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Europhysics Letters (EPL)

Quantum fluctuations and the ground-state phase diagram of the strong-coupling Holstein-Hubbard model

J Stein

Published Aug 15, 1997• 2 citations
Publisher

Abstract

A Grassmann functional integration technique is applied to the anisotropic pseudo spin Hamiltonian derived from the Holstein-Hubbard model with strong electron-phonon coupling. It is found that in those regions of the low-temperature phase diagram where superconductivity and the charge-density wave coexist already the static and homogeneous saddle point solution of the resulting field theory yields a ground-state energy which is lower than the classical result corresponding to the usual mean-field solution. This is due to the presence of quantum fluctuations and leads to new ground-state phase boundaries quantitatively different from those obtained in previous work by conventional operator decoupling schemes.

DOI
10.1209/epl/i1997-00370-1

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A Grassmann functional integration technique is applied to the anisotropic pseudo spin Hamiltonian derived from the Holstein-Hubbard model with strong electron-phonon coupling. It is found that in those regions of the low-temperature phase diagram where superconductivity and the charge-density wave coexist already the static and homogeneous saddle point solution of the resulting field theory yields a ground-state energy which is lower than the classical result corresponding to the usual mean-field solution. This is due to the presence of quantum fluctuations and leads to new ground-state phase boundaries quantitatively different from those obtained in previous work by conventional operator decoupling schemes.
By using variational wave functions and quantum Monte Carlo techniques, we investigate the interplay between electron-electron and electron-phonon interactions in the two-dimensional Hubbard-Holstein model. Here, the ground-state phase diagram is triggered by several energy scales, i.e., the electron hopping ttt, the on-site electron-electron interaction UUU, the phonon energy ${\ensuremath{\omega}}_{0}$, and the electron-phonon coupling ggg. At half filling, the ground state is an antiferromagnetic insulator for $U\ensuremath{\gtrsim}2{g}^{2}/{\ensuremath{\omega}}_{0}$, while it is a charge-density-wave (or bipolaronic) insulator for $U\ensuremath{\lesssim}2{g}^{2}/{\ensuremath{\omega}}_{0}$. In addition to these phases, we find a superconducting phase that intrudes between them. For ${\ensuremath{\omega}}_{0}/t=1$, superconductivity emerges when both U/tU/tU/t and $2{g}^{2}/t{\ensuremath{\omega}}_{0}$ are small; then, by increasing the value of the phonon energy ${\ensuremath{\omega}}_{0}$, it extends along the transition line between antiferromagnetic and charge-density-wave insulators. Away from half filling, phase separation occurs when doping the charge-density-wave insulator, while a uniform (superconducting) ground state is found when doping the superconducting phase. In the analysis of finite-size effects, it is extremely important to average over twisted boundary conditions, especially in the weak-coupling limit and in the doped case.
Monte Carlo simulations are performed to examine superconductivity and charge-density-wave fluctuations in the infinite-dimensional electron-phonon Holstein model. The electron-phonon system interpolates between an attractive, static, Falicov-Kimball model that always exhibits charge-density-wave order and an attractive, instantaneous, Hubbard model that always superconducts as a function of phonon frequency. The maximum charge-density-wave transition temperature at half-filling is an order of magnitude smaller than the effective electronic bandwidth and is virtually independent of the phonon frequency. The maximum superconducting transition temperature depends strongly on phonon frequency and is bounded from above by the maximum charge-density-wave transition temperature. The exact solution is compared to both weak-coupling expansions and strong-coupling expansions. The effective phonon potential becomes anharmonic and develops a double-well structure that deepens as the electron-phonon interaction increases.
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We analyze the quantum phase diagram of the Holstein-Hubbard model using an asymptotically exact strong coupling expansion. We find all sorts of interesting phases including a pair-density wave, a charge 4e (and even a charge 6e) superconductor, regimes of phase separation, and a variety of distinct charge-density-wave, spin-density-wave, and superconducting regimes. We chart the crossovers that occur as a function of the degree of retardation, i.e., the ratio of characteristic phonon frequency to the strength of interactions.
The Holstein–Hubbard model is considered to study the competition between the electron-phonon interaction and the electron-electron interaction in a one-dimensional correlated Fermi systemat half-filling. First, a series of canonical transformations that incorporate phonon coherence and correlation effectsis performed and then the transformed Hamiltonian is averaged with respect to a zero-phonon state. The resulting effective electronic Hamiltonian is finally solved exactly by the Bethe-ansatz technique. It is shown that the present method suggests the existence of a wider intermediate metallic phase at the SDW-CDW crossover region than the one predicted by the simple variational method of Takada and Chatterjee. The presence of this metallic phase is indeed a favorable situation from the point of view of high temperature superconductivity.
We reconsider the strong-coupling expansion for the Hubbard model recently introduced by Sarker and Pairault et al. By introducing slave particles that act as projection operators onto the empty, singly occupied and doubly occupied atomic states, the perturbation theory around the atomic limit distinguishes between processes that do conserve or do not conserve the total number of doubly occupied sites. This allows for a systematic t/U expansion that does not break down at low temperature (t being the intersite hopping amplitude and U the local Coulomb repulsion). The fermionic field becomes a two-component field, which reflects the presence of the two Hubbard bands. The single-particle propagator is naturally expressed as a function of a 2×2 matrix self-energy. Furthermore, by introducing a time- and space-fluctuating spin-quantization axis in the functional integral, we can expand around a "non-degenerate" ground-state where each singly occupied site has a well defined spin direction (which may fluctuate in time). This formalism is used to derive the effective action of charge carriers in the lower Hubbard band to first order in t/U. We recover the action of the t–J model in the spin-hole coherent-state path integral. We also compare our results with those previously obtained by studying fluctuations around the large-U Hartree–Fock saddle point.