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Physical Review A

Dynamic linear response of many-electron systems: An integral formulation of density-functional theory

Weitao Yang

Published Dec 1, 1988• 22 citations
Publisher

Abstract

A new approach for the calculation of the linear response of both the ground and thermal-equilibrium states of many-electron systems is proposed via an integral formulation of the density-functional theory. Based on the path-integral representation of the one-particle Green's function, the frequency-dependent linear-response function for the Kohn-Sham noninteracting system is expressed as an explicit functional of the Kohn-Sham local potential, instead of the summation over the single-electron orbitals. Thus the dynamic linear density response can be determined as the solution of self-consistent equations which only need as input the total electron density of the ground or the equilibrium state. Exchange and correlation effects are incorporated. Because orbitals are not employed, the formulation provides the possibility for calculations of linear-response properties, such as dynamic polarizability and photoabsorption cross sections of systems with very many electrons. The present formulation can also be applied to general fermions.

DOI
10.1103/physreva.38.5512

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A new approach for the calculation of the linear response of both the ground and thermal-equilibrium states of many-electron systems is proposed via an integral formulation of the density-functional theory. Based on the path-integral representation of the one-particle Green's function, the frequency-dependent linear-response function for the Kohn-Sham noninteracting system is expressed as an explicit functional of the Kohn-Sham local potential, instead of the summation over the single-electron orbitals. Thus the dynamic linear density response can be determined as the solution of self-consistent equations which only need as input the total electron density of the ground or the equilibrium state. Exchange and correlation effects are incorporated. Because orbitals are not employed, the formulation provides the possibility for calculations of linear-response properties, such as dynamic polarizability and photoabsorption cross sections of systems with very many electrons. The present formulation can also be applied to general fermions.
A new approach for the calculation of ground states of many-electron systems is proposed via an integral formulation of the Hohenberg-Kohn-Sham density-functional theory. Only equations for the total electron density are involved; orbitals are not employed. Exchange and correlation effects are incorporated. In place of the set of single-electron equations, the total electron density is explicitly expressed in terms of the Kohn-Sham effective local potential through multidimensional integrations. The development is based on the first-order density matrix as obtained from the one-body Green's function in polygonal and Fourier path-integral representations. This might open up the possibility of ab initio calculations for molecules with very many electrons. It also provides explicit solutions to two long-standing problems: electron kinetic energy and momentum density as functionals of the total electron density. The formulation can also be used in calculations for general fermions.
The self consistent version of the density functional theory (DFT) is presented, which allows to calculate the ground state and dynamic properties of finite multi-electron systems such as atoms, molecules and clusters. The exact functional equation for the effective interaction, using which one can construct the action functional, density functional, the response functions, and excitation spectra of the considered systems, are discussed. We have also related the eigenvalues of the single-particle Kohn-Sham equations to the real single-particle spectra. We begin with the standard action functional and show that it is useful in calculating the linear response functions via which all physical characteristics of a many-body system can be expressed. It is shown, that function can be causal (retarded), noncausal and advanced ones. This resolves the well known paradox related to the causality and symmetry properties of the response functions and the effective interaction.
The self consistent version of the density functional theory is presented, which allows to calculate the ground state and dynamic properties of finite multi-electron systems. An exact functional equation for the effective interaction, from which one can construct the action functional, density functional, the response functions, and excitation spectra of the considered systems, is outlined. In the context of the density functional theory we consider the single particle excitation spectra of electron systems and relate the single particle spectrum to the eigenvalues of the corresponding Kohn-Sham equations. We find that the single particle spectrum coincides neither with the eigenvalues of the Kohn-Sham equations nor with those of the Hartree-Fock equations.
The frequency-dependent exchange-correlation potential, which appears in the usual Kohn-Sham formulation of a time-dependent linear response problem, is a strongly nonlocal functional of the density, so that a consistent local density approximation generally does not exist. This problem can be avoided by choosing the current density as the basic variable in a generalized Kohn-Sham theory. This theory admits a local approximation which, for fixed frequency, is exact in the limit of slowly varying densities and perturbing potentials.
By introducing a set of auxiliary equations representing a many-body system, we have derived an extension of the Kohn-Sham scheme for the density functional theory. These equations consist of a Kohn-Sham-type equation determining single-particle orbitals and an eigen-value equation for an effective many-body problem. A variational method similar to the Kohn-Sham technique was utilized to derive effective interactions as well as effective potentials without artificial substitution of a Hubbard-type interaction and a mean-field correction in the energy functional. The second equation is described by an effective many-body Hamiltonian with both 2-body interactions and mean-field terms. Rigorous formulation of the extended Kohn-Sham equation is also given in accordance with the Hadjisavvas-Theophilou formulation. Our formulation can be interpreted as a way to define models of the strongly correlated electron systems, e.g. the Hubbard model
The time-dependent density-functional (TDDFT) equations may be written either for the Kohn-Sham orbitals in Hilbert space or for the single-electron density matrix in Liouville space. A collective-oscillator, quasiparticle, representation of the density response of many-electron systems which explicitly reveals the relevant electronic coherence sizes is developed using the Liouville-space representation of adiabatic TDDFT. Closed expressions for the nonlinear density-density response are derived, eliminating the need to solve nonlinear integral equations, as required in the Hilbert-space formulation of the response.