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Physical review. B, Condensed matter

Local canonical transformations of fermions

Stellan S. Ostlund, E. J. Melé

Published Dec 1, 1991• 37 citations
Publisher

Abstract

By permitting canonical transformations that are nonlinear in fermion creation and annihilation operators, we show that the space of canonical transformations of ordinary spin-1/2 operators local to a point in space is SU(2)\ensuremath{\bigotimes}SU(2)\ensuremath{\bigotimes}U(1)\ensuremath{\bigotimes}${\mathit{Z}}_{2}$. We identify those subgroups that form local and global gauge symmetries of the Hubbard-Heisenberg model on and off half filling. Our systematic method of generating all ocal canonical transformations enables us to discover a ``nonlinear'' local U(1) gauge symmetry of the Heisenberg-Hubbard model that remains a local symmetry away from half filling. The paper presents this group together with all other known canonical transformations in a unified framework.

DOI
10.1103/physrevb.44.12413

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Symmetries of the Hubbard model in the large-U limit are discussed. WE show that the global SU(2) symmetry of the full even-lattice Hubbard model generated by Yang's \ensuremath{\eta}-pairing operators becomes a local symmetry in the large-U limit and is applicable to even-odd mixed lattices. This extends the well-known SU(2) local symmetry of Anderson, for which we construct the generators. The associated local gauge theory of the extended symmetry can be similarly formulated and has interesting physical implications: new mean-field theories with parity-changed pairings. We point out the importance of searching for the parity-dependent Aharanov-Bohm-type of effects related to these local gauge symmetries.
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We analyze the structure of the group of (local) non-linear canonical transformations that exist in a system with n fermionic modes. To perform our study we develop an alternative framework to represent the generators of these canonical transformations; indeed we show how their definition, understanding and control is significantly improved using the Majorana fermion representation. These canonical transformations have the structure of a Lie group and we provide a representation for the elements of the Lie algebra that is very convenient both conceptually and practically (computationally): indeed our framework yields as side product an extremely effective tool to handle and work with SU(2n) Lie groups and algebras. Granting an enhanced control of the group of non-linear canonical transformation, our framework can be helpful in the study of strongly correlated electron systems, since it allows to easily identify fermionic degrees of freedom able to capture part of the correlations and thus may give a simpler representation of the Hamiltonian. Thanks to our analysis, also symmetry-based studies of the quantum Hamiltonians can be improved, since the simple representation of the generators of the canonical group permits to identify and understand otherwise hidden symmetries of difficult interpretation. The main aim of this work is to provide a comprehensive, general and scrupulous analysis of this framework, that we already applied in some circumstances. Therefore specific applications will not be presented in detail, since they can be found elsewhere, while only the formal and conceptual aspects will be developed thoroughly.