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International Journal of Quantum Chemistry

Spin structure of the first order reduced density matrix and spin‐polarized states

Igor V. Abarenkov, S. N. Zagoulaev

Published Jan 1, 2008• 3 citations
Publisher

Abstract

Abstract The spin structure of the first order reduced density matrix (RDM‐1) for an arbitrary many‐electron state with zero z‐projection of the total spin is examined. It is well known that for the state ΨS0(r1σ1,…,rN σN), which is an eigenstate of operators ${\widehat {S^2}}$ and ${\widehat S}_z$ with quantum numbers S and M = 0, the matrix elements for spins α and β are equal for any r and r′: ρ (r|r′) = ρ (r|r′). In the present article, it is shown that the same is true for any state ΦM = 0(r1σ1,…,rN,σN) with indefinite total spin if in the expansion ΦM = 0 = ∑S DS ΨS0 only spins S with the same parity are present. To prove the statement, it is shown that the wave function ΨS0 acquires the phase factor (−1)N/2−S when all spin functions α(σi) are changed for β(σi) and vice versa. In the developed proof, the Hamiltonian was not used at all and it was not even assumed that the wave function ΨS0 is an eigenfunction of some Hamiltonian. Therefore the obtained result is valid for the stationary and non‐stationary states, ground and excited states, with and without homogeneous magnetic field imposed, exact and approximate wave functions. From the result obtained it follows, in particular, that for the stationary state to be spin‐polarized (ρ (r|r) ≠ ρ (r|r)) it is necessary for the Hamiltonian to mix states with different parity spins. The consequences from the proved statement for the antiferromagnetic state are discussed. © 2008 Wiley Periodicals, Inc. Int J Quantum Chem, 2008

DOI
10.1002/qua.21694

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Abstract The spin structure of the first order reduced density matrix (RDM‐1) for an arbitrary many‐electron state with zero z‐projection of the total spin is examined. It is well known that for the state ΨS0(r1σ1,…,rN σN), which is an eigenstate of operators S2^{\widehat {S^2}}S2 and S^z{\widehat S}_zSz​ with quantum numbers S and M = 0, the matrix elements for spins α and β are equal for any r and r′: ρ (r|r′) = ρ (r|r′). In the present article, it is shown that the same is true for any state ΦM = 0(r1σ1,…,rN,σN) with indefinite total spin if in the expansion ΦM = 0 = ∑S DS ΨS0 only spins S with the same parity are present. To prove the statement, it is shown that the wave function ΨS0 acquires the phase factor (−1)N/2−S when all spin functions α(σi) are changed for β(σi) and vice versa. In the developed proof, the Hamiltonian was not used at all and it was not even assumed that the wave function ΨS0 is an eigenfunction of some Hamiltonian. Therefore the obtained result is valid for the stationary and non‐stationary states, ground and excited states, with and without homogeneous magnetic field imposed, exact and approximate wave functions. From the result obtained it follows, in particular, that for the stationary state to be spin‐polarized (ρ (r|r) ≠ ρ (r|r)) it is necessary for the Hamiltonian to mix states with different parity spins. The consequences from the proved statement for the antiferromagnetic state are discussed. © 2008 Wiley Periodicals, Inc. Int J Quantum Chem, 2008
Abstract The spin‐free wave function due to Fock (Zh Eksp Teor Fiz, 1940, 10, 961) is re‐examined with a stress on the reduced density matrix (RDM) theory. The key notion of the Fock approach is the cyclic symmetry of wave functions. It is a specific algebraic identity involving transpositions of numbers taken from two different columns of the corresponding Young tableau. We show first how to construct symmetry adapted states by accounting for high‐order cyclic symmetry conditions. For Young's projectors, it gives a new expression including nothing but antisymmetrizers. Next, transforming the Fock spin‐free state by a duality operator (the star operator in exterior algebra), we arrive at the representation closely related to spin‐flip models. In such spin‐flip models, a coupling operator is the basic object for which we show that the cyclic symmetry is transformed into a tracelessness of the coupling operator. The main results are related to the spin‐free theory of spin properties. In particular, the theorem previously stated (Luzanov and Whyman, Int J Quantum Chem, 1981, 20, 1179) is refined by an explicit general representation of spin density operators through spin‐free (charge) RDMs. Some applications implicating high‐order RDMs (collectivity numbers, the unpaired electron problem, cumulant spin RDMs, spin correlators, etc.) are also considered. For spin‐free RDM components, a new projection procedure without constructing any symmetry adapted state is proposed. An unsolved problem of constructing orthogonal representation matrices within the Fock theory is raised. © 2010 Wiley Periodicals, Inc. Int J Quantum Chem, 2010
Abstract The ensemble N‐representability problem for the k‐th order reduced density matrix (k‐RDM) as well as the problem of reconstruction of the N‐particle system density matrices (N‐DM) from a given k‐RDM are studied. The spatial parts of the k‐RDM expansion in terms of spin tensorial operators Θ are represented using particular values (at specially chosen ) of the Radon transform of the N‐DM spatial parts (or their sums) 𝒟Nλ(x′ | x″) (here, is a d‐plane in the n‐space ℝn of x = (x′, x″)), with n = 6N, d = 3 (N − k), x′ ≡ (r′1, ⃛, r′N), x′ ≡ (r1″, ⃛, r″N ()). In this way, the problem is reduced to investigation of the properties of the functions . For a normalizable N – DM, it is proved that are bounded functions. The properties of implied by the N‐DM permutational symmetry, Hermiticity, and positive definiteness are found. A formal procedure of reconstruction of all N‐DM corresponding to a given k‐RDM is proposed. © 1995 John Wiley & Sons, Inc.
The Hohenberg–Kohn theorem implies the existence of an energy functional based solely on the first-order reduced density matrix of the ground state of an atomic or molecular system. Application of the variational principle for the functional EvM[γ] generates a set of coupled Euler equations for the representation coefficients and spin orbitals of a rank-M approximation to the exact ground-state density matrix. Defining the (assumed Hermitian) kernel FM[γ;x′,x]≡δEvM/δγ (x,x′), the equations in an arbitrary representation for the approximate density matrix, γ (x,x′) =ΣijMψ1(x) γijψj* (x′) are the following: ℱdξFM[γ;x′,ξ]ψi(ξ) =μψi(x′); i=1, 2,...,M; ℱdξFM[γ;x′,ξ] ΣMiψi(ξ) γ ij=ΣMiψi(x′) λij; j=1, 2, ...,M. The quantity μ is the chemical potential of the system of interest and the λij are a set of M2 Lagrange multipliers constraining the orthonormality of the spin orbital basis {ψ}. The coefficients γij must be chosen such that FM has the degenerate eigenvalue spectrum, FiiM=μ, i=1, 2,...,M, for all partially occupied orbitals. The spin orbitals, for a fixed set of coefficients, must be simultaneously determined so that λ is Hermitian. Provided all occupation numbers lie on the open interval (0,1), the stationary density matrix itself obeys the eigenvalue equation ℱdξFM[γ;x,ξ]γ (ξ,x′) =μγ (x,x′), and for any stationary density matrix the following commutation rules are valid: [FM[γ], γ]=0; [λ, γ]=0. The matrices γ and λ consequently can be brought simultaneously to diagonal form, and the canonical representation of the energy functional provides an eigenvalue equation determining the natural spin orbitals. The value of the chemical potential is μ=εi/ni, i=1, 2, ...,M; ε=diag (λ); from which follows the distribution function governing the occupation numbers of a stationary density matrix. Two limiting forms of the variational principle are examined, the exact and Hartree–Fock functionals, and related previous work by Gilbert is discussed. The physical content of the equations is illuminated by identification of the chemical potential as the negative of the electronegativity; Sanderson’s Principle of Electronegativity Equalization follows.
We investigate the structure of the one-body reduced density matrix of three electron systems, i.e., doublet and quadruplet spin configurations, corresponding to the smallest interacting system with an open-shell ground state. To this end, we use configuration interaction (CI) expansions of the exact wave function in Slater determinants built from natural orbitals in a finite dimensional Hilbert space. With the exception of maximally polarized systems, the natural orbitals of spin eigenstates are generally spin dependent, i.e., the spatial parts of the up and down natural orbitals form two different sets. A measure to quantify this spin dependence is introduced and it is shown that it varies by several orders of magnitude depending on the system. We also study the ordering issue of the spin-dependent occupation numbers which has practical implications in reduced density matrix functional theory minimization schemes, when generalized Pauli constraints (GPCs) are imposed and in the form of the CI expansion in terms of the natural orbitals. Finally, we discuss the aforementioned CI expansion when there are GPCs that are almost “pinned.”
We investigate the structure of the one-body reduced density matrix of three electron systems, i.e., doublet and quadruplet spin configurations, corresponding to the smallest interacting system with an open-shell ground state. To this end, we use configuration interaction (CI) expansions of the exact wave function in Slater determinants built from natural orbitals in a finite dimensional Hilbert space. With the exception of maximally polarized systems, the natural orbitals of spin eigenstates are generally spin dependent, i.e., the spatial parts of the up and down natural orbitals form two different sets. A measure to quantify this spin dependence is introduced and it is shown that it varies by several orders of magnitude depending on the system. We also study the ordering issue of the spin-dependent occupation numbers which has practical implications in reduced density matrix functional theory minimization schemes, when generalized Pauli constraints (GPCs) are imposed and in the form of the CI expansion in terms of the natural orbitals. Finally, we discuss the aforementioned CI expansion when there are GPCs that are almost "pinned."
The problem of pure-state N-representability of the two-particle spin-dependent density function ρ(x1, x2) is considered for an N-electron system, and a procedure for finding an N-representable ρ(x1, x2) is advanced. The problem is formulated in the framework of a family of N × N matrices formed from integrals of auxiliary two-particle functions θn(x1, x2) converging at n → ∞ to ρ(x1, x2)/[N(N−1)]. The simple requirement of positive definiteness of these matrices is shown to play a decisive role in finding an N-representable ρ(x1, x2). The results obtained may open new possibilities for using ρ(x1, x2) in the density-functional theory. © 1997 John Wiley & Sons, Inc. Int J Quant Chem 65: 127–142, 1997