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Journal of Mathematical Physics

A theorem on the adiabatic scaling of classical orbits

Thomas A. Witten

Published Feb 1, 1975• 0 citations
Publisher

Abstract

The theorem describes the effect on the motion when the Hamiltonian is scaled, that is, when dimensioned parameters in the Hamiltonian are varied without changing any dimensionless parameters in it. The motion changes in a way that is not in general simple or predictable via dimensional analysis. But under certain conditions the motion scales with the Hamiltonian: Classical orbits scale in coordinate space and constants of the motion scale according to their dimensions. The theorem is based on the observation that the observable D which generates dilations may be expressed as a time derivative of a simple quantity. We find it most direct to use quantum mechanics to describe dynamics in the adiabatic limit. In so doing we develop methods that may be useful for other classical adiabatic problems.

DOI
10.1063/1.522523

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The theorem describes the effect on the motion when the Hamiltonian is scaled, that is, when dimensioned parameters in the Hamiltonian are varied without changing any dimensionless parameters in it. The motion changes in a way that is not in general simple or predictable via dimensional analysis. But under certain conditions the motion scales with the Hamiltonian: Classical orbits scale in coordinate space and constants of the motion scale according to their dimensions. The theorem is based on the observation that the observable D which generates dilations may be expressed as a time derivative of a simple quantity. We find it most direct to use quantum mechanics to describe dynamics in the adiabatic limit. In so doing we develop methods that may be useful for other classical adiabatic problems.
The adiabatic theorem is a fundamental result in quantum mechanics, which states that a system can be kept arbitrarily close to the instantaneous ground state of its Hamiltonian if the latter varies in time slowly enough. The theorem has an impressive record of applications ranging from foundations of quantum field theory to computational molecular dynamics. In light of this success it is remarkable that a practicable quantitative understanding of what "slowly enough" means is limited to a modest set of systems mostly having a small Hilbert space. Here we show how this gap can be bridged for a broad natural class of physical systems, namely, many-body systems where a small move in the parameter space induces an orthogonality catastrophe. In this class, the conditions for adiabaticity are derived from the scaling properties of the parameter-dependent ground state without a reference to the excitation spectrum. This finding constitutes a major simplification of a complex problem, which otherwise requires solving nonautonomous time evolution in a large Hilbert space.
We prove the adiabatic theorem for quantum evolution without the traditional gap condition. We show that the theorem holds essentially in all cases where it can be formulated. In particular, our result implies that the adiabatic theorem holds also for eigenvalues embedded in the continuous spectrum. If there is information on the Hölder continuity of the spectral measure, then one can also estimate the rate at which the adiabatic limit is approached. The adiabatic theorem of Quantum Mechanics describes the long time behavior of the solutions of an initial value problem where the Hamiltonian generating the evolution depends slowly in time. Traditionally, the theorem is stated for Hamiltonians that have an eigenvalue which is separated by a gap from the rest of the spectrum. Folk wisdom is that a gap condition is a sine qua non for the adiabatic theorem to hold. In particular, according to this folk wisdom, one does not expect a general adiabatic theorem for Hamiltonians that have an eigenvalue embedded in, say, the continuous spectrum. Our purpose is to show that this folk wisdom is wrong, and there is a general adiabatic theorem without a gap condition. All one really needs for the adiabatic theorem is a spectral projection for the Hamiltonian that depends smoothly on time.
In this paper we find the quantities that are adiabatic invariants of any desired order for a general slowly time-dependent Hamiltonian. In a preceding paper, we chose a quantity that was initially an adiabatic invariant to first order, and sought the conditions to be imposed upon the Hamiltonian so that the quantum mechanical adiabatic theorem would be valid to mth order. [We found that this occurs when the first (m − 1) time derivatives of the Hamiltonian at the initial and final time instants are equal to zero.] Here we look for a quantity that is an adiabatic invariant to mth order for any Hamiltonian that changes slowly in time, and that does not fulfill any special condition (its first time derivatives are not zero initially and finally).
The adiabatic theorem is a powerful result concerning the evolution of quantum mechanical systems. Intuitively, it states the following: suppose we want to study the evolution of a quantum mechanical system governed by a given Hamiltonian H\mathcal HH (Def. 6.1), and the initial state of the system is the eigenstate of H\mathcal HH corresponding to its lowest eigenvalue. The laws of quantum physics tell us that the evolution of the system over time follows the Schrüdinger equation, Eq. (6.1). Suppose now that the Hamiltonian is not fixed, but rather, it changes very slowly over time, so that the evolution of the system is described by the differential equation i d∣ψ(t)⟩dt=H(t)∣ψ(t)⟩i\,\frac{\mathrm{d} | \psi(t) \rangle}{\mathrm{d}t} = \mathcal{H}(t) | \psi(t) \rangleidtd∣ψ(t)⟩​=H(t)∣ψ(t)⟩, and H(t)\mathcal{H}(t)H(t) is slowly changing. If, for any value of the time parameter ttt, there is always a gap between the lowest eigenvalue of H(t)\mathcal{H}(t)H(t) and all other eigenvalues, then the adiabatic theorem asserts that the state of the system always remains in an eigenstate with the lowest eigenvalue throughout the evolution. One specific case of interest in this chapter occurs when the time-dependent Hamiltonian H(t)\mathcal{H}(t)H(t) varies from an initial (time-independent) Hamiltonian HI\mathcal{H}_{\mathrm{I}}HI​ to a final Hamiltonian HF\mathcal{H}_{\mathrm{F}}HF​. If the change happens slowly, and the initial state of the system is an eigenstate of HI\mathcal{H}_{\mathrm{I}}HI​ with minimum eigenvalue, the adiabatic theorem asserts that the evolution eventually leads to the eigenstate with minimum eigenvalue of the final Hamiltonian HF\mathcal{H}_{\mathrm{F}}HF​. This result can be used for optimization: imagine that the initial Hamiltonian encodes an easy problem for which we can construct the eigenstate with minimum eigenvalue, and the final Hamiltonian encodes a difficult optimization problem whose solution is given by the eigenstate with minimum eigenvalue. By the adiabatic theorem, evolving the eigenstate of the initial Hamiltonian while slowly changing the Hamiltonian into the final one leads to the solution of the difficult optimization problem. Of course we need to know how slowly HI\mathcal{H}_{\mathrm{I}}HI​ should be changed into HF\mathcal{H}_{\mathrm{F}}HF​. The adiabatic theorem is at the heart of the quantum approximate optimization algorithm (QAOA), a framework that has been widely used to implement optimization algorithms on existing quantum hardware, because it has low requirements of quantum resources–although it does not guarantee improvements over classical algorithms in general. In this chapter we first discuss the adiabatic theorem, and then give an overview of QAOA.
We employ the recently developed multi-time scale averaging method to study the large time behavior of slowly changing (in time) Hamiltonians. We treat some known cases in a new way, such as the Zener problem, and we give another proof of the adiabatic theorem in the gapless case. We prove a new uniform ergodic theorem for slowly changing unitary operators. This theorem is then used to derive the adiabatic theorem, do the scattering theory for such Hamiltonians, and prove some classical propagation estimates and asymptotic completeness.
Quantum control could be implemented by varying the system Hamiltonian. According to adiabatic theorem, a slowly changing Hamiltonian can approximately keep the system at the ground state during the evolution if the initial state is a ground state. In this paper we consider this process as an interpolation between the initial and final Hamiltonians. We use the mean value of a single operator to measure the distance between the final state and the ideal ground state. This measure resembles the excitation energy or excess work performed in thermodynamics, which can be taken as the error of adiabatic approximation. We prove that under certain conditions, this error can be estimated for an arbitrarily given interpolating function. This error estimation could be used as guideline to induce adiabatic evolution. According to our calculation, the adiabatic approximation error is not linearly proportional to the average speed of the variation of the system Hamiltonian and the inverse of the energy gaps in many cases. In particular, we apply this analysis to an example in which the applicability of the adiabatic theorem is questionable.