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International Journal of Modern Physics C

DENSITIES OF STATES OF MEGA-DIMENSIONAL HAMILTONIAN MATRICES

Richard N. Silver, Heinrich Röder

Published Aug 1, 1994• 151 citations
Publisher

Abstract

We propose a statistical method to estimate densities of states (DOS) and thermodynamic functions of very large Hamiltonian matrices. Orthogonal polynomials are defined on the interval between lower and upper energy bounds. The DOS is represented by a kernel polynomial constructed out of polynomial moments of the DOS and modified to damp the Gibbs phenomenon. The moments are stochastically evaluated using matrixvector multiplications on Gaussian random vectors and the polynomial recurrence relations. The resulting kernel estimate is a controlled approximation to the true DOS, because it also provides estimates of statistical and systematic errors. For a given fractional energy resolution and statistical accuracy, the required cpu time and memory scale linearly in the number of states for sparse Hamiltonians. The method is demonstrated for the two-dimensional Heisenberg anti-ferromagnet with the number of states as large as 2 26 . Results are compared to exact diagonalization where available.

DOI
10.1142/s0129183194000842

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We present an efficient algorithm for calculating spectral properties of large sparse Hamiltonian matrices such as densities of states and spectral functions. The combination of Chebyshev recursion and maximum entropy achieves high-energy resolution without significant roundoff error, machine precision, or numerical instability limitations. If controlled statistical or systematic errors are acceptable, CPU and memory requirements scale linearly in the number of states. The inference of spectral properties from moments is much better conditioned for Chebyshev moments than for power moments. We adapt concepts from the kernel polynomial method, a linear Chebyshev approximation with optimized Gibbs damping, to control the accuracy of Fourier integrals of positive nonanalytic functions. We compare the performance of kernel polynomial and maximum entropy algorithms for an electronic structure example.
The density of states (DoS) encodes the thermodynamic and spectral properties of quantum many-body systems, yet its reconstruction becomes intractable for Hilbert spaces too large to diagonalize. Classically, the kernel polynomial method (KPM) addresses this by combining stochastic trace estimation with a smoothing kernel. Here we show that the Rodeo algorithm---one of the simplest eigenvalue-location protocols for near-term quantum hardware---provides a direct quantum analogue of this approach. Averaging the Rodeo response over Haar-random input states yields the DoS convolved with a spectral kernel fixed entirely by the distribution of evolution times: the random states play the role of stochastic trace estimation, and the temporal sampling distribution that of the damping kernel. The construction requires only the standard single-ancilla circuit, and quantum typicality suppresses the statistical error as the Hilbert-space dimension grows. We derive the estimator and its uncertainties, establish an explicit dictionary between signal-processing window functions and quantum reconstruction kernels, and validate the method on the one-dimensional transverse-field Ising and spin-1 models.
Quantum statistical mechanics allows us to extract thermodynamic information from a microscopic description of a many-body system. A key step is the calculation of the density of states, from which the partition function and all finite-temperature equilibrium thermodynamic quantities can be calculated. In this work, we devise and implement a quantum algorithm to perform an estimation of the density of states on a digital quantum computer which is inspired by the kernel polynomial method. Classically, the kernel polynomial method allows us to sample spectral functions via a Chebyshev polynomial expansion. Our algorithm computes moments of the expansion on quantum hardware using a combination of random-state preparation for stochastic trace evaluation and a controlled unitary operator. We use our algorithm to estimate the density of states of a nonintegrable Hamiltonian on the Quantinuum H1-1 trapped ion chip for a controlled register of 18 qubits. This not only represents a state-of-the-art calculation of thermal properties of a many-body system on quantum hardware, but also exploits the controlled unitary evolution of a many-qubit register on an unprecedented scale. Published by the American Physical Society 2024
Two Chebyshev recursion methods are presented for calculations with very large sparse Hamiltonians, the kernel polynomial method (KPM) and the maximum entropy method (MEM). If limited statistical accuracy and energy resolution are acceptable, they provide linear scaling methods for the calculation of physical properties involving large numbers of eigenstates such as densities of states, spectral functions, thermodynamics, total energies for Monte Carlo simulations and forces for molecular dynamics. KPM provides a uniform approximation to a DOS, with resolution inversely proportional to the number of Chebyshev moments, while MEM can achieve significantly higher, but non-uniform, resolution at the risk of possible artifacts. This paper emphasizes efficient algorithms.
A theoretical analysis is given of the equation of motion method, due to Alben et al. [Phys. Rev. B 12, 4090 (1975)], to compute the eigenvalue distribution (density of states) of very large matrices. The salient feature of this method is that for matrices of the kind encountered in quantum physics the memory and CPU requirements of this method scale linearly with the dimension of the matrix. We derive a rigorous estimate of the statistical error, supporting earlier observations that the computational efficiency of this approach increases with the matrix size. We use this method and an imaginary-time version of it to compute the energy and specific heat of three different, exactly solvable, spin-1/2 models, and compare with the exact results to study the dependence of the statistical errors on sample and matrix size.
Simulating time evolution is one of the most natural applications of quantum computers and is thus one of the most promising prospects for achieving practical quantum advantage. Here, we develop quantum algorithms to extract thermodynamic properties by estimating the density of states (DOS), which is a central object in quantum statistical mechanics. We introduce several key innovations that significantly improve the practicality and extend the generality of previous techniques. First, our approach allows one to estimate the DOS only for a specific subspace of the full Hilbert space. This is crucial for fermionic systems, since both canonical and grand canonical ensemble thermal equilibrium properties depend on subspaces of fixed number. Second, in our approach, by time evolving very simple, random initial states, such as randomly chosen computational basis states, we can exactly recover the DOS on average. Third, due to circuit-depth limitations, we only reconstruct the DOS up to a convolution with a Gaussian window—thus all imperfections that shift the energy levels by less than the width of the convolution window will not significantly affect the estimated DOS. For these reasons, we find the approach is a promising candidate for early quantum advantage as even short-time, noisy dynamics can yield a semiquantitative reconstruction of the DOS (convolution with a broad Gaussian window), while early fault-tolerant devices will likely enable higher-resolution DOS reconstruction through longer time evolutions. We demonstrate the practicality of our approach in representative Fermi-Hubbard and spin models and indeed find that our approach is highly robust against algorithmic errors in the time evolution and against gate noise. We further demonstrate that our approach is compatible with noisy intermediate-scale quantum (NISQ) computing NISQ-friendly variational techniques, introducing and leveraging a technique for variational time evolution.