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Proceedings of the Royal Society of London A Mathematical and Physical Sciences

A modification of the Dirac time-dependent perturbation theory

Kaushik Bhattacharya

Published Aug 8, 1984• 12 citations
Publisher

Abstract

Abstract Within the framework of the method of variation of constants, time-dependent perturbation theory is presented in a form that naturally eliminates the undesirable ‘secular ’ terms for a time-independent perturbation, permits an order-by-order calculation of the exact wavefunction for a ‘resonant’ harmonic perturbation and offers a simple route to establish the adiabatic hypothesis in quantum mechanics. The formulation rests on the introduction of a flexibility in the choice of the phase factors associated with the varying amplitudes, together with development of a perturbation procedure that closely resembles the Brillouin-Wigner formalism in the static case, and which exploits the flexibility of the phase factors at each order of the theory.

DOI
10.1098/rspa.1984.0083

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Abstract Within the framework of the method of variation of constants, time-dependent perturbation theory is presented in a form that naturally eliminates the undesirable ‘secular ’ terms for a time-independent perturbation, permits an order-by-order calculation of the exact wavefunction for a ‘resonant’ harmonic perturbation and offers a simple route to establish the adiabatic hypothesis in quantum mechanics. The formulation rests on the introduction of a flexibility in the choice of the phase factors associated with the varying amplitudes, together with development of a perturbation procedure that closely resembles the Brillouin-Wigner formalism in the static case, and which exploits the flexibility of the phase factors at each order of the theory.
The Dirac variation-of-constants method has long provided a basis for perturbative solution of the time-dependent Schr\"odinger equation. In spite of its widespread utilization, certain aspects of the method have been discussed only superficially and remain somewhat obscure. The present review attempts to clarify some of these points, particularly those related to secular and normalization terms. Secular terms arise from an over-all time-dependent phase in the wave function, while normalization terms preserve the norm of the wave function. A proper treatment of the secular terms is essential in the presence of a physically significant level shift that can produce secular divergences in the time-dependent perturbation functions. The normalization terms are always important, although the formulation of a simple method for including them is of greatest utility in applications requiring higher-order perturbation theory (e.g., nonlinear optical phenomena), where difficulties have arisen in previous treatments. Although the Dirac perturbation technique includes the correct secular and normalization terms when properly executed, it is convenient to reinterpret the perturbation problem so that the secular and normalization terms can be factored from the wave function to all orders. It is shown that an appropriate over-all multiplicative, time-dependent normalization and phase factor can be obtained, and that it is simply the amplitude for finding the system in the unperturbed eigenstate at any time ttt. The regular part of the wave function remaining after this factorization provides a complete description of the physical properties of the system of interest and determines the over-all normalization and phase, as well. Most important, the regular function and its perturbation expansion satisfy equations which are more convenient for computational applications than are the customary Dirac equations, and, in contrast to the latter, they reduce directly to the familiar time-independent perturbation equations in the static limit. To illustrate the general development, the model problem of a linearly perturbed harmonic oscillator and the static, harmonic, and electromagnetic perturbations of arbitrary quantum-mechanical systems are treated explicitly. In the case of an adiabatically applied static perturbation, the familiar adiabatic theorem is recovered with the over-all phase factor giving the perturbed eigenvalue, while in the case of an harmonic perturbation, the overall phase factor obtained includes the system level shift appropriate for a quasiperiodic state. For an electromagnetic perturbation, compact expressions are obtained for various nonlinear optical susceptibilities in forms suitable for computations. Time-dependent Hartree-Fock approximations are treated explicity to demonstrate that difficulties can arise when normalization and secular terms are not extracted prior to application of the perturbation formalism. Connection is also made with other methods which can be employed to eliminate secular and normalization terms from the wave function; these include a projection procedure and multiple-time-scales perturbation theory. The elimination of secular divergences from the perturbation functions is shown to be important for the construction of a valid Fourier transform. Secular and normalization terms also arise in connection with variational principles for the time-dependent Schr\"odinger equation. By employing the Frenkel variational principle and an ansatz for the total wave function that explicitly isolates the secular and normalization terms, a computationally convenient variational functional is obtained. This form of the Frenkel principle provides a bound to the system level shift induced by an oscillatory perturbation and is equivalent to the Ritz variational principle in the static limit. Explicit expressions for the variational functional in the Hartree-Fock approximations are derived in forms suitable for computational applications to the interactions of radiation and matter.
A detailed comparative study of the structure and workability of various rearranged versions of the Dirac method of variation of constants for perturbative treatment of quantum dynamics is presented. The variants include a modified strategy proposed recently and also a new rearrangement of this form; both of these contain lambda dependent phase factors associated with the amplitudes which are determined order-by-order by following a Brillouin-Wigner type perturbation procedure, lambda being the perturbation parameter. The following classes of perturbation problems are considered: V, (V exp(i omega t)+V Dagger exp(-i omega t)), f(t)V and f(t)(V exp(i omega t)+V Dagger exp(-i omega t)), where f(t) defines some suitable adiabatic 'switching' function. Special attention is paid to (i) the avoidance of divergent parts in the amplitude-correction terms from the scheme, (ii) applicability to cases involving a degenerate initial state and a 'resonant' harmonic perturbation, (iii) use of both exponential and non-exponential forms for f(t) and (iv) possible sources of convergence difficulties in such variants. The merits and demerits of the schemes concerned for the different problems under investigation are also listed, for convenience, in a tabular form.
Through the use of the time-ordered perturbation expansion, an operator equation for the time-dependent perturbation problem, of the same form as occurs in the time-independent problem, is generated. Thus, a variational method can be used to study the time-dependent case as well as the time-independent case. This variational method is used to recover the Dirac expansion as an example of a solution in series form, and it is also used to develop a simple (approximate) analytic solution as an example of a solution in closed form.
Approximation methods are developed for systems where the time dependence of the Hamiltonian is small, slowly varying or rapidly varying. These correspond to perturbation, adiabatic and sudden approximations respectively. In this chapter we consider the time-dependent perturbation theory applicable for small time-dependent perturbation. This is the case when we wish to investigate the response of systems to incident radiation. The incident electromagnetic wave makes the electric and magnetic potentials to oscillate and the perturbation is usually very small compared with the static Hamiltonian. The theory of time-dependent perturbation was developed by Dirac in 1927 [1]. In this chapter we discuss the theory for constant and harmonic perturbations applied during a finite time interval, adiabatic and sudden perturbations.
We present details and expand on the framework leading to the recently introduced degenerate adiabatic perturbation theory [Phys. Rev. Lett. 104, 170406 (2010)], and on the formulation of the degenerate adiabatic theorem, along with its necessary and sufficient conditions [given in Phys. Rev. A 85, 062111 (2012)]. We start with the adiabatic approximation for degenerate Hamiltonians that paves the way to a clear and rigorous statement of the associated degenerate adiabatic theorem, where the non-Abelian geometric phase (Wilczek-Zee phase) plays a central role to its quantitative formulation. We then describe the degenerate adiabatic perturbation theory, whose zeroth-order term is the degenerate adiabatic approximation, in its full generality. The parameter in the perturbative power-series expansion of the time-dependent wave function is directly associated to the inverse of the time it takes to drive the system from its initial to its final state. With the aid of the degenerate adiabatic perturbation theory we obtain rigorous necessary and sufficient conditions for the validity of the adiabatic theorem of quantum mechanics. Finally, to illustrate the power and wide scope of the methodology, we apply the framework to a degenerate Hamiltonian, whose closed-form time-dependent wave function is derived exactly, and also to other nonexactly solvable Hamiltonians whose solutions are numerically computed.