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Journal of Physics Conference Series

The effects of electron-phonon interactions on bandgaps

J. P. Hague

Published Mar 1, 2011• 3 citations
Publisher

Abstract

I compute the spectral functions of a 1D Holstein polaron moving in a modulated potential, to examine the effects of electron-phonon interactions on band gaps. The imaginary time Green function is computed using diagrammatic quantum Monte Carlo, which exactly sums the diagrammatic series. From the imaginary time Green function, spectral functions are computed. The electron-phonon interaction flattens the electronic dispersion and leads to an increase in the gap at momentum k = π/2. At strong coupling, polaron sidebands form in the gap. These results demonstrate the strong effect that electron-phonon interactions can have on band gaps.

DOI
10.1088/1742-6596/286/1/012032

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•Jan 1, 2011•1 citation
I compute the spectral functions of a 1D Holstein polaron moving in a modulated potential, to examine the effects of electron-phonon interactions on band gaps. The imaginary time Green function is computed using diagrammatic quantum Monte Carlo, which exactly sums the diagrammatic series. From the imaginary time Green function, spectral functions are computed. The electron-phonon interaction flattens the electronic dispersion and leads to an increase in the gap at momentum k = π/2. At strong coupling, polaron sidebands form in the gap. These results demonstrate the strong effect that electron-phonon interactions can have on band gaps.
We present the numerically exact ground-state energy, effective mass, and isotope exponents of a one-dimensional lattice polaron, valid for any range of electron-phonon interaction, applying a continuous-time quantum Monte Carlo (QMC) technique in a wide range of coupling strength and adiabatic ratio. The QMC method is free from any systematic finite-size and finite-time-step errors. We compare our numerically exact results with analytical weak-coupling theory and with the strong-coupling $1∕\ensuremath{\lambda}$ expansion. We show that the exact results agree well with the canonical Fr\"ohlich and Holstein-Lang-Firsov theories in the weak and strong coupling limits, respectively, for any range of interaction. We find a strong dependence of the polaron dynamics on the range of interaction. An increased range of interaction has a similar effect to an increased (less adiabatic) phonon frequency: specifically, a reduction in the effective mass.
We investigate the interaction of strongly correlated electrons with phonons in the frame of the Hubbard-Holstein model. The electron-phonon interaction is considered to be strong and is an important parameter of the model besides the Coulomb repulsion of electrons and band filling. This interaction with the nondispersive optical phonons has been transformed to the problem of mobile polarons by using the canonical transformation of Lang and Firsov. A new diagram technique is used in order to handle the strong Coulomb repulsion of the electrons, which leads to a closed set of integral equations for the irreducible on-site many-particle Green's functions. The coupling to the phonons leads to an essential renormalization of the one- and two-particle irreducible Green's functions. It also influences the parameters which control the metal-insulator or superconducting phase transition. In addition we find a collective mode of phonon clouds which surround the polarons. The physics of the emission and absorption of this mode by the polarons has been investigated.
We calculate the spectral properties of the one-dimensional Holstein and breathing polarons using the self-consistent Born approximation. The Holstein model electron-phonon coupling is momentum independent while the breathing coupling increases monotonically with the phonon momentum. We find that for a linear or tight binding electron dispersion: (i) for the same value of the dimensionless coupling the quasiparticle renormalization at small momentum in the breathing polaron is much smaller, (ii) the quasiparticle renormalization at small momentum in the breathing polaron increases with phonon frequency unlike in the Holstein model where it decreases, and (iii) in the Holstein model the quasiparticle dispersion displays a kink and a small gap at an excitation energy equal to the phonon frequency ${\ensuremath{\omega}}_{0}$ while in the breathing model it displays two gaps, one at excitation energy ${\ensuremath{\omega}}_{0}$ and another one at $2{\ensuremath{\omega}}_{0}$. These differences have two reasons: first, the momentum of the relevant scattered phonons increases with increasing polaron momentum and second, the breathing bare coupling is an increasing function of the phonon momentum. These result in an effective electron-phonon coupling for the breathing model which is an increasing function of the total polaron momentum, such that the small momentum polaron is in the weak coupling regime while the large momentum one is in the strong coupling regime. However, the first reason does not hold if the free electron dispersion has low energy states separated by large momentum, as in a higher dimensional system, for example, in this situation the difference between the two models becomes less significant.
We explore the quasiparticle properties of lattice polarons on the basis of a quite general electron-phonon Hamiltonian with a long-range displacement-type interaction. To treat the dynamical quantum phonons without significant loss of accuracy we adapt an exact Lanczos diagonalization method and compute various static and dynamical quantities, such as the electron-lattice correlation function, the polaron band dispersion, the effective polaron mass, the kinetic energy, the single-particle spectral function, and the optical conductivity, on finite one-dimensional lattices for a wide range of model parameters. We compare the results with those obtained for the standard Holstein model with short-range electron-phonon interaction only.
Ab initio calculations of the phonon-induced band structure renormalization are currently based on the perturbative Allen-Heine theory and its many-body generalizations. These approaches are unsuitable to describe materials where electrons form localized polarons. Here, we develop a self-consistent, many-body Green's function theory of band structure renormalization that incorporates localization and self-trapping. We show that the present approach reduces to the Allen-Heine theory in the weak-coupling limit, and to total energy calculations of self-trapped polarons in the strong-coupling limit. To demonstrate this methodology, we reproduce the path-integral results of Feynman and diagrammatic Monte Carlo calculations for the Fröhlich model at all couplings, and we calculate the zero point renormalization of the band gap of an ionic insulator including polaronic effects.
Many condensed matter problems involve a particle coupled to its environment. The polaron, originally introduced to describe electrons in a polarizable medium, describes a particle coupled to a bosonic field. The Holstein polaron model, although simple, including only optical Einstein phonons and an interaction that couples them to the electron density, captures almost all of the standard polaronic properties. We herein investigate polarons that differ significantly from this behaviour. We study a model with phonon-modulated hopping, and find a radically different behaviour at strong couplings. We report a sharp transition, not a crossover, with a diverging effective mass at the critical coupling. We also look at a model with acoustic phonons, away from the perturbative limit, and again discover unusual polaron properties. Our work relies on the Bold Diagrammatic Monte Carlo (BDMC) method, which samples Feynman diagrammatic expansions efficiently, even those with weak sign problems. Proposed by Prokof'ev and Svistunov, it is extended to lattice polarons for the first time here. We also use the Momentum Average (MA) approximation, an analytical method proposed by Berciu, and find an excellent agreement with the BDMC results. A novel MA approximation able to treat dispersive phonons is also presented, along with a new exact solution for finite systems, inspired by the same formalism.