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Physical review. B, Condensed matter

Theory of the fractional quantum Hall effect

Zi-Zhao Gan, Zhao-Bin Su

Published Apr 15, 1987• 2 citations
Publisher

Abstract

A scaling procedure on the particle number is developed to construct the wave function of the uniform liquid ground state of the two-dimensional electron system in a strong magnetic field. When the filling factor is equal to the inverse of an odd number, this wave function is the correlated basis function introduced by Laughlin. In more general cases, when the filling factor is equal to a rational number, this wave function also can be regarded as a Laughlin wave function on the scale of a certain cluster. By this procedure, we can prove that an energy gap is always present between such a uniform liquid ground state and the excited states when the filling factor is equal to a rational number.

DOI
10.1103/physrevb.35.5702

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Motivated by the structure of the quasiparticle wavefunction in the composite fermion (CF) theory for fractional quantum Hall filling factor [Formula: see text] (m odd), I consider a suitable quasiparticle operator in differential form, as a modified form of Laughlin's quasiparticle operator, that reproduces quasiparticle wave function as predicted in the CF theory, without a priori assumption of the presence of CFs. I further consider the conjugate of this operator as quasihole operator for obtaining a novel quasihole wave function for 1/m state. Each of these wave functions is interpreted as expelling an electron into a different Hilbert subspace from the original Hilbert space of the Laughlin condensate while still maintaining its correlation (although changed) with the electrons in the condensate such that the expelled electron behaves as a CF with respect to the electrons in the condensate. With this interpretation, I show that the ground state wavefunctions for general states at filling fractions [Formula: see text], respectively, can be constructed as coherent superposition of n coupled Laughlin condensates and their 'conjugates', formed at different Hilbert subspaces. The corresponding wave functions, specially surprising for [Formula: see text] sequence of states, are identical with those proposed in the theory of noninteracting CFs. The states which were considered as fractional quantum Hall effect of interacting CFs, can also be treated in the same footing as for the prominent sequences of states describing as the coupled condensates among which one is a non-Laughlin condensate in a different Hilbert subspace. Further, I predict that the half filling of the lowest Landau level is a quantum critical point for phase transition between two topologically distinct phases each corresponding to a family of states: one consists of large number of coupled Laughlin condensates of filling factor 1/3 and the other corresponds to large number of coupled conjugate Laughlin condensates of filling factor 1, which may be distinguished, respectively, by the absence and presence of upstream edge modes.

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A scaling procedure on the particle number is developed to construct the wave function of the uniform liquid ground state of the two-dimensional electron system in a strong magnetic field. When the filling factor is equal to the inverse of an odd number, this wave function is the correlated basis function introduced by Laughlin. In more general cases, when the filling factor is equal to a rational number, this wave function also can be regarded as a Laughlin wave function on the scale of a certain cluster. By this procedure, we can prove that an energy gap is always present between such a uniform liquid ground state and the excited states when the filling factor is equal to a rational number.
The fractional quantum Hall effect was experimentally discovered in 1982. It was observed that the Hall conductivity σyx of a two-dimensional electron system is quantized, σyx=e2/3h, in the vicinity of the Landau level filling factor ν=1/3. In 1983, Laughlin proposed a trial many-body wave function, which he claimed described a “new state of matter”—a homogeneous incompressible liquid with fractionally charged quasiparticles. Here, I develop an exact diagonalization theory that allows one to calculate the energy and other physical properties of the ground and excited states of a system of N two-dimensional Coulomb interacting electrons in a strong magnetic field. I analyze the energies, electron densities, and other physical properties of the systems with N≤7 electrons continuously as a function of magnetic field in the range 1/4≲ν<1. The results show that both the ground and excited states of the system resemble a sliding Wigner crystal whose parameters are influenced by the magnetic field. Energy gaps in the many-particle spectra appear and disappear as the magnetic field changes. I also calculate the physical properties of the ν=1/3 Laughlin state for N≤8 and compare the results with the exact ones. This comparison, as well as an analysis of some other statements published in the literature, show that the Laughlin state and its fractionally charged excitations do not describe the physical reality, neither at small N nor in the thermodynamic limit. The results obtained shed new light on the nature of the ground and excited states in the fractional quantum Hall effect.
Liquid-Crystal State of ν=1/mν=1/mν=1/m Quantum Hall Effects
At filling factor ν=1/mν=1/mν=1/m, mmm odd integer, I present variational ground-state and excited-state wave functions, of two-dimensional electron system with homogeneous ion background, that show the condensation into a liquid-crystal state. For m=1,3,5m=1, 3, 5m=1,3,5, the ground-state energy per electron is substantially lower than the Laughlin one, for uniform liquid state.
It is shown that the ground-state and the lowest excited-states of two-dimensional electron system (2DES), with ion jellium background, correspond to partial crystal-like (with the period Lx□=2mπℓ0L_{x}^{\square}=\sqrt{2 m π} \ell_{0}Lx□​=2mπ​ℓ0​) correlation order among NNN electrons of the main region (MR; Lx×LyL_{x} \times L_{y}Lx​×Ly​). Many-body variational ground-state wave function of 2DES is presented at the fractional and the integral filling factors ν=1/mν=1/mν=1/m; m=2ℓ+1m=2\ell+1m=2ℓ+1 and ℓ=0,1,2,...\ell=0, 1, 2,...ℓ=0,1,2,.... The ground-state manifests the broken symmetry liquid-crystal state with 2DES density that is periodic along the y−y-y− direction, with the period Lx□/mL_{x}^{\square}/mLx□​/m, and independent of xxx. At m=3,5m=3, 5m=3,5, the ground-state has essentially lower energy per electron than the Laughlin, uniform liquid, ground-state; the same holds at m=1m=1m=1. At m≥3m \geq 3m≥3, the compound form of the many-body ground-state wave function leads to the compound structure of each electron within the main strip (MS; Lx□×LyL_{x}^{\square} \times L_{y}Lx□​×Ly​). Obtained compound exciton and compound spin-exciton states show finite excitation gaps. The excited compound electron (hole) is composed, within MS, from mmm strongly correlated quasielectrons (quasiholes) of the total charge e/me/me/m (−e/m-e/m−e/m) each. The activation gap is obtained: it is given by the excitation gap of relevant compound exciton, at m≥3m \geq 3m≥3, and by the gap of pertinent compound spin-exciton, at m=1m=1m=1. Quantized Hall conductance σH=e2/(2mπℏ)σ_{H}=e^{2}/(2 m π\hbar)σH​=e2/(2mπℏ) is obtained. The theory is in good agreement with experiments.
The Laughlin state is an ansatz for the ground state of a system of 2D quantum particles submitted to a strong magnetic field and strong interactions. The two effects conspire to generate strong and very specific correlations between the particles. I present a mathematical approach to the rigidity these correlations display in their response to perturbations. This is an important ingredient in the theory of the fractional quantum Hall effect. The main message is that potentials generated by impurities and residual interactions can be taken into account by generating uncorrelated quasi-holes on top of Laughlin's wave-function. An appendix contains a conjecture (not due to me) that should be regarded as a major open mathematical problem of the field, relating to the spectral gap of a certain zero-range interaction.
Ground-state of fractional and integral quantum Hall systems at ν≤1ν\leq 1ν≤1 and it excitations
Many-body variational ground-state wave function of two-dimensional electron system (2DES), localized in the main strip (MS)Lx□×LyL_{x}^{\square} \times L_{y}Lx□​×Ly​ of the finite width Lx□=2πmℓ0L_{x}^{\square}=\sqrt{2 πm} \ell_{0}Lx□​=2πm​ℓ0​ (and the periodic boundary condition (PBC) imposed along x−x-x−direction), is presented at the fractional and the integral filling factors ν=1/mν=1/mν=1/m for two different ion backgrounds: microscopical uniform ion background (UIB) and classical ion jellium background (IJB); ℓ0\ell_{0}ℓ0​ is the magnetic length, m=2ℓ+1m=2\ell+1m=2ℓ+1 and ℓ=0,1,2,...\ell=0, 1, 2,...ℓ=0,1,2,.... It is shown that the ground-state and the lowest excited-state can correspond to partial crystal-like correlation order among NNN electrons of the main region (MR) Lx×LyL_{x} \times L_{y}Lx​×Ly​; then the study of 2DES of NNN electrons within MR is exactly reduced to the treatment of 2DES of N~=NLx□/Lx\tilde{N}=N L_{x}^{\square}/L_{x}N~=NLx□​/Lx​ electrons localized within MS, with PBC along xxx. The ground-state manifests the broken symmetry liquid-crystal state with 2DES density that is periodic along the y−y-y− direction, with the period Lx□/mL_{x}^{\square}/mLx□​/m, and independent of xxx. For IJB, at m=3,5m=3, 5m=3,5, the ground-state has essentially lower energy per electron than the Laughlin, uniform liquid, ground-state (the Laughlin model uses IJB); the same holds at m=1m=1m=1. Obtained compound exciton and compound spin-exciton states show finite excitation gaps. The excited compound electron (hole) is composed, within MS, from mmm strongly correlated quasielectrons (quasiholes) of the charge e/me/me/m (−e/m-e/m−e/m. Quantized Hall conductance σH=e2/(2mπℏ)σ_{H}=e^{2}/(2 m π\hbar)σH​=e2/(2mπℏ) is obtained. The theory is in good agreement with experiments.
Motivated by the structure of the quasiparticle wavefunction in the composite fermion (CF) theory for fractional quantum Hall filling factor [Formula: see text] (m odd), I consider a suitable quasiparticle operator in differential form, as a modified form of Laughlin's quasiparticle operator, that reproduces quasiparticle wave function as predicted in the CF theory, without a priori assumption of the presence of CFs. I further consider the conjugate of this operator as quasihole operator for obtaining a novel quasihole wave function for 1/m state. Each of these wave functions is interpreted as expelling an electron into a different Hilbert subspace from the original Hilbert space of the Laughlin condensate while still maintaining its correlation (although changed) with the electrons in the condensate such that the expelled electron behaves as a CF with respect to the electrons in the condensate. With this interpretation, I show that the ground state wavefunctions for general states at filling fractions [Formula: see text], respectively, can be constructed as coherent superposition of n coupled Laughlin condensates and their 'conjugates', formed at different Hilbert subspaces. The corresponding wave functions, specially surprising for [Formula: see text] sequence of states, are identical with those proposed in the theory of noninteracting CFs. The states which were considered as fractional quantum Hall effect of interacting CFs, can also be treated in the same footing as for the prominent sequences of states describing as the coupled condensates among which one is a non-Laughlin condensate in a different Hilbert subspace. Further, I predict that the half filling of the lowest Landau level is a quantum critical point for phase transition between two topologically distinct phases each corresponding to a family of states: one consists of large number of coupled Laughlin condensates of filling factor 1/3 and the other corresponds to large number of coupled conjugate Laughlin condensates of filling factor 1, which may be distinguished, respectively, by the absence and presence of upstream edge modes.