Abstract. I present a partially historical discussion of the basis of the quantum theory in nonmathematical terms using human knowledge and consciousness as an underlying theme. I show that the philosophical position in both classical and quantum theory is the experimental and mathematical philosophy of Isaac Newton. Because almost all the systems we deal with are multicomponent, we must consider the limitations and openness imposed by thermodynamics on our claims in both classical and quantum treatments. Here the reality of measurement stands in the way of any simple picture but also provides the basis for considerations of free will. Particular care is taken with the concepts of quantum measurement, entanglement, and decoherence because of their importance in the discussion.
Abstract. I present a partially historical discussion of the basis of the quantum theory in nonmathematical terms using human knowledge and consciousness as an underlying theme. I show that the philosophical position in both classical and quantum theory is the experimental and mathematical philosophy of Isaac Newton. Because almost all the systems we deal with are multicomponent, we must consider the limitations and openness imposed by thermodynamics on our claims in both classical and quantum treatments. Here the reality of measurement stands in the way of any simple picture but also provides the basis for considerations of free will. Particular care is taken with the concepts of quantum measurement, entanglement, and decoherence because of their importance in the discussion.
Introduction Chapter 1 dealt with one of the deepest mysteries in modern science: how to explain consciousness. This Part deals with another mystery: how to make sense of quantum mechanics. Both involve a problem of reconciliation with the classical worldview, which is one hint that the two mysteries might be related. A second is that, unlike classical physics, which makes no reference to or allowance for consciousness, quantum theory raises the issue of consciousness and its relationship to the physical world in a very direct way. These hints do not necessarily mean there is a connection between the two mysteries, but by the end of this Part I hope to have shown why it would be natural to look for one. My more immediate aim here is to give the social scientific reader an introductory understanding of the experimental findings of quantum theory, its key concepts, and the debates about its interpretation. The discussion assumes no prior knowledge of quantum physics and makes no use of mathematics. Quantum theory without equations might seem like an oxymoron, and certainly reading this Part will not enable anyone to use quantum theory. But to a perhaps surprising degree it is possible to understand quantum theory without being able to use it. Its findings can be communicated in ordinary language, and the same goes for its main concepts and interpretive debates. One consequence of this has been the emergence of a virtual cottage industry of books on quantum theory for a lay audience. Most are written by physicists, and many are quite good. However, it is not just popular treatments that do without equations: much of the professional philosophical literature does as well. (I draw on both kinds of literature below.) Philosophers of physics are trained to understand the math, of course, which is necessary for a full appreciation of the issues.
Quantum mechanics is usually defined in terms of some loosely connected axioms and rules. Such a foundation is far from the beauty of, e.g., the `principles' underlying classical mechanics. Motivated, in addition, by notorious interpretation problems, there have been numerous attempts to modify or `complete' quantum mechanics. A first attempt was based on so-called hidden variables; its proponents essentially tried to expel the non-classical nature of quantum mechanics. More recent proposals intend to complete quantum mechanics not within mechanics proper but on a `higher (synthetic) level'; by means of a combination with gravitation theory (R Penrose), with quantum information theory (C M Caves, C A Fuchs) or with psychology and brain science (H P Stapp). I think it is fair to say that in each case the combination is with a subject that, per se , suffers from a very limited understanding that is even more severe than that of quantum mechanics. This was acceptable, though, if it could convincingly be argued that scientific progress desperately needs to join forces. Quantum mechanics of a closed system was a beautiful and well understood theory with its respective state being presented as a point on a deterministic trajectory in Liouville space---not unlike the motion of a classical N -particle system in its 6N -dimensional phase-space. Unfortunately, we need an inside and an outside view, we need an external reference frame, we need an observer. This unavoidable partition is the origin of most of the troubles we have with quantum mechanics. A pragmatic solution is introduced in the form of so-called measurement postulates: one of the various incompatible properties of the system under consideration is supposed to be realized (i.e. to become a fact, to be defined without fundamental dispersion) based on `instantaneous' projections within some externally selected measurement basis. As a result, the theory becomes essentially statistical rather than deterministic; furthermore there is an asymmetry between the observed and the observing. This is the point where consciousness may come in. Complemented by an introduction and several appendices, Henry Stapp's book consists essentially of three parts: theory, implications, and new developments. The theory part gives a very readable account of the Copenhagen interpretation, some aspects of a psychophysical theory, and, eventually, hints towards a quantum foundation of the brain--mind connection. The next part, `implications', summarizes some previous attempts to bridge the gap between the working rules of quantum mechanics and their possible consequences for our understanding of this world (Pauli, Everett, Bohm, Heisenberg). The last section, `new developments', dwells on some ideas about the conscious brain and its possible foundation on quantum mechanics. The book is an interesting and, in part, fascinating contribution to a field that continues to be a companion to `practical' quantum mechanics since its very beginning. It is doubtful whether such types of `quantum ontologies' will ever become (empirically) testable; right now one can hardly expect more than to be offered some consistent `grand picture', which the reader may find more or less acceptable or even rewarding. Many practicing quantum physicists, though, will remain unimpressed. The shift from synthetic ontology to analytic ontology is the foundation of the present work. This means that fundamental wholes are being partitioned into their ontologically subordinate components by means of `events'. The actual event, in turn, is an abrupt change in the Heisenberg state describing the quantum universe. The new state then defines the tendencies associated with the next actual event. To avoid infinite regression in terms of going from one state of tendencies to the next, consciousness is there to give these events a special `feel', to provide a status of `intrinsic actuality'. The brain of an alert human observer is similar in an important way to a quantum detection device: it can amplify small signals to large macroscopic effects. On the other hand, actual events are not postulated to occur exclusively in brains. They are more generally associated with the formation of records. Records are necessarily part of the total state of the universe: it is obvious that the state of the universe cannot undergo a Schrödinger dynamics and at the same time record its own history. `The full universe consists therefore of an exceedingly thin veneer of relatively sluggish, directly observable properties resting on a vast ocean or rapidly fluctuating unobservable ones.' The present ideas also bear on how the world should be seen to develop. While conventional cosmology encounters problems as to how to define the intial conditions, which would enter the governing equations of motion, here `the boundary conditions are set not at some initial time, but gradually by a sequence of acts that imposes a sequence of constraints. After any sequence of acts there remains a collection of possible worlds, some of which will be eliminated by the next act.' Connected with those acts is `meaning': there has always been some speculation about the special significance of local properties in our understanding of the world. One could argue that correlations (even the quantum correlations found, e.g., in the EPR-experiments) were as real as anything else. But also Stapp stresses the special role of locality: the `local observable properties, or properties similar to them are the natural, and perhaps exclusive, carriers of meaning in the quantum universe. From this point of view the quantum universe tends to create meaning.' This sounds like an absolute concept: meaning not with respect to something else, but defined intrinsically---not easy to digest. The role of consciousness in the developing quantum universe requires more attention. `The causal irrelevance of our thoughts within classical physics constitutes a serious deficiency of that theory, construed as a description of reality.' This is taken to be entirely different within quantum mechanics. `The core idea of quantum mechanics is to describe our activities as knowledge-seeking and knowledge-using agents.' `21st century science does not reduce human beings to mechanical automata. Rather it elevates human beings to agents whose free choices can, according to the known laws, actually influence their behaviour.' An example with respect to perception is discussed: `Why, when we look at a triangle, do we experience three lines joined at three points and not some pattern of neuron firings?' The brain `does not convert an actual whole triangle into some jumbled set of particle motions; rather it converts a concatenation of separate external events into the actualization of some single integrated pattern of neural activity that is congruent to the perceived whole triangle.' How convincing is this proposal? It is hard to tell. I think Henry Stapp did a good job, but there are tight limitations to any such endeavour. Quantum mechanics is often strange indeed, but it also gives rise to our classical world around us. For the emergence of classicality jumps and measurement projections (the basic phenomena connected with those fundamental events of choice) are not needed. Therefore, I doubt whether the explanation of the evolution of our world really allows (or requires) that much free choice. On the other hand, most scientist will agree that empirical science was not possible without free will: we could not ask independent questions if this asking was part of a deterministic trajectory. The fact that the result of a quantum measurement is indeterminate (within given probabilities) does certainly not explain free will. How about the type of measurment? The experimentalist will have to assume that he can select the pertinent observable within some limits. But given a certain design the so-called pointer basis (producing stable measurement results) is no longer a matter of free choice. `The main theme of classical physics is that we live in a clocklike universe.' Today it is often assumed that the universe was a big (quantum-) computer or a cellular automaton. Many would be all too happy to leave that rather restrictive picture behind. But where to go? Stapp suggests giving consciousness a prominent role: `The most profound alteration of the fundamental principles was to bring consciousness of human beings into the basic structure of the physical theory.' How far we are able to go in this direction will depend on the amount of concrete research results becoming available to support this view.
In classical physics there is, in accordance with common sense, an objective world ‘out there’. That world evolves in a clear and deterministic way, being governed by precisely formulated mathematical equations. This is as true for the theories of Maxwell and Einstein as it is for the original Newtonian scheme. Physical reality is taken to exist independently of ourselves; and exactly how the classical world ‘is’ is not affected by how we might choose to look at it. Moreover, our bodies and our brains are themselves to be part of that world. They, also, are viewed as evolving according to the same precise and deterministic classical equations. All our actions are to be fixed by these equations - no matter how we might feel that our conscious wills may be influencing how we behave. Such a picture appears to lie at the background of most serious 1 philosophical arguments concerned with the nature of reality, of our conscious perceptions, and of our apparent free will. Some people might have an uncomfortable feeling that there should also be a role for quantum theory - that fundamental but disturbing scheme of things which, in the first quarter of this century, arose out of observations of subtle discrepancies between the actual behaviour of the world and the descriptions of classical physics. To many, the term ‘quantum theory’ evokes merely some vague concept of an ‘uncertainty principle’, which, at the level of particles, atoms or molecules, forbids precision in our descriptions and yields merely probabilistic behaviour. Actually, quantum descriptions are very precise, as we shall see, although radically different from the familiar classical ones. Moreover, we shall find, despite a common view to the contrary, that probabilities do not arise at the minute quantum level of particles, atoms, or molecules - those evolve deterministically - but, seemingly, via some mysterious larger-scale action connected with the emergence of a classical world that we can consciously perceive. We must try to understand this, and how quantum theory forces us to change our view of physical reality.
Decoherence: A Fresh Look is an interdisciplinary exploration of decoherence as both a scientific concept and a philosophical gateway to deeper questions concerning reality, knowledge, consciousness, causality, and human understanding. The book examines the implications of modern physics—particularly quantum theory, relativity, and the changing scientific conception of reality—for philosophy, metaphysics, and religious thought. It also considers the historical influence of classical determinism, atheism, theism, and major philosophical traditions on humanity’s understanding of God, the universe, and the nature of existence. Drawing inspiration from the intellectual legacy of Allama Muhammad Iqbal, the work seeks to renew the dialogue between science, philosophy, and religion in the context of the twenty-first century. Rather than presenting decoherence merely as a technical physical process, the book treats it as a conceptual point of departure for reconsidering the relationship between observation, consciousness, probability, objectivity, and reality. This book is intended for readers interested in philosophy of science, metaphysics, quantum theory, religious philosophy, consciousness studies, and contemporary discussions concerning the limits and possibilities of human knowledge.
There have lately been a variety of attempts to connect, or even explain, if not in fact, reduce human consciousness to quantum mechanical processes. Such attempts tend to draw a sharp and fundamental distinction between the role of consciousness in classical mechanics, and on the other hand, in quantum mechanics, with an insistence on the assumed exceptional character of the latter. What is strangely missed, however, is the role of human consciousness as such in the very discovery or creation of both of these physical theories. And this a priori role is far more important than all the possible a posteriori interplays between consciousness and the mentioned two theories of physics, interplays which may happen during one or another specific experiment, measurement, and so on. In this regard it is suggested that the specific features human consciousness may exhibit during interactions with quantum mechanical systems may as well have other explanations which do not appear to be less plausible, or less well founded.
In PHYSICS AND PHILOSOPHY: The Revolution Modern Science, (1) Werner Heisenberg aims, in not too technical language, to clarify change concept of reality manifesting itself quantum theory. He means to contribute to an articulation of the (not only epistemology) that underlies quantum theory's modified logical patterns. (2) To highly unusual degree, Heisenberg is gripped by sense of responsibility of modern quantum physicist to convey, language immediately intelligible to thinking public, his most serious and far-reaching reflections on metaphysical implications of his scientific work. One may go so far as to say that there is substantial evidence, partly within Physics and Philosophy, that Heisenberg regards such reflections and their public communication as his most important task. Heisenberg is especially apt for this intensely self-conscious contribution to humanity's historical-cultural development because his stature as principal originating architect of quantum at its most fundamental level is complemented by his deployment of an unusually broad and deep erudition and lifelong preoccupation with philosophic and artistic ontology from Anaximander through Kant and Goethe to Heidegger. No thinker has yet appeared who possesses such an authoritative combination of decisively necessary learning quantum physics and historical development of philosophic ontology. Despite flurry of renewed scholarly interest development of Heisenberg's scientific work, (3) and his complex relation to dramatic unfolding of German cultural his time, (4) there has yet to be executed sustained and philosophically critical interpretative commentary on this book that is his crucial philosophical-ontological legacy. Given profound ontological puzzles that continue to attend quantum physics and its implications for humanity's past as well as present and future conception of reality, such critical exegesis of this text is overdue. In what follows I try to extricate central nerve of Heisenberg's sinuously unfolding, dialectical exposition, and process to elucidate its strengths but also its deep ambiguities and perplexities--which express, I believe, fundamental dilemmas that pervade contemporary ontology. I Heisenberg makes inviolability of principle of noncontradiction cornerstone of his discussion. Unlike Aristotle (5) Heisenberg does not wrestle with challenge posed by possible denial of principle. He understands nonmathematical articulation of quantum to escape what would otherwise be devastating contradictions--most obviously contradiction wave/particle character of basic entities described by theory--through Bohr's famous principle of complementarity (which Heisenberg closely associates with von Weizsacker's notion of coexistent states), combined with Heisenberg's own principle of potentia, potentiality, potentialities. (6) II After brief introduction, Heisenberg his second chapter sketches history of quantum theory and process begins to explain what he means by potentia. In 1924 Bohr and his colleagues tried to solve apparent contradiction between picture and particle picture by concept of wave. The electromagnetic were treated not as 'real' waves but as mathematical descriptions of probabilities, every point relevant space, for the absorption (or induced emission) of light quantum by an atom at this point. Later this idea of was applied more effectively to much more abstract mathematical in many-dimensional configuration space that was discovered through researches of Schrodinger. Heisenberg reinterprets this mathematical probability wave ontological tenus, as signaling tendency [Tendenz] for a definite happening [einem bestimmten Geschehen], thus introducing remarkable kind of physical reality, standing middle between possibility and actuality: a quantitative version of old concept of 'dunamis' or 'potentia' philosophy of Aristotle. …