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Physical Review B

Ground and excited-state fermions in a one-dimensional double-well: Exact and density-functional solutions

Rudolph J Magyar

Published May 26, 2009• 16 citations
Publisher

Abstract

Two of the most popular quantum-mechanical models of interacting fermions are compared to each other and to potentially exact solutions for a pair of contact-interacting fermions trapped in a one-dimensional (1D) double-well potential, a model of atoms in a quasi-1D optical lattice, or electrons of a hydrogen molecule in a strong magnetic field. An exact few-body Hamiltonian is solved numerically in momentum space yielding a highly correlated eigenspectrum. Additionally, approximate ground-state energies are obtained using both density-functional theory (DFT) functional and two-site Hubbard models. A 1D adiabatic local-density approximation kernel is constructed for use in time-dependent density-functional theory (TDDFT) and the resulting excited-state spectrum is compared to the exact and Hubbard results. DFT is shown to give accurate results for wells with small separations but fails to describe localization of opposite spin fermions to different sites. A locally cognizant density functional based on an effective local fermion number would provide a solution to this problem, and an approximate treatment presented here compares favorably to the exact and Hubbard results. The TDDFT excited-state spectrum is accurate in the small parameter regime with nonadiabatic effects accounting for any deviations. As expected, the ground-state Hubbard model outperforms DFT at large separations but breaks down at intermediate separations due to improper scaling to the united-atom limit. At strong coupling, both Hubbard and TDDFT methods fail to capture the appropriate energetics.

DOI
10.1103/physrevb.79.195127

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Two of the most popular quantum-mechanical models of interacting fermions are compared to each other and to potentially exact solutions for a pair of contact-interacting fermions trapped in a one-dimensional (1D) double-well potential, a model of atoms in a quasi-1D optical lattice, or electrons of a hydrogen molecule in a strong magnetic field. An exact few-body Hamiltonian is solved numerically in momentum space yielding a highly correlated eigenspectrum. Additionally, approximate ground-state energies are obtained using both density-functional theory (DFT) functional and two-site Hubbard models. A 1D adiabatic local-density approximation kernel is constructed for use in time-dependent density-functional theory (TDDFT) and the resulting excited-state spectrum is compared to the exact and Hubbard results. DFT is shown to give accurate results for wells with small separations but fails to describe localization of opposite spin fermions to different sites. A locally cognizant density functional based on an effective local fermion number would provide a solution to this problem, and an approximate treatment presented here compares favorably to the exact and Hubbard results. The TDDFT excited-state spectrum is accurate in the small parameter regime with nonadiabatic effects accounting for any deviations. As expected, the ground-state Hubbard model outperforms DFT at large separations but breaks down at intermediate separations due to improper scaling to the united-atom limit. At strong coupling, both Hubbard and TDDFT methods fail to capture the appropriate energetics.
Two of the most popular quantum mechanical models of interacting fermions are compared to each other and to potentially exact solutions for a pair of contact-interacting fermions trapped in a 1D double-well potential, a model of atoms in a quasi-1D optical lattice or electrons of a Hydrogen molecule in a strong magnetic field. An exact few-body Hamiltonian is solved numerically in momentum space yielding a highly-correlated eigenspectrum. Additionally, approximate ground-state energies are obtained using both density functional theory (DFT) functional and 2-site Hubbard models. A 1D adiabatic LDA kernel is constructed for use in time-dependent density functional theory (TDDFT), and the resulting excited-state spectrum is compared to the exact and Hubbard results. DFT is shown to give accurate results for wells with small separations but fails to describe localization of opposite spin fermions to different sites. A locally cognizant (LC) density functional based on an effective local fermion number would provide a solution to this problem, and an approximate treatment presented here compares favorably with the exact and Hubbard results. The TDDFT excited-state spectrum is accurate in the small parameter regime with non-adiabatic effects accounting for any deviations. As expected, the ground-state Hubbard model outperforms DFT at large separations but breaks down at intermediate separations due to improper scaling to the united-atom limit. At strong coupling, both Hubbard and TDDFT methods fail to capture the appropriate energetics.
A density-functional theory (DFT) of lattice fermion models is presented, which uses the single-particle density matrix ${\ensuremath{\gamma}}_{\mathrm{ij}}$ as basic variable. A simple, explicit approximation to the interaction-energy functional $W[\ensuremath{\gamma}]$ of the Hubbard model is derived from exact dimer results, scaling properties of $W[\ensuremath{\gamma}]$ and known limits. Systematic tests on the one-dimensional chain show a remarkable agreement with the Bethe-ansatz exact solution for all interaction regimes and band fillings. New results are obtained for the ground-state energy and charge-excitation gap in two dimensions. A successful description of strong electron correlations within DFT is achieved.
The Hubbard model is investigated in the framework of lattice density functional theory (LDFT). The single-particle density matrix ${\ensuremath{\gamma}}_{\mathrm{ij}}$ with respect to the lattice sites is considered as the basic variable of the many-body problem. A new approximation to the interaction-energy functional $W[\ensuremath{\gamma}]$ is proposed which is based on its scaling properties and which recovers exactly the limit of strong electron correlations at half-band filling. In this way, a more accurate description of W is obtained throughout the domain of representability of ${\ensuremath{\gamma}}_{\mathrm{ij}},$ including the crossover from weak to strong correlations. As examples of applications results are given for the ground-state energy, charge-excitation gap, and charge susceptibility of the Hubbard model in one-, two-, and three-dimensional lattices. The performance of the method is demonstrated by comparison with available exact solutions, with numerical calculations, and with LDFT using a simpler dimer ansatz for W. Goals and limitations of the different approximations are discussed.
Understanding the effect of correlations in interacting many-body systems is one of the main challenges in quantum mechanics. While the general problem can only be addressed by approximate methods and numerical simulations, in some limiting cases, it is amenable to exact solutions. I will present a family of exact solutions for strongly interacting 1D quantum gases in arbitrary external potential, valid for bosons, multicomponent fermions and mixtures. It allows us to obtain experimental observables such as the density profiles and momentum distribution at all momentum scales, beyond the Luttinger liquid approach. It also predicts the exact quantum dynamics at all the times, including the small oscillation regime yielding the collective modes of the system and the large quench regime where the system parameters are changed considerably. The solution can be extended to describe finite-temperature conditions, spin, and magnetization effects. In particular I will present large-size calculations of the frequency- and momentum-resolved spectral function of strongly repulsive lattice bosons and a symmetry-breaking exact solution for a Bose-Bose mixture. Our approach directly describes the experiments with trapped ultracold atoms where the strongly correlated regime in one dimension has been achieved.
In this Thesis, we develop and apply an accurate method to determine the ground-state properties of strongly-correlated electrons in the framework of lattice model Hamiltonians. In lattice density-functional theory (LDFT) the basic variable is the one-particle density matrix γ. From a generalized HK theorem, the ground state energy Egs[γgs] = minγ E[γ] is obtained by minimizing the energy-functional E[γ] over all the physical or representable γ. The energy functional can be divided into two contributions: the kinetic-energy functional T [γ], which linear dependence on γ is exactly known, and the correlation-energy functional W [γ], which dependence on γ is not explicitly known. Finding accurate approximations for W [γ] constitutes the actual challenge of this thesis. Part of this work is based on previous studies which derive an approximation of W [γ] for the Hubbard Hamiltonian based on scaling hypothesis and an exact analytical results for the Hubbard dimer. However, this approach is limited to spin independent and homogeneous systems. In order to extend the scope of LDFT, we have developed three different approaches to derive W [γ] in order to study broken symmetry problems. First we extend the previous scaling functional to system having charge transfer. By a systematic study of the dependence of W [γ] on the charge distribution we find similar scaling properties as for the homogeneous case. An extension to the Hubbard model on bipartite lattices is then derived and applied to finite and infinite systems with repulsive and attractive interactions. The high accuracy of this functional is demonstrated. Nevertheless, this approach is difficult to transfer to more complex systems, since the calculation of W [γ] applies to the system as a whole. To overcome this problem, we derive another approximation based on local scaling properties. This functional is formulated on-site so that it can be applied to any ordered or disordered Hamiltonian with on-site interaction. As applications we study the metal-insulator transition in the ionic Hubbard model in oneand two-dimensions, as well as the one-dimensional Hubbard chain with first and second nearest neighbor hoppings. Finally, we develop a numerical approach of W [γ], on the basis on exact diagonalizations of an effective many-body Hamiltonian corresponding to a cluster surrounded by an effective medium. This effective Hamiltonian depends on the density matrix γ and allows to derive approximation to W [γ] which improve systematically with increasing cluster size. The formulation is spin-dependent and allows a straightforward generalization to multi-orbital correlated systems such spd-Hamiltonians. In addition it take into account the effects of short-range charge and spin fluctuations in the functional. The accuracy of the method is demonstrated for the Hubbard model by comparison with the Bethe-Ansatz solution (1D) and quantum Monte Carlo simulations (2D). Finally, an outlook or relevant future developments of the theory is provided.
The dimerized one-dimensional Hubbard model is studied in the framework of lattice density-functional theory (LDFT). The single-particle density matrix ${\ensuremath{\gamma}}_{\mathrm{ij}}$ with respect to the lattice sites is considered as the basic variable. The corresponding interaction-energy functional $W[{\ensuremath{\gamma}}_{\mathrm{ij}}]$ is defined by Levy's constrained search. Exact numerical results are obtained for $W({\ensuremath{\gamma}}_{12},{\ensuremath{\gamma}}_{23}),$ where ${\ensuremath{\gamma}}_{12}={\ensuremath{\gamma}}_{i,i+1}$ for odd i and ${\ensuremath{\gamma}}_{23}={\ensuremath{\gamma}}_{i,i+1}$ for even i are the nearest-neighbor density-matrix elements along the chain. The domain of representability of ${\ensuremath{\gamma}}_{\mathrm{ij}}$ and the functional dependence of $W({\ensuremath{\gamma}}_{12},{\ensuremath{\gamma}}_{23})$ are analyzed. A simple, explicit approximation to $W({\ensuremath{\gamma}}_{12},{\ensuremath{\gamma}}_{23})$ is proposed, which is derived from scaling properties of W, exact dimer results, and known limits. Using this approximation, LDFT is applied to determine ground-state properties and charge-excitation gaps of finite and infinite dimerized chains as a function of the Coulomb-repulsion strength U/tU/tU/t and of the alternation $\ensuremath{\delta}t$ of the hopping integrals tij{t}_{\mathrm{ij}}tij​ ${(t}_{\mathrm{ij}}=t\ifmmode\pm\else\textpm\fi{}\ensuremath{\delta}t).$ The accuracy of the method is demonstrated by comparison with available exact solutions and accurate numerical calculations. Goals and limitations of the present approach are discussed particularly concerning its ability to describe the crossover from weak to strong electron correlations.