermore P(x) = constant for a quantum free particle which is also a solution of the Schrodinger equation. For P(x)=constant, however, one would normally not consider using the Fisher information. We further note that in a physical example, namely that of the reflection/refraction of light from an interface of media one is forced to introduce the concept of a wavefunction i.e. the square root of flux, otherwise the problem cannot be solved. Thus in this situation one does not solve the problem in terms of P(x) and then introduce W(x) to simplify the form. In particular, if one considers a single photon moving to the right, it either reflects or refracts (with probability), but the ensuing equations involve the weight of the square root fluxes (wavefunctions) of all three. How can this be unless there is uncertainty in time and space which allows one to have all three together? Thus the reflection/refraction problem depends on square root probability or flux and introduces the idea of uncertainty in x, t. Given the translational invariance in the problem, it is natural to introduce the translation operator d/dx. In fact, one may define the uncertainty in x such that one has an eigenfunction of -id/dx i.e. exp(ipx). This is complex and so its modulus respects P(x)=constant which would yield a Fisher’s information of 0, meaning that there is no probability and hence no need for Fisher’s information. There is, however, probability in x, but a different level than the deterministic x=vt where v=constant. Thus we argue that one may obtain exp(ipx) strictly from the notion of translational invariance. In other words, Fisher information is not required to find this form and the quantum physics associated with it. Nevertheless Fisher information and EPI (Extreme physical Information) may be used to derive the Schrodinger equation (applied to a bound state) and one may deduce exp(ipx) from this. We note, however, that Fisher information makes use of d/dx which is the translational generator and so the idea of translational invariance and Fisher’s information/EPI may be linked.
In (1), a variational approach is applied to Fisher’s information (with constraints) to obtain a differential equation in P(x)=probability to be at x. It is suggested the equation may be simplified using P(x)=W(x)W(x) where W(x) is real. The result is the nonrelativistic Schrodinger equation with mass=1. As a first observation, we note that Fisher’s information, which is a purely statistical quantity, should not necessarily yield a nonrelativistic equation which is an approximation of relativistic results. In particular, we argue that Fisher’s information is used to find <pp> not necessarily 1/2m <pp>, but this is a minor point. A more important issue, we argue, is the meaning of P(x) in a bound system. A classical bound system is sometimes said to have a P(x)=C/v(x) i.e. P(x)dx is proportional to dt, the amount of time a particle spends in each equally sized dx. In the high energy limit, the envelope of a quantum bound probability P(x)=W(x)W(x) (W(x)=wavefunction) is said to roughly match C/v(x), yet this density does not follow from the extremization of Fisher’s information (together with two general constraints which yield E and V(x)=potential). This begs the question: What is P(x)? If one considers a particle moving at constant speed (i.e constant momentum) then P(x)=constant because each dx point carries the same probability. Classically a particle placed in a box with infinite potential walls would have a P(x) =constant and p and -p motion would be separated in time. Thus if P(x) is to have meaning in a box, one must conclude that the probabilities associated with p and -p are not constant, but rather functions of x. This then leads to the notion of a complex new kind of probability (which maps to P(x)=constant) for a free particle i.e. W(x) =cos(px) + i sin(px) so that the modulus W*(x)W(x)=P(x)= 1. These ideas seem to go beyond the notion of Fisher information. What then is the role of Fisher information? We argue it is related to two very specific moments of the distribution cos(px) or rather W(x) = Sum over p a(p)cos(px) with a(p)=a(-p), namely and <pp>. In classical physics there exists p and pp at each x point (but one is the square of the other), but with distributions <p does not equal to <pp> in general. Both and <pp> are linked to physical concepts which exist in Newtonian mechanics, namely impulse and work. With the presence of cos(px) one has a combination of Newtonian mechanics and a statistical distribution. We argue that the role of Fisher’s information is to allow one to transform from to <pp>. In particular, -idW/dx appears in Fisher’s information (and is linked to ), but the specific role of a variation is to transform it into <pp> which appears in a conservation of energy equation. We argue that this is why Fisher’s information may be used to derive the Schrodinger equation.