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The Journal of Chemical Physics

Interacting electrons, spin statistics, and information theory

Luca M. Ghiringhelli, Ian P. Hamilton, Luigi Delle Site

Published Jan 6, 2010• 55 citations
Publisher

Abstract

We consider a nearly (or quasi) uniform gas of interacting electrons for which spin statistics play a crucial role. A previously developed procedure, based on the extension of the Levy-Lieb constrained search principle and Monte Carlo sampling of electron configurations in space, allows us to approximate the form of the kinetic-energy functional. For a spinless electron gas, this procedure led to a correlation term, which had the form of the Shannon entropy, but the resulting kinetic-energy functional does not satisfy the Lieb-Thirring inequality, which is rigorous and one of the most general relations regarding the kinetic energy. In this paper, we show that when the fermionic character of the electrons is included via a statistical spin approach, our procedure leads to correlation terms, which also have the form of the Shannon entropy and the resulting kinetic-energy functional does satisfy the Lieb-Thirring inequality. In this way we further strengthen the connection between Shannon entropy and electron correlation and, more generally, between information theory and quantum mechanics.

DOI
10.1063/1.3280953

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We consider a nearly (or quasi) uniform gas of interacting electrons for which spin statistics play a crucial role. A previously developed procedure, based on the extension of the Levy-Lieb constrained search principle and Monte Carlo sampling of electron configurations in space, allows us to approximate the form of the kinetic-energy functional. For a spinless electron gas, this procedure led to a correlation term, which had the form of the Shannon entropy, but the resulting kinetic-energy functional does not satisfy the Lieb-Thirring inequality, which is rigorous and one of the most general relations regarding the kinetic energy. In this paper, we show that when the fermionic character of the electrons is included via a statistical spin approach, our procedure leads to correlation terms, which also have the form of the Shannon entropy and the resulting kinetic-energy functional does satisfy the Lieb-Thirring inequality. In this way we further strengthen the connection between Shannon entropy and electron correlation and, more generally, between information theory and quantum mechanics.
In the context of quantum information, both Shannon entropy and the different Jaynes entropy for a two-electron ``entangled artificial'' atom proposed by Moshinsky are studied here. The Jaynes entropy in this model is shown to be intimately related to the correlation kinetic energy. A generalization of the customary Shannon entropy based on the electron density is then proposed in terms of the electron pair correlation function. Both definitions behave in a similar way to the Jaynes entropy when considered as a function of the strength of the model electron-electron interaction.
The influence of correlations of uniform Fermi systems (nuclear matter, electron gas, and liquid 3He^{3}\mathrm{He}3He) on Shannon's information entropy, SSS, is studied. SSS is the sum of the information entropies in position and momentum spaces. It is found that, for three different Fermi systems with different particle interactions, the correlated part of SSS (Scor)({S}_{\mathit{cor}})(Scor​) depends on the correlation parameter of the systems or on the discontinuity gap of the momentum distribution through two parameter expressions. The values of the parameters characterize the strength of the correlations. A two parameter expression also holds between Scor{S}_{\mathit{cor}}Scor​ and the mean kinetic energy (K)(K)(K) of the Fermi system. The study of thermal effects on the uncorrelated electron gas leads to a relation between the thermal part of SSS (Sthermal)({S}_{\mathit{\text{thermal}}})(Sthermal​) and the fundamental quantities of temperature, thermodynamical entropy, and the mean kinetic energy. It is found that, in the case of low temperature limit, the expression connecting Sthermal{S}_{\mathit{\text{thermal}}}Sthermal​ with KKK is the same to the one which connects Scor{S}_{\mathit{cor}}Scor​ with KKK. There are only some small differences on the values of the parameters. Thus, regardless of the reason (correlations or thermal) that changes KKK, SSS takes almost the same value.
The influence of correlations of uniform Fermi systems (nuclear matter, electron gas and liquid 3He) on Shannon's information entropy, S, is studied. It is found that, for three different Fermi systems with different particle interactions, the correlated part of S (Soor) depends on the correlation parameter of the systems or on the discontinuity gap of the momentum distribution through two parameter expressions. The values of the parameters characterize the strength of the correlations. A two parameter expression also holds between Scor and the mean kinetic energy (K) of the Fermi system. The study of thermal effects on the uncorrelated electron gas leads to a relation between the thermal part of S (Sthermai) and the fundamental quantities of temperature, thermodynamical entropy and the mean kinetic energy. It is found that, in the case of low temperature limit, the expression connecting Sthermai with Κ is the same to the one which connects Scor with K. Thus, regardless of the reason (correlations or thermal) that changes K, S takes almost the same value.
In a previous work (Ghiringhelli L. M. and Delle Site L., Phys. Rev. B , 77 (2008) 073104) we have proposed a methodological approach to determine the electron correlations contained in the kinetic functional. Its application to the test case of an almost uniform interacting electron gas led to a local density functional of the form ∫ρ( r )lnρ( r )d r . In this work we discuss the interpretation of such a result by performing an analysis of the formal and numerical properties of the functional under the process of coordinates' scaling. On the basis of such an analysis we propose a local analytic form of the kinetic functional of which the previous numerical result is a first-order approximation.
We consider a gas of interacting electrons in the limit of nearly uniform density and treat the one dimensional (1D), two dimensional (2D) and three dimensional (3D) cases. We focus on the determination of the correlation part of the kinetic functional by employing a Monte Carlo sampling technique of electrons in space based on an analytic derivation via the Levy-Lieb constrained search principle. Of particular interest is the question of the behaviour of the functional as one passes from 1D to 3D; according to the basic principles of Density Functional Theory (DFT) the form of the universal functional should be independent of the dimensionality. However, in practice the straightforward use of current approximate functionals in different dimensions is problematic. Here, we show that going from the 3D to the 2D case the functional form is consistent (concave function) but in 1D becomes convex; such a drastic difference is peculiar of 1D electron systems as it is for other quantities. Given the interesting behaviour of the functional, this study represents a basic first-principle approach to the problem and suggests further investigations using highly accurate (though expensive) many-electron computational techniques, such as Quantum Monte Carlo.
In a previous work [L. Delle Site, J. Phys. A: Math. Theor. 40, 2787 (2007)], the derivation of an analytic expression for the kinetic functional of a many-body electron system has been proposed. Though analytical, the formula is still nonlocal (multidimensional) and thus not ideal for numerical applications. In this work, by treating the test case of a uniform gas of interacting spinless electrons, we propose a computational protocol which combines the previous analytic results with the Monte Carlo sampling of electronic configurations in space. This, we show, leads to an internally consistent scheme to design well founded local kinetic functionals.