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Physical review. B, Condensed matter

Perturbation theory of the electronic properties in strongly correlated solids

M. M. Steiner, Robert C. Albers, Douglas J. Scalapino, Lu Jeu Sham

Published Jan 15, 1991• 43 citations
Publisher

Abstract

In an attempt to obtain a better description than the local-density approximation (LDA) for the electronic structure of realistic narrow-band systems, we have studied a perturbation-theory method for the self-energy and have tested it on the electronic properties of the periodic one-dimensional Anderson model. For a number of models we have calculated a wide range of properties such as quasiparticle energies, spectral densities, reduced hybridizations, and various magnetic correlation functions. For two different models we were able to compare with Monte Carlo results and found good agreement. In general, we have obtained a description of narrow-band systems that is more reasonable than the one given by the LDA.

DOI
10.1103/physrevb.43.1637

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International Journal of Quantum Chemistry•Jan 1, 2005•2 citations
In an attempt to obtain a better description than the local-density approximation (LDA) for the electronic structure of realistic narrow-band systems, we have studied a perturbation-theory method for the self-energy and have tested it on the electronic properties of the periodic one-dimensional Anderson model. For a number of models we have calculated a wide range of properties such as quasiparticle energies, spectral densities, reduced hybridizations, and various magnetic correlation functions. For two different models we were able to compare with Monte Carlo results and found good agreement. In general, we have obtained a description of narrow-band systems that is more reasonable than the one given by the LDA.
We compare the quasiparticle band structure for a model insulator obtained from the fluctuation exchange approximation (FEA) with the eigenvalues of the corresponding density-functional theory (DFT) and local-density approximation (LDA). The discontinuity in the exchange-correlation potential for this model is small and the FEA and DFT band structures are in good agreement. In contrast to conventional wisdom, the LDA for this model overestimates the size of the band gap. We argue that this is a consequence of an FEA self-energy that is strongly frequency dependent, but essentially local.
We developed a periodic version of density matrix embedding theory, DMET, with which it is possible to perform electronic structure calculations on periodic systems and compute the band structure of solid-state materials. Electron correlation can be captured by means of a local impurity model using various wave function methods, such as full configuration interaction, coupled cluster, and multiconfigurational methods. The method is able to describe not only the ground-state energy but also the quasiparticle band picture via the real space-momentum space implementation. We investigate the performance of periodic DMET in describing the ground-state energy as well as the electronic band structure for one-dimensional solids. Our results show that DMET is in good agreement with other many-body techniques at a cheaper computational cost. We anticipate that periodic DMET can be a promising first principle method for strongly correlated materials.
We introduce a scheme through which the ground-state electronic density n and total energy Ev [n] of inhomogeneous interacting systems can be determined in a self-consistent (SC) way. It is based on a SC perturbation expansion for the single-particle Green function G. Our employed expansion is argued to be valid under all conditions provided that the ground-state charge density of the interacting system is pure-state non-interacting v representable. The formalism discussed in this paper has been applied to a quasi-one-dimensional periodic system. It has even been possible to carry out SC calculations with the dynamically screened exchange diagram (the so-called GW diagram, where W is the dynamically screened electron-electron interaction function) for the self-energy operator Σ. A coherent mode of interpretation of a number of our results entails that the overwhelming success of the GW framework in relatively accurately reproducing the experimental energy gaps of a number of semiconductors and insulators may be a direct consequence of non-self-consistency effects; whereas a non-self-consistent calculation in our tests increases the value of the local-density approximation (LDA) gap in the range of 40–65% of the ‘experimental’ gaps, self-consistency effects reduce this range to 14–17%. The same line of argument leads us to conclude that, in our model, 26–35% of the LDA error in the gap energies is due to the absence of a well known discontinuity in the LDA exchange-correlation potential, and the remaining part is due to the Kohn-Sham eigenvalues not being identifiable with one-particle excitation energies. A natural conclusion that may be drawn from these observations is that a correct description of excitation energies (e.g. of the gap energy) cannot be achieved without including, at least approximately, the vertex part of Σ, which is entirely absent in the GW scheme.
Most of the basic ideas of the density-functional theory (DFT) are shown to be unrelated to the fact that the particle density is used as the basic variable. After presenting the general formalism and a simple example unrelated to densities, we discuss various approaches to density-functional theory on a lattice. One has proven useful for the understanding of various fundamental issues of the DFT. The exact Kohn-Sham band gap and the band gap in the local-density approximation (LDA) are compared to the exact results for a one-dimensional model. As the interacting homogeneous system can be solved exactly no further approximation is needed to formulate the LDA.
Abstract The diagrammatic strong‐coupling perturbation theory (SCPT) for correlated electron systems is developed for intersite Coulomb interaction and for a nonorthogonal basis set. The construction is based on iterations of exact closed equations for many‐electron Green functions (GFs) for Hubbard operators in terms of functional derivatives with respect to external sources. The graphs, which do not contain the contributions from the fluctuations of the local population numbers of the ion states, play a special role: a one‐to‐one correspondence is found between the subset of such graphs for the many‐electron GFs and the complete set of Feynman graphs of weak‐coupling perturbation theory (WCPT) for single‐electron GFs. This fact is used for formulation of the approximation of renormalized Fermions (ARF) in which the many‐electron quasi‐particles behave analogously to normal Fermions. Then, by analyzing: (a) Sham's equation, which connects the self‐energy and the exchange–correlation potential in density functional theory (DFT); and (b) the Galitskii and Migdal expressions for the total energy, written within WCPT and within ARF SCPT, a way we suggest a method to improve the description of the systems with correlated electrons within the local density approximation (LDA) to DFT. The formulation, in terms of renormalized Fermions LDA (RF LDA), is obtained by introducing the spectral weights of the many‐electron GFs into the definitions of the charge density, the overlap matrices, effective mixing and hopping matrix elements, into existing electronic structure codes, whereas the weights themselves have to be found from an additional set of equations. Compared with LDA+U and self‐interaction correction (SIC) methods, RF LDA has the advantage of taking into account the transfer of spectral weights, and, when formulated in terms of GFs, also allows for consideration of excitations and nonzero temperature. Going beyond the ARF SCPT, as well as RF LDA, and taking into account the fluctuations of ion population numbers would require writing completely new codes for ab initio calculations. The application of RF LDA for ab initio band structure calculations for rare earth metals is presented in part II of this study (this issue). © 2005 Wiley Periodicals, Inc. Int J Quantum Chem, 2005