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Physical review. B, Condensed matter

Correlated-basis-function method for fermions on a lattice: The one-dimensional Hubbard model

X. Q. Wang, Stefano Fantoni, Erio Tosatti, Lu Yu, M. Viviani

Published Jun 1, 1990• 16 citations
Publisher

Abstract

We introduce a new lattice version of the correlated-basis-function approach for the study of strongly interacting electrons. As a first application we have chosen the one-dimensional Hubbard model. For this system, we have implemented different types of correlations: namely, (a) Gutzwiller; (b) Jastrow; (c) nearest-neighbor spin-spin; (d) excitonic (e-d); and (f) pairing (BCS). The resulting energies, momentum distribution, and other quantities are compared with exact results (when available) and are discussed, both from the methodological and physical point of view. The most important correlations that are needed to obtain good ground-state energies are found to be Gutzwiller (reduced double occupancy) plus e-d correlations (between empty and doubly occupied sites), in agreement with other studies.

DOI
10.1103/physrevb.41.11479

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•Feb 1, 1991•0 citations
We introduce a new lattice version of the correlated-basis-function approach for the study of strongly interacting electrons. As a first application we have chosen the one-dimensional Hubbard model. For this system, we have implemented different types of correlations: namely, (a) Gutzwiller; (b) Jastrow; (c) nearest-neighbor spin-spin; (d) excitonic (e-d); and (f) pairing (BCS). The resulting energies, momentum distribution, and other quantities are compared with exact results (when available) and are discussed, both from the methodological and physical point of view. The most important correlations that are needed to obtain good ground-state energies are found to be Gutzwiller (reduced double occupancy) plus e-d correlations (between empty and doubly occupied sites), in agreement with other studies.
We make use of a recently developed diagrammatic theory to calculate correlation functions for interacting fermions of Hubbard-type models in terms of the Gutzwiller wave function. Of the eleven nontrivial correlation functions involving the spin, density, empty and doubly occupied sites, and local Cooper pairs, four are shown to be independent. They are expressed as a power series in a suitably chosen correlation parameter, whose terms are represented diagrammatically. In one dimension these terms may be evaluated to arbitrary order by employing symmetry relations. This allows for an analytic, approximation-free calculation of the correlation functions for arbitrary momentum, particle density, and interaction strength. In the atomic limit the momentum-dependent spin-correlation function shows an antiferromagnetic divergence at half filling in all dimensions. In one dimension the behavior is in very good agreement with all exact analytic and numerical results for the antiferromagnetic Heisenberg chain. Hole-hole correlations also compare very well with exact results. However, correlations between holes and doubly occupied sites appear insufficient. Superconducting correlations involving on-site, singlet Cooper pairs are suppressed. The results allow for an analytic evaluation of the ground-state energy of a large class of extended Hubbard models in terms of the Gutzwiller wave function. Thus they provide exact upper bounds for their ground-state energies.
New variational wave functions are introduced to describe the Hubbard model in strong correlation. Intersite correlation (or Jastrow) factors are taken into account beyond the Gutzwiller wave function (GF). A study is made on the one-dimensional lattice and the two-dimensional square lattice at half-filling as well as less-than-half-filling. Much improvement can be achieved thereby in the description of physical quantities such as the momentum distribution and spin and charge density correlation functions. In addition, the ground state energy is lowered appreciably compared with the GF. In this connection, the Mott-Hubbard-type metal-insulator transition is also re-examined.
The Hubbard model is investigated in the framework of lattice density functional theory (LDFT). The single-particle density matrix ${\ensuremath{\gamma}}_{\mathrm{ij}}$ with respect to the lattice sites is considered as the basic variable of the many-body problem. A new approximation to the interaction-energy functional $W[\ensuremath{\gamma}]$ is proposed which is based on its scaling properties and which recovers exactly the limit of strong electron correlations at half-band filling. In this way, a more accurate description of W is obtained throughout the domain of representability of ${\ensuremath{\gamma}}_{\mathrm{ij}},$ including the crossover from weak to strong correlations. As examples of applications results are given for the ground-state energy, charge-excitation gap, and charge susceptibility of the Hubbard model in one-, two-, and three-dimensional lattices. The performance of the method is demonstrated by comparison with available exact solutions, with numerical calculations, and with LDFT using a simpler dimer ansatz for W. Goals and limitations of the different approximations are discussed.
A new analytic approach to the evaluation of ground-state properties of Hubbard-type models in terms of the Gutzwiller variational wave function is presented. It is based on the observation that expectation values in terms of this wave function may be expressed by sums over different lattice sites. This makes the application of Wick's theorem and the resulting contractions extremely simple, since the latter involve only anticommuting numbers as in a Grassmann algebra. Expressions for the momentum distribution ${n}_{\mathrm{k}\ensuremath{\sigma}}$ and the Hubbard interaction in terms of a power series in a particular correlation parameter are derived which are valid for all dimensions. An explicit diagrammatic evaluation of the coefficients is described. In one dimension these coefficients may be determined to all orders which yields an approximation-free calculation of nk{n}_{\mathrm{k}}nk​ and ground-state energy E for arbitrary density n and interaction strength U. In the case of a half-filled band and large U, hitherto unexpected nonanalyticities are found. The results allow for the first approximation-free assessment of the properties of the Gutzwiller wave function. It is shown that the well-known Gutzwiller approximation may be derived diagrammatically, too. The approximation is seen to yield the exact results for expectation values in terms of this wave function in the limit of infinite dimensionality.
Generalized Gutzwiller-type trial ground states for the Hubbard model are considered, which include extra variational parameters to control the nearest-neighbour charge-charge, charge-spin, and spin-spin correlations. The correlation between doubly occupied and empty sites is found to be particularly important. The results for the large- U regime show qualitative improvement when compared to the predictions of the simple Gutzwiller Ansatz: We get the correct order of magnitude for the energy density, and the band state occupation number is found to be a monotonically decreasing function, with the leading term corresponding to that of the t/U -expansion. We find that to get the small- U limit right, the pair-correlated Ansatz has to be used in conjunction with a cluster Gutzwiller approximation, and introduce a four-site cluster approximation which gives promising results. We argue that small-cluster Gutzwiller approximations get accurate in the limit of large lattice dimensionality.
Various methods and approximation schemes are used to study many-electron interacting systems. Two important many-particle models, the Anderson model and the Hubbard model, and their electromagnetic properties have been investigated in many parameter regimes, and applied to physical systems. An Anderson single-impurity model Hamiltonian based calculation of the magnetic susceptibility is performed for YbN in the presence of crystal fields using an alteration of the Non-Crossing Approximation proposed by Zwicknagl et.al., incorporating parameters obtained from ab initio band structure calculations. It yields good agreement with experimental data. For the Anderson lattice model, a variational scheme which uses specific many-electron wavefunctions as basis is applied to both one- and two-dimensional systems represented by symmetric Anderson lattice Hamiltonians. Without much computational effort, the ground state energy is well approximated, especially in strong-coupling limit. Some electronic properties are examined using the variational ground state wavefunction. The one-dimensional Hubbard model has been solved exactly for small-size clusters by diagonalizing the Hamiltonian in the basis of many-electron Bloch states. The results for the energy spectrum and eigenfunctions of the ground state and low-lying excited states are presented. Also, mean field calculations of the two-dimensional single-band Hubbard model and Cu-O lattice model (three-band Hubbard model) are carried out for various physical quantities including the energy, occupation probability, staggered magnetization, momentum distribution Fermi surface and density of states, by using a projection operator formalism. To develop a systematic approach to solving many-electron problems, the many-particle partition function for the free electron gas system is explored using a cumulant expansion scheme. Starting from the ground state, the partition function can be approximated to any order in terms of excitation energy. Its application to interacting systems such as the Anderson model and the Hubbard model is briefly discussed.