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Physical review. B, Condensed matter

Penson-Kolb-Hubbard model: A study of the competition between single-particle and pair hopping in one dimension

Achille Hui, Sebastian Doniach

Published Jul 15, 1993• 41 citations
Publisher

Abstract

In this paper, we present a study of the ground-state phase diagram of a one-dimensional quantum chain, the Penson-Kolb-Hubbard model, H=-${\mathcal{J}}_{\mathrm{i},\mathrm{\ensuremath{\eta}}=\ifmmode\pm\else\textpm\fi{}1,\mathrm{\ensuremath{\sigma}}}$ (${\mathit{tc}}_{\mathit{i}+\mathrm{\ensuremath{\eta}}\mathrm{\ensuremath{\sigma}}}^{\mathrm{\ifmmode^\circ\else\textdegree\fi{}}}$${\mathit{c}}_{\mathit{i}\mathrm{\ensuremath{\sigma}}}$+${\mathit{Vc}}_{\mathit{i}+\mathrm{\ensuremath{\eta}}\mathrm{\ensuremath{\uparrow}}}^{\mathrm{\ifmmode^\circ\else\textdegree\fi{}}}$${\mathit{c}}_{\mathit{i}+}$ $_{\mathrm{\ensuremath{\eta}}\mathrm{\ensuremath{\downarrow}}}^{\mathrm{\ifmmode^\circ\else\textdegree\fi{}}}$${\mathit{c}}_{\mathit{i}\mathrm{\ensuremath{\downarrow}}}$${\mathit{c}}_{\mathit{i}\mathrm{\ensuremath{\uparrow}}}$)+ ${\mathcal{J}}_{\mathit{i}}$ U${\mathit{n}}_{\mathit{i}\mathrm{\ensuremath{\uparrow}}}$${\mathit{n}}_{\mathit{i}\mathrm{\ensuremath{\downarrow}}}$ at half filling. We have examined the system using exact diagonalization for samples of up to 12 sites and employed two techniques, eigenprojection decomposition and twisted-boundary conditions, in analyzing the data. These techniques allow us to characterize the ground state in a manner insensitive to changes in sample size and provide us with a clean way to visualize the physics. When used with the ``correct'' order parameter, qualitative features emerge even for sample sizes as small as six sites. We find that the second-order charge-density-wave--spin-density-wave transition in the weak-coupling limit (t\ensuremath{\gg}U\ensuremath{\sim}2V) turns into a first-order superconducting--antiferromagnetic transition in the strong-coupling regime [t\ensuremath{\ll}U\ensuremath{\sim}(4/\ensuremath{\pi})V]. We also observe evidence of a charge-density-wave--superconducting transition in the parameter range (t\ensuremath{\sim}V\ensuremath{\gg}U). These three transition lines meet together at a tricritical point at (t:U:V)\ensuremath{\sim}(0.04:0.54:0.42). A naive renormalization-group analysis in the intermediate-coupling regime produces results consistent with this conclusion.

DOI
10.1103/physrevb.48.2063

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arXiv:cond-mat/9806088•Physical review. B, Condensed matter•Mar 1, 1999•61 citations
In this paper, we present a study of the ground-state phase diagram of a one-dimensional quantum chain, the Penson-Kolb-Hubbard model, H=-Ji,\ensuremathη=\ifmmode±\else\textpm\fi1,\ensuremathσ{\mathcal{J}}_{\mathrm{i},\mathrm{\ensuremath{\eta}}=\ifmmode\pm\else\textpm\fi{}1,\mathrm{\ensuremath{\sigma}}}Ji,\ensuremathη=\ifmmode±\else\textpm\fi1,\ensuremathσ​ ({\mathit{tc}}_{\mathit{i}+\mathrm{\ensuremath{\eta}}\mathrm{\ensuremath{\sigma}}}^{\mathrm{\ifmmode^\circ\else\textdegree\fi{}}}$${\mathit{c}}_{\mathit{i}\mathrm{\ensuremath{\sigma}}}+{\mathit{Vc}}_{\mathit{i}+\mathrm{\ensuremath{\eta}}\mathrm{\ensuremath{\uparrow}}}^{\mathrm{\ifmmode^\circ\else\textdegree\fi{}}}$${\mathit{c}}_{\mathit{i}+} _{\mathrm{\ensuremath{\eta}}\mathrm{\ensuremath{\downarrow}}}^{\mathrm{\ifmmode^\circ\else\textdegree\fi{}}}$${\mathit{c}}_{\mathit{i}\mathrm{\ensuremath{\downarrow}}}$${\mathit{c}}_{\mathit{i}\mathrm{\ensuremath{\uparrow}}})+ Ji{\mathcal{J}}_{\mathit{i}}Ji​ U{\mathit{n}}_{\mathit{i}\mathrm{\ensuremath{\uparrow}}}$${\mathit{n}}_{\mathit{i}\mathrm{\ensuremath{\downarrow}}} at half filling. We have examined the system using exact diagonalization for samples of up to 12 sites and employed two techniques, eigenprojection decomposition and twisted-boundary conditions, in analyzing the data. These techniques allow us to characterize the ground state in a manner insensitive to changes in sample size and provide us with a clean way to visualize the physics. When used with the ``correct'' order parameter, qualitative features emerge even for sample sizes as small as six sites. We find that the second-order charge-density-wave--spin-density-wave transition in the weak-coupling limit (t\ensuremath{\gg}U\ensuremath{\sim}2V) turns into a first-order superconducting--antiferromagnetic transition in the strong-coupling regime [t\ensuremath{\ll}U\ensuremath{\sim}(4/\ensuremath{\pi})V]. We also observe evidence of a charge-density-wave--superconducting transition in the parameter range (t\ensuremath{\sim}V\ensuremath{\gg}U). These three transition lines meet together at a tricritical point at (t:U:V)\ensuremath{\sim}(0.04:0.54:0.42). A naive renormalization-group analysis in the intermediate-coupling regime produces results consistent with this conclusion.
The ground state of the one-dimensional half-filled Penson-Kolb-Hubbard model (with competing single-particle and pair hoppings in the presence of on-site Coulomb repulsion) has been investigated by a real space renormalization group method. The ground state energy, energy gap, local moment and several correlation functions are studied to obtain the phase diagram. The phase diagram consists of a spin density wave (SDW) state, a superconducting (SC) phase and a quasi-metallic phase dominated by short range SC correlations for positive values of the pair hopping amplitude; when this amplitude is negative, the phase diagram contains a near-metallic commensurate charge density wave and an SC phase of pairs with centre-of-mass momentum q= pi apart from an SDW phase.
Different kinds of instabilities (charge-density wave, spin-density wave, singlet superconductivity) in the one-dimensional Hubbard model with pair-hopping interaction are investigated using an approximate Bethe-Salpeter equation. The study is performed at any density of electrons and for arbitrary values of the model parameters. In the absence of the on-site interaction, no transition occurs at half-filling for any finite negative pair-hopping parameter, in agreement with recent results; our calculation suggests that the Penson-Kolb model (t,W) with \ensuremath{\Vert}W/t\ensuremath{\Vert}/sinkF{\mathit{k}}_{\mathit{F}}kF​ behaves qualitatively like the Hubbard model (t,U). Phase diagrams of the Penson-Kolb-Hubbard model (t,U,W) at various densities are presented. \textcopyright{} 1996 The American Physical Society.
The phase diagrams and superconducting properties of the extended Hubbard model with pair hopping interaction, i.e., the Penson-Kolb-Hubbard model are studied. The analysis of the model is performed for d-dimensional hypercubic lattices, including d=1d=1d=1 and $d=\ensuremath{\infty},$ by means of the (broken symmetry) Hartree-Fock approximations and, for $d=\ensuremath{\infty},$ by the slave-boson mean-field method. For d=1,d=1,d=1, at half filling the phase diagram is shown to consist of nine different phases including two superconducting states with center-of-mass momentum q=0q=0q=0 and q=Qq=Qq=Q $(\ensuremath{\eta}$ pairing), site and bond-located antiferromagnetic and charge-density wave states as well as three mixed phases with coexisting site and bond orderings. The stability range of the bond-type orderings shrinks with increasing lattice dimensionality d and for $d=\ensuremath{\infty}$ the corresponding diagram consists of four phases only, involving exclusively site-located orderings. Comparing the pair hopping model with the attractive Hubbard model we found in both cases gradual evolution from the BCS-like limit to the tightly bound pairs regime and a monotonic increase of the gap in the excitation spectrum with increasing coupling. However, the dynamics of electron pairs in both models is qualitatively different, which results in different dependences of condensation energies and critical temperatures on interaction parameters as well as in different electrodynamic properties, especially in a strong coupling regime.