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Physical review. B, Condensed matter

Classical effective Hamiltonians, Wigner functions, and the sign problem

John H. Samson

Published Jan 1, 1995• 8 citations
Publisher

Abstract

In the functional-integral technique an auxiliary field, coupled to appropriate operators such as spins, linearizes the interaction term in a quantum many-body system. The partition function is then averaged over this time-dependent stochastic field. Quantum Monte Carlo methods evaluate this integral numerically, but suffer from the sign (or phase) problem: the integrand may not be positive definite (or not real). It is shown that, in certain cases that include the many-band Hubbard model and the Heisenberg model, the sign problem is inevitable on fundamental grounds. Here, Monte Carlo simulations generate a distribution of incompatible operators---a Wigner function---from which expectation values and correlation functions are to be calculated; in general no positive-definite distribution of this form exists. The distribution of time-averaged auxiliary fields is the convolution of this operator distribution with a Gaussian of variance proportional to temperature, and is interpreted as a Boltzmann distribution exp(-\ensuremath{\beta}${\mathit{V}}_{\mathrm{eff}}$) in classical configuration space. At high temperatures and large degeneracies this classical effective Hamiltonian ${\mathit{V}}_{\mathrm{eff}}$ tends to the static approximation as a classical limit. In the low-temperature limit the field distribution becomes a Wigner function, the sign problem occurs, and ${\mathit{V}}_{\mathrm{eff}}$ is complex. Interpretations of the distributions, and a criterion for their positivity, are discussed. The theory is illustrated by an exact evaluation of the Wigner function for spin s and the effective classical Hamiltonian for the spin-1/2 van der Waals model. The field distribution can be negative here, more noticeably if the number of spins is odd.

DOI
10.1103/physrevb.51.223

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In the functional-integral technique an auxiliary field, coupled to appropriate operators such as spins, linearizes the interaction term in a quantum many-body system. The partition function is then averaged over this time-dependent stochastic field. Quantum Monte Carlo methods evaluate this integral numerically, but suffer from the sign (or phase) problem: the integrand may not be positive definite (or not real). It is shown that, in certain cases that include the many-band Hubbard model and the Heisenberg model, the sign problem is inevitable on fundamental grounds. Here, Monte Carlo simulations generate a distribution of incompatible operators---a Wigner function---from which expectation values and correlation functions are to be calculated; in general no positive-definite distribution of this form exists. The distribution of time-averaged auxiliary fields is the convolution of this operator distribution with a Gaussian of variance proportional to temperature, and is interpreted as a Boltzmann distribution exp(-\ensuremath{\beta}Veff{\mathit{V}}_{\mathrm{eff}}Veff​) in classical configuration space. At high temperatures and large degeneracies this classical effective Hamiltonian Veff{\mathit{V}}_{\mathrm{eff}}Veff​ tends to the static approximation as a classical limit. In the low-temperature limit the field distribution becomes a Wigner function, the sign problem occurs, and Veff{\mathit{V}}_{\mathrm{eff}}Veff​ is complex. Interpretations of the distributions, and a criterion for their positivity, are discussed. The theory is illustrated by an exact evaluation of the Wigner function for spin s and the effective classical Hamiltonian for the spin-1/2 van der Waals model. The field distribution can be negative here, more noticeably if the number of spins is odd.
The auxiliary-field quantum Monte Carlo method is reviewed. The Hubbard-Stratonovich transformation converts an interacting Hamiltonian into a non-interacting Hamiltonian in a time-dependent stochastic field, allowing calculation of the resulting functional integral by Monte Carlo methods. The method is presented in a sufficiently general form to be applicable to any Hamiltonian with one- and two-body terms, with special reference to the Heisenberg model and one- and many-band Hubbard models. Many physical correlation functions can be related to correlation functions of the auxiliary field; general results are given here. Issues relating to the choice of auxiliary fields are addressed; operator product identities change the relative dimensionalities of the attractive and repulsive parts of the interaction. Frequently the integrand is not positive-definite, rendering numerical evaluation unstable. If the auxiliary field violates time-reversal invariance, the integrand is complex and this sign problem becomes a phase problem. The origin of this sign or phase is examined from a number of geometrical and other viewpoints and illustrated by simple examples: the phase problem by the spin (1/2) Heisenberg model, and the sign problem by the attractive SU(N) Hubbard model on a triangular molecule with negative hopping integrals. In the latter case, widely studied in the Jahn-Teller literature, the sign is due neither to fermions nor spin, but to frustration. This system is used to illustrate a number of suggested interpretations of the sign problem.
The partition function of interacting electrons is often represented as that of noninteracting electrons moving in a stochastic time-dependent field, integrated over the field. Quantum Monte Carlo computation of this functional integral suffers from the sign problem: rapid oscillation of the sign of the integrand at low temperature. The integrand is in general complex: the phase tends to a Berry phase for smooth paths at low temperatures, where spins follow fields adiabatically, and to zero in the high-temperature limit, recovering the static approximation.
A quantum spin system can be modelled by an equivalent classical system, with an effective Hamiltonian obtained by integrating all non-zero frequency modes out of the path integral. The effective Hamiltonian H_eff(S_i) derived from the coherent-state integral is highly singular: the quasiprobability density exp(-beta H_eff), a Wigner function, imposes quantisation through derivatives of delta functions. This quasiprobability is the distribution of the time-averaged lower symbol of the spin in the coherent-state integral. We relate the quantum Monte Carlo minus-sign problem to the non-positivity of this quasiprobability, both analytically and by Monte Carlo integration.
Itinerant magnets are widely studied by functional integration: a stochastic field {Δi(τ)} replaces the interaction in the Heisenberg and N-band Hubbard models, giving the partition function Z=ʃD3Δexp(–NβV[{Δi(τ)}]) as an integral over a time-dependent field. A difficulty in quantum Monte Carlo simulations is that some paths contribute negative weight to the integral. We consider the contribution exp(−NβV[{Δi(τ)}]) of an arbitrary path. The path has a phase, tending to a Berry phase for smooth paths in the low-temperature narrow-band limit (where spins follow fields adiabatically), and to zero in the high-temperature limit, recovering the static approximation. Time dependence can be integrated out in simple cases, yielding an effective static Hamiltonian Veff({Δi}). The weight exp[−NβVeff({Δi})] is real but not positive-definite.
A quantum spin system can be modelled by an equivalent classical system, with an effective Hamiltonian obtained by integrating all non-zero frequency modes out of the path integral. The effective Hamiltonian Heff({Si}) derived from the coherent-state integral is highly singular: the quasiprobability density exp(−βHeff), a Wigner function, imposes quantisation through derivatives of delta functions. This quasiprobability is the distribution of the timeaveraged lower symbol of the spin in the coherent-state integral. We relate the quantum Monte Carlo minus-sign problem to the non-positivity of this quasiprobability, both analytically and by Monte Carlo integration. 1
The main difficulty for path integral Monte Carlo studies of Fermi systems results from the requirement of antisymmetrization of the density matrix and is known in literature as the 'sign problem'. To overcome this issue the new numerical version of the %{\large {\tiny {\Huge }}} Wigner approach to quantum mechanics for treatment thermodynamic properties of degenerate systems of fermions has been developed. The new path integral representation of quantum Wigner function in the phase space has been obtained for canonical ensemble. Explicit analytical expression of the Wigner function accounting for Fermi statistical effects by effective pair pseudopotential has been proposed. Derived pseudopotential depends on coordinates, momenta and degeneracy parameter of fermions and takes into account Pauli blocking of fermions in phase space. The new quantum Monte-Carlo method for calculations of average values of arbitrary quantum operators has been proposed. To test the developed approach calculations of the momentum distribution function of the degenerate ideal system of Fermi particles has been carried out in a good agreement with analytical Fermi distributions. Generalization of this approach for studies influence of interparticle interaction on momentum distribution functions of strongly coupled Fermi system is in progress.