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Physical review. B, Condensed matter

Photoelectron spectroscopy of strongly correlated systems: Effects of nonlocal interactions

Jianzhong Zheng, Changfeng Chen

Published May 15, 1995• 3 citations
Publisher

Abstract

We present a theoretical description of the one-particle excitation spectra in strongly correlated systems with nonlocal interactions. Using exact diagonalization techniques, photoemission and inverse photoemission spectra of an extended Hubbard model with an intersite Coulomb interaction are calculated. The single-particle and many-body aspects are treated on an equal footing. The hopping and interaction parameters are adjusted to simulate various Hubbard and charge-transfer systems. In contrast to normal expectations, the intersite interaction is found to suppress the spectral features driven by the on-site interaction, leading to a narrowing in the overall spectral distribution. It also produces qualitatively new behavior in the spin polarization of the spectra and in the doping dependence of the low-energy spectral weight. The degree of sensitivity of the spectra to the single-particle and interaction parameters is systematically investigated. General implications of the calculated results for strongly correlated systems are discussed.

DOI
10.1103/physrevb.51.14092

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We present a theoretical description of the one-particle excitation spectra in strongly correlated systems with nonlocal interactions. Using exact diagonalization techniques, photoemission and inverse photoemission spectra of an extended Hubbard model with an intersite Coulomb interaction are calculated. The single-particle and many-body aspects are treated on an equal footing. The hopping and interaction parameters are adjusted to simulate various Hubbard and charge-transfer systems. In contrast to normal expectations, the intersite interaction is found to suppress the spectral features driven by the on-site interaction, leading to a narrowing in the overall spectral distribution. It also produces qualitatively new behavior in the spin polarization of the spectra and in the doping dependence of the low-energy spectral weight. The degree of sensitivity of the spectra to the single-particle and interaction parameters is systematically investigated. General implications of the calculated results for strongly correlated systems are discussed.
This work is a theoretical study of the photoelectron spectroscopy of strongly correlated electron systems. Using exact diagonalization techniques, one-particle excitation spectra of an extended Hubbard model are calculated. Three important issues are investigated systematically. The first is the effects of nonlocal interactions on the spectral redistribution; the second is the coverage dependence of the spectra under various conditions; and the third is the influence of temperature on the spectral evolution. The calculated results and their implications for a wide variety of materials systems are discussed in a many-body picture to gain physical insights.
We calculate the photoemission and inverse photoemission spectra of holes in copper-oxygen planes, the characteristic structural unit of high-temperature superconductors. The computations are based on the extended Hubbard or Emery model in the limit of infinitely strong Coulomb repulsion Ud{\mathit{U}}_{\mathit{d}}Ud​ on copper sites. In order to evaluate the corresponding one-particle correlation functions the projection technique is applied, which is especially suitable for strongly correlated systems. Thereby the hole dynamics is restricted to a subspace of relevant operators, within which it can be treated exactly. In contrast to independent-particle approximations the excitation spectra show an energy gap at half-filling, which disappears when the system is doped with additional holes. Besides the insulator-to-metal transition the strong correlations lead also to a significant shift of spectral weight to states close to the Fermi energy when the hole concentration increases. Our results are in good agreement with the ones of exact diagonalization studies of the (CuO2{\mathrm{CuO}}_{2}CuO2​)4{)}_{4})4​ cluster with periodic boundary conditions.
We study the charge-density dynamics within the two-dimensional extended Hubbard model in the presence of long-range Coulomb interaction across the metal-insulator transition point. To take into account strong correlations we start from self-consistent extended dynamical mean-field theory and include nonlocal dynamical vertex corrections through a ladder approximation to the polarization operator. This is necessary to fulfill charge conservation and to describe plasmons in the correlated state. The calculated plasmon spectra are qualitatively different from those in the random-phase approximation: they exhibit a spectral density transfer and a renormalized dispersion with enhanced deviation from the canonical √q behavior. Both features are reminiscent of interaction induced changes found in single-electron spectra of strongly correlated systems.
Using strong-coupling perturbation theory for the Hubbard model, explicit expressions are obtained for the integrated weights, energy positions, and widths of the upper and lower Hubbard bands separately, both for the optical and photoemission spectrum. In one dimension all expressions can be explicitly evaluated using the large-U Bethe-ansatz wave function. The k\ensuremath{\rightarrow}-dependent moments for the one-particle spectrum are compared with the closely related two-pole ansatz. The strong momentum dependence of the spectra demonstrates the importance of the k\ensuremath{\rightarrow}-dependent correlation functions in the spectral moments, which are often neglected. In order to estimate corrections due to the neglect of higher-order terms (in t/U), all results are compared with numerical-diagonalization data for intermediate-U values. The sum-rule results show a rapid spectral-weight transfer from the high- to the low-energy regime upon doping, similar to what is observed experimentally in one-particle and optical spectra of Cu (high-Tc{\mathit{T}}_{\mathit{c}}Tc​) and Ni compounds. Such fast weight redistributions as a function of the carrier density are a natural consequence of the strong correlations in these materials. The redistribution of intensity in the optical conductivity is connected with the dilution of the spin system by the added holes. For the one-particle spectrum the decrease of weight in the upper Hubbard band away from half filling can be understood by state counting at U=\ensuremath{\infty}, and the effect is strongly enhanced for small doping by both the first- and second-order terms in t/U. Altogether, the one-particle and optical spectra show the importance of the three-site hopping term. Therefore the t-J model does not represent well the spectral properties of the Hubbard model at large U. The local spin order is essential and determines both the k\ensuremath{\rightarrow} dependence of the one-particle spectrum and the intensities in the optical spectrum.
We show that the charge transfer excitons in a Hubbard model system including nearest-neighbor Coulomb interactions effectively attain some charge in doped systems and become visible in photoelectron and inverse photoelectron spectroscopies. This shows that the description of a doped system by an extended Hubbard model differs substantially from that of a simple Hubbard model. Longer-range Coulomb interactions cause satellites in the one-electron removal and addition spectra and the appearance of spectral weight in the gap of doped systems at energies corresponding to the excitons of the undoped systems. The spectral weight of the satellites is proportional to the doping times the coordination number and therefore is strongly dependent on the dimension.
We explore the two-dimensional extended Hubbard model on the triangular lattice in the high doping regime. On-site and nearest-neighbour repulsive interactions are treated in a non-perturbative way by means of Extended Dynamical Mean Field Theory. We compute the low-temperature phase diagram, displaying a metallic phase and a symmetry-broken phase for strong intersite repulsions. We describe the correlation effects on both single-particle and two-particle observables in the metallic phase. Whereas single-particle spectra feature a Hubbard satellite typical of strongly correlated systems, local susceptibilities remain close to their non-interacting limit, even for large on-site repulsions. We argue that this behaviour is typical of the strongly doped case. We also report a region in parameter space with negative static local screening.