Remarks on the formulations of the adiabatic theorem

V. S. Buslaev, E. A. Grinina

M. S. Sarandy, Lian-Ao Wu, Daniel A. Lidar

J. E. Avron, Alexander Elgart

We prove the adiabatic theorem for quantum evolution without the traditional gap condition. We show that the theorem holds essentially in all cases where it can be formulated. In particular, our result implies that the adiabatic theorem holds also for eigenvalues embedded in the continuous spectrum. If there is information on the Hölder continuity of the spectral measure, then one can also estimate the rate at which the adiabatic limit is approached. The adiabatic theorem of Quantum Mechanics describes the long time behavior of the solutions of an initial value problem where the Hamiltonian generating the evolution depends slowly in time. Traditionally, the theorem is stated for Hamiltonians that have an eigenvalue which is separated by a gap from the rest of the spectrum. Folk wisdom is that a gap condition is a sine qua non for the adiabatic theorem to hold. In particular, according to this folk wisdom, one does not expect a general adiabatic theorem for Hamiltonians that have an eigenvalue embedded in, say, the continuous spectrum. Our purpose is to show that this folk wisdom is wrong, and there is a general adiabatic theorem without a gap condition. All one really needs for the adiabatic theorem is a spectral projection for the Hamiltonian that depends smoothly on time.

Rachel Berkowitz

Jenn‐Tai Hwang, Philip Pechukas

This paper is concerned with the problem of calculating amplitudes for nonadiabatic transitions induced by a time-dependent Hamiltonian, in the semiclassical limit h/→0, with emphasis on questions relevant to semiclassical theories of electronically inelastic scattering. For this problem the semiclassical limit is mathematically equivalent to the adiabatic limit, and the adiabatic theorem says that all these transition amplitudes vanish in the limit; the question is, what is the asymptotic form of the nonadiabatic amplitudes, as they go to zero? We consider Hamiltonia that are analytic matrix functions of time. We prove a generalization of the adiabatic theorem to the complex time plane; paradoxically, the adiabatic theorem in the complex plane gives us directly the nonadiabatic amplitudes along the real time axis. We derive Dykhne’s remarkable formula for the two-state case, which says that the limiting form of the transition amplitude depends only on the energy curves of the two states, not on the nonadiabatic coupling which is responsible for transition between them. We discuss the three-state problem at length and show that the obvious generalization of the Dykhne formula is sometimes true, sometimes false. To indicate the scope of methods based on the adiabatic theorem in the complex plane, we give an elementary proof of the semiclassical formula for above-barrier reflection of a one-dimensional particle.