The one-dimensional three-band Hubbard Hamiltonian is shown to be equivalent to an effective Hamiltonian that has independent spinon and holon quasiparticle excitations plus a weak coupling of the two. The spinon description includes both copper sites and oxygen hole sites leading to a one-dimensional antiferromagnet incommensurate with the copper lattice. The holons are spinless noninteracting fermions in a simple cosine band. Because the oxygen sites are in the Hamiltonian, the quasiparticles are much simpler than in the exact solution of the t-J model for 2t = +/- J. If a similar description is correct for two dimensions, then the holons will attract in a p-wave potential.
NOTE: Text or symbols not renderable in plain ASCII are indicated by [...]. Abstract is included in .pdf document. The thesis deals with the theory of high temperature superconductivity from the standpoint of three-band Hubbard models. Chapter 1 of the thesis proposes a strongly coupled variational wavefunction that has the three-spin system of an oxygen hole and its two neighboring copper spins in a doublet and the background Cu spins in an eigenstate of the infinite range antiferromagnet. This wavefunction is expected to be a good "zeroth order" wavefunction in the superconducting regime of dopings. The three-spin polaron is stabilized by the hopping terms rather than the copper-oxygen antiferromagnetic coupling Jpd. Considering the effect of the copper-copper antiferromagnetic coupling Jdd, we show that the three-spin polaron cannot be pure Emery (Dg), but must have a non-negligible amount of doublet-u (Du) character for hopping stabilization. Finally, an estimate is made for the magnitude of the attractive coupling of oxygen holes. Chapter 2 presents an exact solution to a strongly coupled Hamiltonian for the motion of oxygen holes in a 1-D Cu-O lattice. The Hamiltonian separates into two pieces: one for the spin degrees of freedom of the copper and oxygen holes, and the other for the charge degrees of freedom of the oxygen holes. The spinon part becomes the Heisenberg antiferromagnet in 1-D that is soluble by the Bethe Ansatz. The holon piece is also soluble by a Bethe Ansatz with simple algebraic relations for the phase shifts. Finally, we show that the nearest neighbor Cu-Cu spin correlation increases linearly with doping and becomes positive at x [...] 0.70.
Strong coupling diagram technique equations are derived for hole Green’s functions of the three-band Hubbard model, which describes Cu–O planes of high-[Formula: see text] cuprates. The equations are self-consistently solved in the approximation, in which the series for the irreducible part in powers of the oxygen–copper hopping constant is truncated to two lowest-order terms. For parameters used for hole-doped cuprates, the calculated energy spectrum consists of lower and upper Hubbard subbands of predominantly copper nature, oxygen bands with a small admixture of copper states and the Zhang–Rice states of mixed nature, which are located between the lower Hubbard subband and oxygen bands. The spectrum contains also pseudogaps near transition frequencies of Hubbard atoms on copper sites.
We study a three-band effective model of a CuO 2 plane for the simple case of a single hole, with the aim of investigating the nature of the ground state stabilized by the motion of a single hole on the CuO 2 lattice. Our model is derived from, and retains the essential physics of the Anderson lattice model, but is more amenable to further investigation by virtue of the lifting of the spin degeneracy on the copper sites provided by perturbation theory. We use the Lanczos algorithm to numerically solve a series of finite systems which tend to the CuO 2 plane in the thermodynamic limit. Although we only study finite systems, the largest systems are sufficiently large to demonstrate behaviour that is independent of the boundary conditions, and is hence representative of the behaviour in the thermodynamic limit. In order to gain a good understanding of the competing energy scales, we consider only a single hole at T = 0. Our calculations predict that the ground state of the three-band model for a single hole is strongly quantum, dominated by short-range dimer correlations, reminiscent of a resonating valence bond state. There is no evidence for a discontinuity in the occupation number, indicating that the system is not a Fermi liquid. These predictions are in contrast to those of the t – J model, where the hole motion alone predicts Nagaoka ferromagnetism for the planar system, and one must include magnetic exchange terms in order to obtain the experimentally observed low-spin ground state.
We introduce a Hubbard model on a particular class of geometries, and consider the effect of doping the highly spin-degenerate Mott-insulating state with a microscopic number of holes in the extreme strong-coupling limit. The geometry is quite general, with pairs of atomic sites at each superlattice vertex, and a highly frustrated inter-atomic connectivity: the one-dimensional realization is a chain of edge-sharing tetrahedra. The sole model parameter is the ratio of intra-pair to inter-pair hopping matrix elements. If the intra-pair hopping is negligible then introducing a microscopic number of holes results in a ferromagnetic Nagaoka groundstate. Conversely, if the intra-pair hopping is comparable with the inter-pair hopping then the groundstate is low spin with short-ranged spin correlations. We exactly solve the correlated motion of a pair of holes in such a state and find that, in 1d and 2d, they form a bound pair on a length scale that increases with diminishing binding energy. This result is pertinent to the long-standing problem of hole motion in the CuO 2 planes of the high-temperature superconductors: we have rigorously shown that, on our frustrated geometry, the holes pair up and a short-ranged low-spin state is generated by hole motion alone.
On the basis of exact diagonalizations, a comparative study of two-particle optical and magnetic, as well as single-particle, excitations is presented for a two-dimensional (2D) multiorbital Hubbard model. For reasonable parameter sets appropriate for the cuprate superconductors, the single-particle excitations display strongly correlated states related to the Zhang-Rice Cu-O singlet construction. These states define the gap (to the upper Hubbard band) at half-filling and become partially occupied by doping holes in our 2\ifmmode\times\else\texttimes\fi{}2 unit-cell system. The optical results, which are the first quantitative calculations performed for realistic parameters of the three-band Hubbard model, clearly show three allowed optical transitions: (i) itinerant motion of the Cu-O singlets, having (for doping concentrations x\ensuremath{\ne}0) a spectral Drude distribution around \ensuremath{\omega}=0 with spectral weight proportional to x; (ii) unbinding of the O hole from the Cu spin in the singlet. This gives, in particular, a strong absorption peak due to singlet\ensuremath{\rightarrow}nonbonding oxygen transitions, again with relative weight \ensuremath{\sim}x.It is roughly centered at \ensuremath{\omega}\ensuremath{\sim}
JKondo, where
JKondo is the Kondo coupling and \ensuremath{\Delta} the bare Cu-O charge-transfer energy. It is this singlet unbinding that results in the by far dominant absorption structure between Drude and higher-energy Cu-O transitions and not the often discussed ``mid-infrared'' absorption due to transitions between different singlet states. (iii) Cu-O charge-transfer processes at energy \ensuremath{\sim}\ensuremath{\Delta}+
Upd. They show a pronounced excitonic effect due to the p-d interaction
Upd and have a reduced spectral weight shifted to higher energies for increased dopings. Findings (i)--(iii) are in general accordance with recent experimental data. Our study of the low-energy absorption is complemented with a numerical scaling analysis of the Drude weight in 1D, where, in particular, we find an interesting violation of Lenz's law for 4n-site Hubbard rings. Finally, the magnetic structure factor is calculated for the 2D case. For finite doping it contains a peak at 2
JKondo, which should be detectable in experiment.