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Journal of Mathematical Physics

Energy Spectrum According to Classical Mechanics

Martin C. Gutzwiller

Published Jun 1, 1970• 474 citations
Publisher

Abstract

The phase integral approximation for the Green's function is investigated so as to yield an approximate expression for the density of states per unit interval of energy. This quantity is shown for negative energies (bound states) to depend only on the periodic orbits, i.e., the smoothly closed trajectories, unlike the approximate wavefunctions which depend on all possible trajectories. A particle in a periodic box of one, two, and three dimensions is discussed first to demonstrate how the approximate density of states contains a continuous background besides the δ-function spikes of the discrete spectrum. Then we examine the situation in a spherically symmetric potential where special problems arise because the quasiclassical propagator has to be evaluated at a focal point of the classical trajectory. With the help of the Helmholtz-Kirchhoff formula of diffraction theory, the amplitude is shown to remain finite at the focus. The orbits which remain entirely in a region of Coulombic potential yield a spectrum of Balmer terms with appropriately reduced degeneracy. However, the orbits which penetrate the screening charge give discrete levels obeying the Bohr-Sommerfeld conditions with the correct degeneracy. The continuous background in the approximate density of states can be discussed on the basis of the formulas derived in this paper. This is necessary as an introduction to the problem of a particle in a potential where the motion is not multiply periodic.

DOI
10.1063/1.1665328

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The phase integral approximation for the Green's function is investigated so as to yield an approximate expression for the density of states per unit interval of energy. This quantity is shown for negative energies (bound states) to depend only on the periodic orbits, i.e., the smoothly closed trajectories, unlike the approximate wavefunctions which depend on all possible trajectories. A particle in a periodic box of one, two, and three dimensions is discussed first to demonstrate how the approximate density of states contains a continuous background besides the δ-function spikes of the discrete spectrum. Then we examine the situation in a spherically symmetric potential where special problems arise because the quasiclassical propagator has to be evaluated at a focal point of the classical trajectory. With the help of the Helmholtz-Kirchhoff formula of diffraction theory, the amplitude is shown to remain finite at the focus. The orbits which remain entirely in a region of Coulombic potential yield a spectrum of Balmer terms with appropriately reduced degeneracy. However, the orbits which penetrate the screening charge give discrete levels obeying the Bohr-Sommerfeld conditions with the correct degeneracy. The continuous background in the approximate density of states can be discussed on the basis of the formulas derived in this paper. This is necessary as an introduction to the problem of a particle in a potential where the motion is not multiply periodic.
The relation between the solutions of the time-independent Schrödinger equation and the periodic orbits of the corresponding classical system is examined in the case where neither can be found by the separation of variables. If the quasiclassical approximation for the Green's function is integrated over the coordinates, a response function for the system is obtained which depends only on the energy and whose singularities give the approximate eigenvalues of the energy. This response function is written as a sum over all periodic orbits where each term has a phase factor containing the action integral and the number of conjugate points, as well as an amplitude factor containing the period and the stability exponent of the orbit. In terms of the approximate density of states per unit interval of energy, each stable periodic orbit is shown to yield a series of δ functions whose locations are given by a simple quantum condition: The action integral differs from an integer multiple of h by half the stability angle times ℏ. Unstable periodic orbits give a series of broadened peaks whose half-width equals the stability exponent times ℏ, whereas the location of the maxima is given again by a simple quantum condition. These results are applied to the anisotropic Kepler problem, i.e., an electron with an anisotropic mass tensor moving in a (spherically symmetric) Coulomb field. A class of simply closed, periodic orbits is found by a Fourier expansion method as in Hill's theory of the moon. They are shown to yield a well-defined set of levels, whose energy is compared with recent variational calculations of Faulkner on shallow bound states of donor impurities in semiconductors. The agreement is good for silicon, but only fair for the more anisotropic germanium.
We review various methods of deriving expressions for quantum-mechanical quantities in the limit when hslash is small (in comparison with the relevant classical action functions). To start with we treat one-dimensional problems and discuss the derivation of WKB connection formulae (and their reversibility), reflection coefficients, phase shifts, bound state criteria and resonance formulae, employing first the complex method in which the classical turning points are avoided, and secondly the method of comparison equations with the aid of which uniform approximations are derived, which are valid right through the turningpoint regions. The special problems associated with radial equations are also considered. Next we examine semiclassical potential scattering, both for its own sake and also as an example of the three-stage approximation method which must generally be employed when dealing with eigenfunction expansions under semiclassical conditions, when they converge very slowly. Finally, we discuss the derivation of semiclassical expressions for Green functions and energy level densities in very general cases, employing Feynman's path-integral technique and emphasizing the limitations of the results obtained. Throughout the article we stress the fact that all the expressions obtained involve quantities characterizing the families of orbits in the corresponding purely classical problems, while the analytic forms of the quantal expressions depend on the topological properties of these families. This review was completed in February 1972.
The probability, P ( t ), of the irreversible dissipation into a continuous spectrum of an initially ( t = 0) localized (Ψ o ) nonstationary state acquires, as time increases, 'memory' due to the lower energy bound of the spectrum, and eventually follows a nonexponential decay (NED). Regardless of the degree of dependence on energy, the magnitude of this deviation from exponential decay depends on the degree of proximity to threshold, and on whether the theory employs a real energy distribution, one form of which is g ( E ) ≡ ⟨Ψ o |δ( H − E )|Ψ o ⟩, or a complex energy distribution, G ( E ) ≡ ⟨Ψ o |( H − E + i0)|Ψ o ⟩. It is the latter that is physically consistent, since it originates from the singularity at t = 0, which breaks the S -matrix unitarity, in accordance with the non-Hermitian character of decaying states. In order to test the quantum mechanical theory, we carried out semiclassical path integral calculations of the P ( t ) for an isolated narrow tunnelling state, whereby the truncated Fourier transform of a semiclassical Green function, G sc ( E ), is obtained. The results are in agreement with the analytic results of quantum mechanics when energy and time asymmetry are taken into account. It is shown that the analytic structure of G sc ( E ) is [ D regular + D pole ], where D pole is a finite sum over complex poles, which are the complex eigenvalues, W n , that the potential can support. The W n are given by E n + Δ n − (i/2)Γ n , where E n are the real eigenvalues of the corresponding bound potential, Γ n are the energy widths and Δ n are the energy shifts, both expressed in terms of computable semiclassical quantities. The spherical harmonic oscillator (SHO) with and without angular momentum, and unstable ground states of diatomic molecules, are treated as particular cases. The exact spectrum of the SHO is recovered only when the Kramers–Langer semiclassical expression for the centrifugal potential is used, thereby bypassing the difficulty of the singularity at r = 0. The spectrum from the use of the quantal form l ( l + 1) reduces to that of l ( l + 1/2) 2 in the limit of large l , i.e., for orbits far from r = 0. Using previously computed energies and widths for the vibrational levels of He 2 2+ 1σ g 2 1 Σ g + , the application of two formulae for P ( t ), one derived from a Lorentzian real energy distribution and the other from the corresponding complex energy distribution, shows that, for the lowest level, in the former case NED starts after about 193 lifetimes, and in the latter after about 102 lifetimes. The fact that this difference is large should have consequences for the deeper understanding of irreversibility at the quantum level.
The Fourier transform of the density of quantized energy levels for a quantum mechanical particle in a two-dimensional (2-D) infinite well (or billiard geometry) is known to exhibit δ-function-like spikes at distance values (L) corresponding to the lengths of periodic orbits or closed trajectories. We show how these Fourier transforms can be rather easily calculated numerically for simple infinite well geometries including the square and rectangular well in 2 D, the cubical well in three dimensions, as well as the circular infinite well (and variations) in two dimensions. Such calculations provide a novel, well-motivated, and relatively straightforward example of numerical Fourier transform techniques and make interesting connections between quantum energy levels and classical trajectories in a way which is seldom stressed in the undergraduate curriculum.
Abstract The energy levels of systems whose classical motion is multiply periodic are accurately given by the quantum conditions of Einstein, Brillouin & Keller (E. B. K.). We transform the E. B. K. conditions into a representation of the spectrum in terms of a ‘topological sum’ involving only the closed classical orbits; the theory applies equally to separable and non-separable systems; stability parameters are not involved. Significant contributions come from complex closed orbits which however have real constants of the motion. Clustering of levels on different scales is demonstrated by smoothing the spectrum using the formal device, due to Balian & Bloch, of adding a variable imaginary part to the energy. The topological sum is shown to agree very well with exactly-computed spectra for circular and spherical potential wells with repulsive core.
Necessary conditions under which a classical description will give the correct quantum relaxation behavior are analyzed. Assuming a nonequilibrium preparation, it is shown that the long-time mean values of observables can be expressed in terms of the spectral density and state-specific level densities of the system. Any approximation that reproduces these quantities therefore yields the correct expectation values at long times. Apart from this rigorous condition, a weaker but more practical criterion is established, that is, to require that the total level density is well approximated in the energy range defined by the spectral density. Since the integral level density is directly proportional to the phase-space volume that is energetically accessible to the system, the latter condition means that an appropriate classical approximation should explore the same phase-space volume as the quantum description. In general, however, this is not the case. A well-known example is the unrestricted flow of zero-point energy in classical mechanics. To correct for this flaw of classical mechanics, quantum corrections are derived which result in a restriction of the classically accessible phase space. At the simplest level of the theory, these corrections are shown to correspond to the inclusion of only a fraction of the full zero-point energy into the classical calculation. Based on these considerations, a general strategy for the classical simulation of quantum relaxation dynamics is suggested. The method is (i) dynamically consistent in that it refers to the behavior of the ensemble rather than to the behavior of individual trajectories, (ii) systematic in that it provides (rigorous as well as minimal) criteria which can be checked in a practical calculation, and (iii) practical in that it retains the conceptional and computational simplicity of a standard quasiclassical calculation. Employing various model problems which allow for an analytical evaluation of the quantities of interest, the virtues and limitations of the approach are discussed.