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Physical Review A

Wigner high-electron-correlation regime of nonuniform density systems: A quantal-density-functional-theory study

Douglas Achan, Lou Massa, Viraht Sahni

Published Aug 8, 2014• 17 citations
Publisher

Abstract

The Wigner regime of a system of electrons in an external field is characterized by a low electron density and a high electron-interaction energy relative to the kinetic energy. The low correlation regime is in turn described by a high electron density and an electron-interaction energy smaller than the kinetic energy. The Wigner regime of a nonuniform electron density system is investigated via quantal density functional theory (QDFT). Within QDFT, the contributions of electron correlations due to the Pauli exclusion principle, Coulomb repulsion, and correlation-kinetic effects are separately delineated and explicitly defined. The nonuniform electron density system studied is that of Hooke's atom in the Wigner regime for which the exact wave function is derived. As such the results of the QDFT analysis are exact. It is observed that in comparison to the low correlation case, not only is the electron-interaction energy greater than the kinetic energy as a fraction of the total energy, but so are its individual Hartree, Pauli, and Coulomb components. The ionization potential as a fraction of the total energy too is greater. But most significantly, in the Wigner regime, the correlation-kinetic energy as a fraction of both the electron-interaction and total energy is substantially greater than in the low correlation case. Hence, we propose that the Wigner regime now also be characterized by a high correlation-kinetic energy. The kinetic energy as a fraction of the total energy, however, is less than in the low correlation case. This fact and the high correlation-kinetic energy value in the Wigner regime is explained by the new concept of 'quantal compression' of the kinetic energy density derived from QDFT. The corresponding results for the low correlation case are in turn a consequence of a 'quantal decompression' of the kinetic energy density. From the QDFT analysis, the exact values for the Kohn-Sham theory 'exchange-correlation' and 'correlation' energy functionals of the density, and their respective functional derivatives are also obtained. These results ought to be of value in the construction and testing of new approximate energy functionals valid for the Wigner regime.

DOI
10.1103/physreva.90.022502

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The Wigner regime of a system of electrons in an external field is characterized by a low electron density and a high electron-interaction energy relative to the kinetic energy. The low correlation regime is in turn described by a high electron density and an electron-interaction energy smaller than the kinetic energy. The Wigner regime of a nonuniform electron density system is investigated via quantal density functional theory (QDFT). Within QDFT, the contributions of electron correlations due to the Pauli exclusion principle, Coulomb repulsion, and correlation-kinetic effects are separately delineated and explicitly defined. The nonuniform electron density system studied is that of Hooke's atom in the Wigner regime for which the exact wave function is derived. As such the results of the QDFT analysis are exact. It is observed that in comparison to the low correlation case, not only is the electron-interaction energy greater than the kinetic energy as a fraction of the total energy, but so are its individual Hartree, Pauli, and Coulomb components. The ionization potential as a fraction of the total energy too is greater. But most significantly, in the Wigner regime, the correlation-kinetic energy as a fraction of both the electron-interaction and total energy is substantially greater than in the low correlation case. Hence, we propose that the Wigner regime now also be characterized by a high correlation-kinetic energy. The kinetic energy as a fraction of the total energy, however, is less than in the low correlation case. This fact and the high correlation-kinetic energy value in the Wigner regime is explained by the new concept of 'quantal compression' of the kinetic energy density derived from QDFT. The corresponding results for the low correlation case are in turn a consequence of a 'quantal decompression' of the kinetic energy density. From the QDFT analysis, the exact values for the Kohn-Sham theory 'exchange-correlation' and 'correlation' energy functionals of the density, and their respective functional derivatives are also obtained. These results ought to be of value in the construction and testing of new approximate energy functionals valid for the Wigner regime.
The Wigner regime of a system of electrons in an external field is characterized by a low electron density and a high electron-interaction energy relative to the kinetic energy. The low-correlation regime is in turn described by a high electron density and an electron-interaction energy smaller than the kinetic energy. The Wigner regime of a nonuniform-electron-density system is investigated via quantal density functional theory (QDFT). Within QDFT, the contributions of electron correlations due to the Pauli exclusion principle, Coulomb repulsion, and correlation-kinetic effects are separately delineated and explicitly defined. The nonuniform-electron-density system studied is that of the Hooke's atom in the Wigner regime, for which the exact wave function is derived. As such, the results of the QDFT analysis are exact. It is observed that in comparison to the low-correlation case, not only is the electron-interaction energy greater than the kinetic energy as a fraction of the total energy, but so are its individual Hartree, Pauli, and Coulomb components. The ionization potential as a fraction of the total energy too is greater. But most significantly, in the Wigner regime, the correlation-kinetic energy as a fraction of both the electron-interaction and the total energy is substantially greater than in the low-correlation case. Hence, we propose that the Wigner regime now also be characterized by a high correlation-kinetic energy. The kinetic energy as a fraction of the total energy, however, is less than in the low-correlation case. This fact and the high correlation-kinetic energy value in the Wigner regime is explained by the concept of “quantal compression” of the kinetic energy density derived from QDFT. The corresponding results for the low-correlation case are in turn a consequence of a “quantal decompression” of the kinetic energy density. From the QDFT analysis, the exact values for the Kohn-Sham theory “exchange-correlation” and “correlation” energy functionals of the density and their respective functional derivatives are also obtained. These results ought to be of value in the construction and testing of approximate energy functionals valid for the Wigner regime.
Local effective potential theory of electronic structure is the mapping from a system of electrons in an external field to one of noninteracting fermions or bosons with the same electronic density. The energy and ionization potential are also thereby determined. The mappings may be achieved via either quantal density-functional theory (QDFT) or Hohenberg-Kohn-Sham density-functional theory (HKS-DFT). The wave function for the model fermionic system is a Slater determinant of spin orbitals, whereas that for the model bosons is the density amplitude. In the QDFT mappings, the contributions of the electron correlations due to the Pauli exclusion principle, Coulomb repulsion and correlation-kinetic effects are separately delineated. It has been proved via QDFT that the contribution of Pauli and Coulomb correlations to these model systems is the same; the difference lies solely in their correlation-kinetic component. In this paper, we apply the QDFT of the density amplitude to study the mapping to the bosonic model. The application is to atoms and performed at the Hartree-Fock theory level of electron correlations. A principal conclusion is that correlation-kinetic effects play a significant role in the mapping to the bosonic model, whereas they are negligible in the mapping to the model fermions. For the bosonic model, this contribution increases with electron number, becoming nearly as significant as those due to the corresponding electron-interaction (the sum of the Hartree and Pauli) term. The significance of the correlation-kinetic effects will be further enhanced on the inclusion of Coulomb correlations and the corresponding correlation-kinetic contributions. The consequences of these conclusions for the HKS-DFT of the density amplitude are discussed, as are directions for future work.
Time-dependent quantal density-functional theory (Q-DFT) is a description of the s-system of noninteracting fermions with electronic density equivalent to that of Schr\"odinger theory, in terms of fields whose sources are quantum-mechanical expectations of Hermitian operators. The theory delineates and defines the contribution of each type of electron correlation to the local electron-interaction potential ${\ensuremath{\nu}}_{\mathrm{ee}}(\mathbf{r},t)$ of the s system. These correlations are due to the Pauli exclusion principle, Coulomb repulsion, correlation-kinetic, and correlation-current-density effects, the latter two resulting, respectively, from the difference in kinetic energy and current density between the interacting Schr\"odinger and noninteracting systems. We employ Q-DFT to prove the following sum rules and properties of the s system: (i) the components of the potential due to these correlations separately exert no net force on the system; (ii) the torque of the potential is finite and due solely to correlation-current-density effects; (iii) two sum rules involving the curl of the dynamic electron-interaction kernel defined as the functional derivative of ${\ensuremath{\nu}}_{\mathrm{ee}}(\mathbf{r},t)$ are derived and shown to depend on the frequency dependent correlation-current-density effect. Furthermore, via adiabatic coupling constant (\ensuremath{\lambda}) perturbation theory, we prove: (iv) the exchange potential ${\ensuremath{\nu}}_{x}(\mathbf{r},t)$ is the work done in a conservative field representative of Pauli correlations and lowest-order $O(\ensuremath{\lambda})$ correlation-kinetic and correlation-current-density effects; (v) the correlation potential ${\ensuremath{\nu}}_{c}(\mathbf{r},t)$ commences in $O({\ensuremath{\lambda}}^{2}),$ and, at each order, it is the work done in a conservative field representative of Coulomb correlations and correlation-kinetic and correlation-current-density effects; (vi) we derive the integral virial theorem relating ${\ensuremath{\nu}}_{\mathrm{ee}}(\mathbf{r},t)$ to the electron-interaction and correlation-kinetic energy for arbitrary coupling constant strength \ensuremath{\lambda}, and show there are no explicit correlation-current-density contributions to the energy. From this integral virial theorem we (vii) obtain the fully interacting $(\ensuremath{\lambda}=1)$ and exchange-only $(\ensuremath{\lambda}=0)$ integral virial theorems as special cases, the latter showing there is no explicit correlation-kinetic contribution to the exchange energy; and (viii) write expressions for the electron-interaction and correlation-kinetic actions for arbitrary coupling constant \ensuremath{\lambda} in terms of the corresponding fields.
Abstract The quantal density functional theory (Q‐DFT) of excited states is the description of the physics of the mapping from any bound nondegenerate excited state of Schrödinger theory to that of the s‐system of noninteracting Fermions with equivalent density ρk(r), energy Ek, and ionization potential Ik. The s‐system may either be in an excited state with the same configuration as in Schrödinger theory or in a ground state with a consequently different configuration. The Q‐DFT description of the s‐system is in terms of a conservative field ℱk(r), whose electron‐interaction ℰee(r) and correlation‐kinetic 𝒵 (r) components are separately representative of electron correlations due to the Pauli exclusion principle and Coulomb repulsion, and correlation‐kinetic effects, respectively. The sources of these fields are expectations of Hermitian operators taken with respect to the system wavefunction. The local electron‐interaction potential vee(r) of the s‐system, representative of all the many‐body correlations, is the work done to move an electron in the force of the field ℱk(r). The electron interaction Eee and correlation‐kinetic Tc components of the total energy Ek may be expressed in integral virial form in terms of their respective fields. The difference between the s‐system in its ground or excited state representation is due entirely to correlation‐kinetic effects. The highest occupied eigenvalue of the s‐system differential equation in either case is minus the ionization potential Ik. In this work we demonstrate the transformation of an excited state of Schrödinger theory, as represented by the first excited singlet state of the exactly solvable Hooke's atom, to that of noninteracting Fermions in their ground state with equivalent excited state density, energy, and ionization potential. To further prove the Fermions are in a ground state, we solve the corresponding singlet s‐system differential equation numerically for the vee(r) determined, and obtain the excited state density from the zero node orbitals generated. The resulting total energy is also the same. In addition, the single eigenvalue determined corresponds to minus the ionization potential of the excited state. © 2001 John Wiley & Sons, Inc. Int J Quantum Chem, 2001
Quantum dot structures confine electrons in a small region of space. Some properties of semiconductor quantum dots, such as the discrete energy levels and shell filling effects visible in addition spectra, have analogies to those of atoms and indeed dots are sometimes referred to as 'artificial atoms'. However, atoms and dots show some fundamental differences due to electron correlations. For real atoms, the kinetic energy of electrons dominates over their mutual Coulomb repulsion energy and for this reason the independent electron approximation works well. For quantum dots the confining potential may be shallower than that of real atoms leading to lower electron densities and a dominance of mutual Coulomb repulsion over kinetic energy. In this strongly correlated regime the independent electron picture leads to qualitatively incorrect results. This thesis concentrates on few-electron quantum dots in the strongly correlated regime both for quasi-one-dimensional and two-dimensional dots in a square confining potential. In this so-called 'Wigner' regime the ground-state electronic charge density is localised near positions of classical electrostatic minima and the interacting electronic spectrum consists of well separated spin multiplets. In the strongly correlated regime the structure of low-energy multiplets is explained by mapping onto lattice models with extended-Hubbard and Heisenberg effective Hamiltonians. The parameters for these effective models are calculated within a Hartree approximation and are shown to reproduce well the exact results obtained by numerical diagonalisation of the full interacting Hamiltonian. Comparison is made between square dots and quantum rings with full rotational symmetry. In the very low-density regime, direct diagonalisation becomes impractical due to excessive computer time for convergence. In this regime a numerical renormalisation group method is applied to one-dimensional dots, enabling effective spin-interactions to be pr
Local effective potential theory, both stationary-state and time-dependent, constitutes the mapping from a system of electrons in an external field to one of the noninteracting fermions possessing the same basic variable such as the density, thereby enabling the determination of the energy and other properties of the electronic system. This paper is a description via Quantal Density Functional Theory (QDFT) of the electron correlations that must be accounted for in such a mapping. It is proved through QDFT that independent of the form of external field, (a) it is possible to map to a model system possessing all the basic variables; and that (b) with the requirement that the model fermions are subject to the same external fields, the only correlations that must be considered are those due to the Pauli exclusion principle, Coulomb repulsion, and Correlation–Kinetic effects. The cases of both a static and time-dependent electromagnetic field, for which the basic variables are the density and physical current density, are considered. The examples of solely an external electrostatic or time-dependent electric field constitute special cases. An efficacious unification in terms of electron correlations, independent of the type of external field, is thereby achieved. The mapping is explicated for the example of a quantum dot in a magnetostatic field, and for a quantum dot in a magnetostatic and time-dependent electric field.