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Physical Review B

Ward identity for nonequilibrium Fermi systems

Bedřich Velicky´, Anděla Kalvová, Václav Špička

Published Jan 2, 2008• 22 citations
Publisher

Abstract

A nonequilibrium Ward identity (NE WI) connecting the scalar transport vertex correction with one-particle self-energy is derived using the global $\mathrm{U}(1)$ symmetry of the fermion nonequilibrium Green's functions (NGF). The nonperturbative derivation does not depend on the details of the many-body system. A renormalized multiplicative composition rule for the NGF, reflecting time coherence, is obtained and related to the NE WI. Applications involve (i) testing the consistency of approximations shown in the example of a self-consistent Born approximation for disorder scattering, and (ii) in the general quantum transport theory, the formalism permits one to assess routes to generalized master equations, in particular those based on the generalized Kadanoff-Baym ansatz.

DOI
10.1103/physrevb.77.041201

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A nonequilibrium Ward identity (NE WI) connecting the scalar transport vertex correction with one-particle self-energy is derived using the global U(1)\mathrm{U}(1)U(1) symmetry of the fermion nonequilibrium Green's functions (NGF). The nonperturbative derivation does not depend on the details of the many-body system. A renormalized multiplicative composition rule for the NGF, reflecting time coherence, is obtained and related to the NE WI. Applications involve (i) testing the consistency of approximations shown in the example of a self-consistent Born approximation for disorder scattering, and (ii) in the general quantum transport theory, the formalism permits one to assess routes to generalized master equations, in particular those based on the generalized Kadanoff-Baym ansatz.
I review the way the many-body Green functions are used to renormalize the perturbation theory of correlated fermions. The Green functions are introduced to implement systematically dynamical corrections to the static mean-field theory. The renormalizations enter the perturbation theory via self-consistent evaluations of one-particle and two-particle Green functions. The one-particle self-consistency is discussed within the Baym-Kadanoff construction. We point to an inherent dichotomy of the Baym-Kadanoff approach in the relation between one and two-particle Green functions. They are the Schwinger-Dyson equation, directly derived from the generating Luttinger-Ward functional, and the Ward identity. The latter imposes a severe restriction on the two-particle irreducible vertex and is not guaranteed in the Baym-Kadanoff approach. No approximate theory is capable to obey both relations. I further discuss the two-particle approach with two-particle renormalizations that offers a way to reconcile the Schwinger-Dyson equation and the Ward identity. The two-particle irreducible vertex from the critical Bethe-Salpeter equation becomes a generating functional in the two-particle renormalization of the perturbation theory. The irreducible vertex is used in the Ward identity to determine the order parameter beyond the critical point and in the Bethe-Salpeter equation representing the vertex of the Schwinger-Dyson equation to determine the spectral self-energy in such a way that the thermodynamic critical behavior from both equations is qualitatively the same. Finally, I discuss a static mean-field-like approximation with a renormalized effective interaction determined self-consistently that leads to a qualitatively correct description of strong electron correlations in impurity and lattice models.
In this article, we present a concise and self-contained introduction to nonequilibrium statistical mechanics with quantum field theory by considering an ensemble of interacting identical bosons or fermions as an example. Readers are assumed to be familiar with the Matsubara formalism of equilibrium statistical mechanics such as Feynman diagrams, the proper self-energy, and Dyson's equation. The aims are threefold: (i) to explain the fundamentals of nonequilibrium quantum field theory as simple as possible on the basis of the knowledge of the equilibrium counterpart; (ii) to elucidate the hierarchy in describing nonequilibrium systems from Dyson's equation on the Keldysh contour to the Navier-Stokes equation in fluid mechanics via quantum transport equations and the Boltzmann equation; (iii) to derive an expression of nonequilibrium entropy that evolves with time. In stage (i), we introduce nonequilibrium Green's function and the self-energy uniquely on the round-trip Keldysh contour, thereby avoiding possible confusions that may arise from defining multiple Green's functions at the very beginning. We try to present the Feynman rules for the perturbation expansion as simple as possible. In particular, we focus on the self-consistent perturbation expansion with the Luttinger-Ward thermodynamic functional, i.e., Baym's Phi-derivable approximation, which has a crucial property for nonequilibrium systems of obeying various conservation laws automatically. We also show how the two-particle correlations can be calculated within the Phi-derivable approximation, i.e., an issue of how to handle the "Bogoliubov-Born-Green-Kirkwood-Yvons (BBGKY) hierarchy".
This review deals with the state of the art and perspectives of description of nonequilibrium many-body systems using the nonequilibrium Green's function (NGF) method. The basic aim is to describe time evolution of the many-body system from its initial state over its transient dynamics to its long time asymptotic evolution. First, we discuss basic aims of transport theories to motivate the introduction of the NGF techniques. Second, this article summarizes the present view on construction of the electron transport equations formulated within the NGF approach to nonequilibrium. We discuss incorporation of complex initial conditions to the NGF formalism, and the NGF reconstruction theorem, which serves as a tool to derive simplified kinetic equations. Three stages of evolution of the nonequilibrium, the first described by the full NGF description, the second by a non-Markovian generalized master equation and the third by a Markovian master equation will be related to each other.
This review deals with the state of the art and perspectives of description of nonequi-librium many-body systems using the nonequilibrium Green’s function (NGF) method. The basic aim is to describe time evolution of the many-body system from its initial state over its transient dynamics to its long time asymptotic evolution. First, we discuss basic aims of transport theories to motivate the introduction of the NGF techniques. Second, this article summarizes the present view on construction of the electron transport equations formulated within the NGF approach to nonequilibrium. We discuss incorporation of complex initial conditions to the NGF formalism, and the NGF reconstruction theorem, which serves as a tool to derive simplified kinetic equations. Three stages of evolution of the nonequilibrium, the first described by the full NGF description,the second by a non-Markovian generalized master equation and the third by a Markovianmaster equation will be related to each other.
A systematic and unambiguous method of deriving generalized transport equations, i.e., equations for distribution functions having a single-time structure, on the basis of the nonequilibrium Green function is obtained, if the common Kadanoff-Baym (KB) ansatz is replaced by a modification which we call the generalized KB ansatz. This new ansatz is fully consistent with the dynamical structure of the theory and is independent of any specific representation. The resulting equations appear to be the zeroth-order approximation of a systematic expansion in terms of the collision duration. In the case of the electron transport in a strong homogeneous electric field, the generalized ansatz is shown to be in agreement with the superoperator methods, whereas the KB ansatz is known to fail in this case.
In a nonequilibrium system, quasiparticles are defined, consistently with the construction of quantum transport equations, as one-electron excitations whose propagator possesses a time-local optical potential. This potential is constructed as a solution of the phase equation, a self-consistency condition reducing the renormalized Dyson equation to a formerly proposed multiplicative composition rule for the propagators. The Dyson equation for the particle correlation function is transformed to a renormalized quasiparticle reconstruction equation, whose leading term represents the quasiparticle Kadanoff-Baym ansatz [Physica E 29, 196 (2005)], an improvement over the standard generalized Kadanoff-Baym ansatz.